[144] Cummins Inc. SEC Filing

Rhea-AI Filing Summary

Cummins Inc. (CMI) submitted a Form 144 notice proposing the sale of 3,390 common shares through Morgan Stanley Smith Barney LLC on the NYSE. The filing reports an aggregate market value of $1,363,361.05 and lists 137,786,038 shares outstanding. The securities were acquired and paid for on 08/13/2025 by exercise of options under a registered plan, with payment in cash.

The filer indicates no securities sold in the past three months and includes the standard representation that they do not possess undisclosed material adverse information about the issuer. Broker contact details are provided in the notice.

Positive

• Regulatory disclosure provided: Form 144 filed specifying the proposed sale of 3,390 shares valued at $1,363,361.05.
• Acquisition and payment documented: Shares were acquired by exercise of options under a registered plan and paid in cash on 08/13/2025.
• No recent sales: The filing reports "Nothing to Report" for securities sold during the past three months.

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine Form 144 discloses proposed sale of 3,390 shares after option exercise; not clearly material to shareholders.

The filing documents a proposed sale of 3,390 common shares with an aggregate market value of $1,363,361.05, to be executed through Morgan Stanley Smith Barney LLC on the NYSE. The shares were acquired and paid for on 08/13/2025 via exercise of options under a registered plan. The notice also reports no securities sold in the past three months, reducing the likelihood of aggregated recent insider selling. Based on the facts reported, this is a standard disclosure of a post-exercise sale rather than an unexpected corporate development.

Corporate Governance Expert

TL;DR: Form 144 appears properly completed, showing compliance with Rule 144 disclosure for an insider sale following option exercise.

The notice names the broker, specifies the class as common stock, and states the acquisition method as an exercise of options under a registered plan with cash payment on 08/13/2025. The filer makes the required representation regarding material adverse information and reports nothing to report for sales in the prior three months, consistent with routine insider reporting and governance controls. Documentation appears to satisfy the basic Rule 144 reporting obligations reflected in the filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3390	1363361.05	137786038	08/13/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/13/2025	Exercise of options under a registered plan	Issuer			3390	08/13/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did Cummins (CMI) disclose on the Form 144?

The Form 144 proposes sale of 3,390 common shares through Morgan Stanley Smith Barney LLC on the NYSE with an aggregate market value of $1,363,361.05.

When were the shares acquired and how were they acquired?

The shares were acquired on 08/13/2025 by exercise of options under a registered plan, with payment made in cash.

How many shares does the company report outstanding in the filing?

The filing lists 137,786,038 shares outstanding.

Has the filer sold any Cummins (CMI) securities in the past three months?

The filing states "Nothing to Report" for securities sold during the past three months.

Which broker is handling the proposed sale?

The proposed sale is to be handled by Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004.