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Columbus McKinnon (CMCO) executive reports RSU accrual and vesting schedule

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Reporting person Mario Y. Ramos, CPTO and GM Latin America at Columbus McKinnon (CMCO), received additional restricted stock units and now beneficially owns 33,318.7124 shares. The newly reported grant reflects 49.1158 restricted stock units attributed to dividend reinvestment and was issued at no cash cost. The total holding includes 10,266.7124 shares that remain subject to forfeiture under the issuer's vesting schedule.

The restricted portion is broken down by vesting terms: 1,350.7222 shares fully vest on the first scheduled date, 1,723.4344 shares vest 50% per year over two years starting on the first scheduled date, and 7,192.5558 shares vest 33.33% per year over three years starting on the first scheduled date, contingent on continued employment.

Positive

  • Additional restricted stock units were credited via dividend reinvestment at no cash cost
  • Total beneficial ownership increased to 33,318.7124 shares, indicating meaningful insider stake

Negative

  • 10,266.7124 shares are subject to forfeiture and remain time‑vested, limiting immediate economic benefit
  • Substantial portion vests over multiple years, delaying full alignment realization

Insights

TL;DR: Routine insider equity accrual increases alignment with shareholders while most of the increment remains time‑vested and contingent on continued service.

The filing documents a modest increase in beneficial holdings through dividend‑reinvested restricted stock units rather than an open‑market purchase, indicating compensation or reinvestment mechanics rather than market timing by the executive. The presence of 10,266.7124 shares subject to multi‑year vesting is typical for retention-focused awards and reduces immediate economic exposure. For governance review, this is a standard compensation event that strengthens executive stake without immediate dilution or cash outlay.

TL;DR: The transaction is a non‑cash RSU accrual that modestly raises reported beneficial ownership with structured vesting to retain the executive.

The 49.1158 RSUs credited via dividend reinvestment are small relative to total reported ownership but add to long‑term alignment. The detailed vesting schedule—split into immediate single‑tranche vesting, a two‑year 50% annual vest, and a three‑year 33.33% annual vest—signals layered retention design. This structure preserves incentive over multiple years and limits short‑term selling pressure from the reporting person.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ramos Lara Mario Y.

(Last) (First) (Middle)
13320 BALLANTYNE CORPORATE PLACE

(Street)
CHARLOTTE NC 28277

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CPTO and GM Latin America
3. Date of Earliest Transaction (Month/Day/Year)
08/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/18/2025 A 49.1158(1) A $0 33,318.7124(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents additional restricted stock units attributable to dividend reinvestment.
2. Includes 10,266.7124 shares of restricted stock issued to reporting person, subject to forfeiture in whole or part; 1,350.7222 shares become fully vested 5/22/2026, 1,723.4344 shares become fully vested 50% per year for two years beginning 5/20/2026, and 7,192.5558 shares become fully vested 33.33% per year for three years beginning 5/19/2026, if reporting person remains an employee of issuer.
Remarks:
Mary C. O'Connor as POA for Mario Y. Ramos 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What change in holdings did Mario Y. Ramos report for CMCO?

The report shows an increase to 33,318.7124 beneficially owned shares, including 49.1158 restricted stock units credited via dividend reinvestment.

Were any shares reported as restricted or subject to forfeiture?

Yes. The filing states 10,266.7124 shares are restricted and subject to forfeiture under the issuer's vesting schedule.

How is the restricted portion of Mr. Ramos's holdings scheduled to vest?

Vesting is split: 1,350.7222 shares fully vest on the first scheduled date; 1,723.4344 shares vest 50% per year for two years beginning on the first scheduled date; 7,192.5558 shares vest 33.33% per year for three years beginning on the first scheduled date.

Was cash paid for the recently acquired restricted stock units?

No. The newly reported 49.1158 restricted stock units were attributed to dividend reinvestment and have a reported price of $0.

What is the reporting person's role at Columbus McKinnon?

The reporting person is identified as an Officer with the title CPTO and GM Latin America and is also noted as a Director on the form.
Columbus Mckinnon Corp N Y

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CHARLOTTE