[144] Cummins Inc. SEC Filing

Rhea-AI Filing Summary

Cummins Inc. (CMI) filing a Rule 144 notice reports a proposed sale of 5,002 common shares through Morgan Stanley Smith Barney on the NYSE with an approximate aggregate market value of $2,034,813.60. The filing lists total outstanding common shares as 137,786,038. Acquisition details show 1,985 shares acquired by option exercise on 08/14/2025 and 3,017 shares delivered as restricted stock units on 02/19/2025. The filer reports no securities sold in the past three months and includes the standard representation that the seller lacks undisclosed material adverse information.

Positive

• Transparent disclosure of the proposed sale including broker, share count, value, and acquisition details
• No securities sold in the past three months, as reported in the filing

Negative

• Proposed insider sale of 5,002 shares valued at $2,034,813.60, which may be noted by market participants

Insights

Securities Analyst

TL;DR: Insider intends to sell 5,002 Cummins shares valued at about $2.03M; filing discloses acquisition method and confirms no recent sales.

This Rule 144 notice provides standard disclosure of a proposed sale by a person associated with the issuer. Key facts: 5,002 shares planned for sale on 08/14/2025 via Morgan Stanley; aggregate value shown as $2,034,813.60; total shares outstanding listed as 137,786,038. The table attributes 1,985 shares to option exercise on the same date and 3,017 to RSU delivery earlier in 2025, and states there were no sales in the past three months. From a securities perspective, the filing meets Rule 144 notice requirements and provides the essential transaction timeline and broker information.

Compliance/Risk Analyst

TL;DR: Filing is procedural and compliant, showing the seller attests no undisclosed material adverse information and no recent disposals.

The notice includes the required attestation about material information and identifies the broker and planned sale date. It documents the origin of shares (option exercise and RSUs) and indicates no securities sold in the past three months, which is relevant for aggregation rules under Rule 144. The filing contains no information about any trading plan date or 10b5-1 instruction. For compliance review, the form appears complete with broker, share counts, acquisition dates, and consideration method specified.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5002	2034813.60	137786038	08/14/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/14/2025	Exercise of Stock Options	Issuer			1985	08/14/2025	Cash
Common	02/19/2025	Restricted Stock Units	Issuer			3017	02/19/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Cummins (CMI) disclose?

The notice discloses a proposed sale of 5,002 common shares on 08/14/2025 via Morgan Stanley, with aggregate value $2,034,813.60.

How were the shares being sold acquired?

The filing shows 1,985 shares from exercise of stock options on 08/14/2025 and 3,017 shares from restricted stock units delivered on 02/19/2025.

Does the filing report prior sales within three months for CMI?

The Form 144 states Nothing to Report for securities sold during the past three months.

Which broker will handle the sale and on which exchange?

The broker is listed as Morgan Stanley Smith Barney LLC and the sale is planned on the NYSE.

Does the filer assert there is undisclosed material information?

By signing the notice the person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.