[144] Cummins Inc. SEC Filing

Rhea-AI Filing Summary

Cummins Inc. (CMI) Form 144 notice reports a proposed sale of 1,307 common shares by a person associated with the issuer, with an aggregate market value of $524,000 and approximately 137,786,038 shares outstanding. The sale is scheduled for 08/18/2025 on the NYSE and identifies Merrill One Bryant Park as the broker. The securities were acquired via stock options on 05/21/2024 (604 shares), 04/26/2024 (3 shares), and 03/25/2025 (700 shares), with cash used to satisfy exercise payments. No securities sold by this person in the past three months are reported, and the filer certifies they are not aware of undisclosed material adverse information. The form provides procedural disclosure only and does not include financial results or forward-looking statements.

Positive

• Rule 144 disclosure filed, showing compliance with securities resale rules
• Details provided on acquisition dates and payment method (stock options exercised; cash payment)

Negative

• None.

Insights

Securities/Equity Analyst

TL;DR: Routine insider notice of proposed sale; size is modest relative to total shares outstanding.

The Form 144 documents a proposed sale of 1,307 shares valued at $524,000 against a public float that includes 137,786,038 shares outstanding, indicating the transaction is small in absolute ownership terms. The shares were acquired through stock option exercises on three dates and will be sold through a listed broker on the NYSE. From an analyst perspective, this filing is a compliance disclosure rather than a signal of operational change; there is no accompanying earnings or material corporate disclosure in the form itself.

Corporate Governance Expert

TL;DR: Proper Rule 144 disclosure observed; no governance red flags in the filing.

The document follows Rule 144 procedures by reporting the class, acquisition dates, nature of acquisition (stock options), broker, and planned sale date. The filer includes the statutory certification about absence of undisclosed material adverse information. There are no noted unusual vesting arrangements, related-party transfers, or multiple recent sales reported in the past three months, which reduces immediate governance concerns based on this filing alone.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill One Bryant Park 28th Fl New York NY 10036	1307	524000.00	137786038	08/18/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/21/2024	stock option	Karen Quintos			604	05/21/2024	Cash
Common	04/26/2024	Stock Option	Karen Quintos			3	04/26/2024	Cash
Common	03/25/2025	Stock Option	Karen Quintos			700	03/25/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Cummins (CMI) Form 144 report?

The form reports a proposed sale of 1,307 common shares with an aggregate market value of $524,000, to be sold on 08/18/2025 on the NYSE.

Who acquired the shares reported on the Form 144?

The securities were acquired from Karen Quintos through stock option exercises on 05/21/2024 (604 shares), 04/26/2024 (3 shares), and 03/25/2025 (700 shares).

Which broker is handling the proposed sale?

The broker listed is Merrill One Bryant Park, 28th Fl New York, NY 10036.

Does the Form 144 report any securities sold by this person in the past three months?

No. The filing states Nothing to Report for securities sold during the past three months.

Does the filing disclose any undisclosed material information about Cummins?

The filer certifies they do not know of any material adverse information about the issuer that has not been publicly disclosed.