STOCK TITAN

Columbus McKinnon (CMCO) officer discloses stock and option holdings

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Columbus McKinnon Corp officer Thomas Patrick Oddo filed an initial ownership report showing his equity stake in the company. He directly holds 6,403.558 shares of common stock, including restricted stock that vests over time if he remains an employee.

His compensation package also includes several non-qualified stock option grants, each with its own exercise price and expiration date. These options give him the right to buy additional Columbus McKinnon common shares in future years, aligning part of his pay with the company’s long-term stock performance.

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Insider Oddo Thomas Patrick
Role CAO, PAO and Interim PFO
Type Security Shares Price Value
holding Non-Qualified Stock Options (Right to Buy) -- -- --
holding Non-Qualified Stock Options (Right to Buy) -- -- --
holding Non-Qualified Stock Options (Right to Buy) -- -- --
holding Non-Qualified Stock Options (Right to Buy) -- -- --
holding Non-Qualified Stock Options (Right to Buy) -- -- --
holding Non-Qualified Stock Options (Right to Buy) -- -- --
holding Non-Qualified Stock Options (Right to Buy) -- -- --
holding Non-Qualified Stock Options (Right to Buy) -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Non-Qualified Stock Options (Right to Buy) — 40,941 shares (Direct); Common Stock — 6,403.558 shares (Direct)
Footnotes (4)
  1. F1. Includes 3,735.233 shares of restricted stock issued to reporting person subject to forfeiture in whole or part. 3,191.817 shares become fully vested 50% per year for two years beginning 5/19/2027; and 543.416 become fully vested on 5/20/2027, if reporting person remains an employee of issuer.
  2. F2. Exercisable 33.33% per year for three years beginning 5/19/2026, if reporting person remains an employee of issuer.
  3. F3. Exercisable 33.33% per year for three years beginning 5/20/2025, if reporting person remains an employee of issuer.
  4. F4. Fully exercisable, subject to IRS limitations.
Direct common shares 6,403.558 shares Directly held Columbus McKinnon common stock
Restricted stock total 3,735.233 shares Restricted shares subject to forfeiture
Restricted stock vesting tranche 3,191.817 shares Vest 50% per year for two years beginning May 19, 2027
Single-date vesting restricted stock 543.416 shares Vest fully on May 20, 2027, if still employed
Option grant 1 2,499 shares at $38.70 Non-qualified stock options, expire May 22, 2028
Option grant 2 4,106 shares at $35.16 Non-qualified stock options, expire May 20, 2029
Option grant 3 6,322 shares at $25.52 Non-qualified stock options, expire May 18, 2030
Latest option grant 9,830 shares at $17.59 Non-qualified stock options, expire May 19, 2035
restricted stock financial
"Includes 3,735.233 shares of restricted stock issued to reporting person subject to forfeiture in whole or part."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Non-Qualified Stock Options (Right to Buy) financial
"Non-Qualified Stock Options (Right to Buy) with underlying common shares and exercise prices."
exercise price financial
"Non-Qualified Stock Options (Right to Buy) show a conversion_or_exercise_price such as 38.7000 or 17.5900."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"Option records list an expiration_date including 2028-05-22T00:00:00.000Z and 2035-05-19T00:00:00.000Z."
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
subject to forfeiture financial
"Restricted stock is issued to the reporting person subject to forfeiture in whole or part."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the CMCO Form 3 filing by Thomas Patrick Oddo show?

The Form 3 shows Thomas Patrick Oddo’s existing ownership in Columbus McKinnon common stock and stock options. It lists his direct share holdings and multiple non-qualified stock option grants with specific exercise prices and expiration dates as part of his compensation package.

How many Columbus McKinnon (CMCO) shares does Oddo directly own?

Oddo directly owns 6,403.558 Columbus McKinnon common shares. This figure includes both unrestricted shares and restricted stock that will vest over time if he continues his employment with the company, as described in the filing’s footnotes.

What restricted stock awards are disclosed for CMCO officer Oddo?

The filing notes 3,735.233 restricted shares subject to forfeiture. Of these, 3,191.817 shares vest 50% per year for two years beginning May 19, 2027, and 543.416 shares vest on May 20, 2027, contingent on his continued employment with Columbus McKinnon.

What stock options does Thomas Patrick Oddo hold in CMCO?

Oddo holds several non-qualified stock options to buy Columbus McKinnon common stock, each with set exercise prices and expiration dates. Examples include options over 2,499 shares at $38.70 and 4,106 shares at $35.16, plus additional grants maturing through 2035.

Are there any buy or sell transactions in this CMCO Form 3?

No, the Form 3 is an initial ownership statement and shows holdings rather than new trades. It reports Oddo’s existing common stock and option positions, without recording any recent open-market purchases, sales, exercises, or other transaction activity.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Oddo Thomas Patrick

(Last)(First)(Middle)
13320 BALLANTYNE CORPORATE PLACE

(Street)
CHARLOTTE NORTH CAROLINA 28277

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026
3. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CAO, PAO and Interim PFO
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock6,403.558(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-Qualified Stock Options (Right to Buy)05/19/202605/19/2035Common Stock9,830(2)$17.59D
Non-Qualified Stock Options (Right to Buy)05/20/202505/20/2034Common Stock4,000(3)$45.34D
Non-Qualified Stock Options (Right to Buy)05/22/202405/22/2033Common Stock5,039(4)$36.16D
Non-Qualified Stock Options (Right to Buy)05/16/202305/16/2032Common Stock5,942(4)$33.12D
Non-Qualified Stock Options (Right to Buy)05/17/202205/17/2031Common Stock3,203(4)$54.26D
Non-Qualified Stock Options (Right to Buy)05/18/202105/18/2030Common Stock6,322(4)$25.52D
Non-Qualified Stock Options (Right to Buy)05/20/202005/20/2029Common Stock4,106(4)$35.16D
Non-Qualified Stock Options (Right to Buy)05/22/201905/22/2028Common Stock2,499(4)$38.7D
Explanation of Responses:
1. Includes 3,735.233 shares of restricted stock issued to reporting person subject to forfeiture in whole or part. 3,191.817 shares become fully vested 50% per year for two years beginning 5/19/2027; and 543.416 become fully vested on 5/20/2027, if reporting person remains an employee of issuer.
2. Exercisable 33.33% per year for three years beginning 5/19/2026, if reporting person remains an employee of issuer.
3. Exercisable 33.33% per year for three years beginning 5/20/2025, if reporting person remains an employee of issuer.
4. Fully exercisable, subject to IRS limitations.
Remarks:
Thomas Patrick Oddo07/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)