Clarivate (NYSE: CLVT) exec equity grant with tax shares withheld

Rhea-AI Filing Summary

CLARIVATE PLC President, LS&H Henry Levy received a grant of 377,358 Ordinary Shares on March 15, 2026 at no cost, increasing his direct equity stake as compensation. Of these, 35,402 shares were withheld at $2.57 per share to satisfy tax obligations upon restricted share unit vesting. Following the grant and tax withholding, he directly owns 1,003,266 Ordinary Shares, reflecting routine equity compensation activity rather than open-market buying or selling.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Levy Henry

(Last) (First) (Middle)

C/O CLARIVATE PLC

70 ST MARY AXE

(Street)

LONDON X0 EC3A 8BE

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CLARIVATE PLC [ CLVT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, LS&H

3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	03/15/2026		A		377,358	A	$0	1,038,668	D
Ordinary Shares	03/15/2026		F		35,402(1)	D	$2.57	1,003,266	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld for taxes due upon the vesting of restricted share units.

Remarks:

	/s/ John Doulamis, Attorney-in-Fact	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did CLVT executive Henry Levy report on this Form 4?

Henry Levy reported a grant of 377,358 Ordinary Shares on March 15, 2026, as equity compensation. In a related transaction, 35,402 shares were withheld to cover taxes due upon the vesting of restricted share units, a standard non-market event.

Were any CLVT shares bought or sold on the open market in this Form 4?

No open-market purchases or sales are reported. The filing shows a share grant and shares withheld for tax obligations tied to restricted share unit vesting, which are compensation and administrative events rather than discretionary market trades by the executive.

How many CLVT shares does Henry Levy own after these transactions?

After the March 15, 2026 transactions, Henry Levy directly owns 1,003,266 Ordinary Shares of Clarivate PLC. This total reflects the net position following the 377,358-share grant and the withholding of 35,402 shares to satisfy related tax liabilities.

What does the tax withholding of 35,402 CLVT shares represent in this Form 4?

The 35,402 Ordinary Shares represent tax withholding at $2.57 per share tied to restricted share unit vesting. Instead of paying cash taxes, shares are retained by the issuer, which is classified as a tax-withholding disposition, not an open-market share sale.

What is the significance of the 377,358-share grant to CLVT executive Henry Levy?

The grant of 377,358 Ordinary Shares is an equity compensation award to Henry Levy, President, LS&H. It increases his direct ownership stake in Clarivate PLC and aligns his incentives with shareholders, without involving any cash purchase or market transaction by the executive.