[144] Cummins Inc. SEC Filing

Rhea-AI Filing Summary

Cummins Inc. (CMI) filing a Form 144 notifies a proposed sale of 1,860 shares of common stock through Morgan Stanley Smith Barney on the NYSE, with an aggregate market value of $748,210.11. The shares were acquired on 08/22/2025 by exercise of options under a registered plan and were paid for in cash on the same date. The filing states there were 137,786,038 shares outstanding and reports no sales by the same person in the prior three months. The notice includes the required representation that the seller is not aware of undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR: Routine insider sale following option exercise; size is immaterial relative to outstanding shares and appears procedural.

The filing documents a planned sale of 1,860 Cummins shares valued at $748,210.11, executed via Morgan Stanley Smith Barney. Acquisition and payment dates are the same, indicating immediate monetization of option exercise proceeds. With 137.8 million shares outstanding, this represents approximately 0.00135% of shares outstanding, so the transaction is unlikely to be market-moving. No prior sales by the filer in the past three months are reported, and the filer affirms absence of undisclosed material adverse information. This is a standard compliance disclosure under Rule 144.

Corporate Governance Expert

TL;DR: Form 144 appears to be a compliant disclosure for an exercised option; governance implications are minimal.

The notice shows the sale stems from exercise of options under a registered plan, suggesting pre-existing compensation or benefit arrangements. The use of a major broker and the inclusion of the statutory attestation reduce procedural risk. Because the filer reported no undisclosed material information and no recent related sales, the filing raises no immediate governance concerns beyond routine insider liquidity following option exercise.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1860	748210.11	137786038	08/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/22/2025	Exercise of options under a registered plan	Issuer			1860	08/22/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)