CMI Insider Files Rule 144 to Sell 4,850 Shares on NYSE

Rhea-AI Filing Summary

Cummins Inc. filed a Form 144 disclosing a proposed sale of 4,850 shares of common stock through Morgan Stanley Smith Barney on the NYSE, showing an aggregate market value of 1,887,560.35 and 137,786,038 shares outstanding. The table reports the shares were acquired and paid for on 08/08/2025 by exercise of options under a registered plan, with payment in cash, and lists the approximate date of sale as 08/08/2025. The filing states there were no securities sold during the past three months by the person for whose account the sale is reported and includes the standard attestation that the signer does not possess undisclosed material adverse information. The notice records a routine, reported insider exercise-and-sale under Rule 144.

Insights

Securities Analyst

TL;DR: Routine insider exercise-and-sale disclosed; transaction size is small relative to total shares outstanding and appears procedural.

The filing documents a proposed sale of 4,850 common shares with an aggregate market value of 1,887,560.35, routed through Morgan Stanley Smith Barney and slated for 08/08/2025. The shares were acquired the same day by exercising options under a registered plan and paid in cash, and no other sales by the same person are reported in the prior three months. For investors, this is a compliance disclosure of an insider liquidity event rather than a corporate operational development and is not materially informative about company performance.

Corporate Governance Expert

TL;DR: Filing demonstrates Rule 144 procedural compliance and includes the seller's representation about material non-public information.

The Form 144 shows the transaction was processed through an institutional broker and records the acquisition method as option exercise under a registered plan, with cash payment and same-day sale timing. The form explicitly notes no securities sold in the past three months for the reporting person and contains the customary signature attestation regarding absence of undisclosed material adverse information. From a governance standpoint, the filing meets routine disclosure expectations for an officer or insider executing pre-registered option exercises and subsequent sales.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4850	1887560.35	137786038	08/08/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/08/2025	Exercise of options under a registered plan	Issuer			4850	08/08/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Cummins (CMI) Form 144 disclose?

The Form 144 reports a proposed sale of 4,850 Cummins common shares via Morgan Stanley Smith Barney, with aggregate market value 1,887,560.35, planned for 08/08/2025.

How were the shares acquired in the Cummins (CMI) Form 144?

The filing states the shares were acquired on 08/08/2025 by exercise of options under a registered plan and payment was made in cash.

Does the Form 144 show other recent sales by the same person?

No. The filing explicitly reports nothing to report for securities sold during the past three months by the person for whose account the securities are to be sold.

Through which broker and exchange will the Cummins (CMI) shares be sold?

The proposed sale is listed with Morgan Stanley Smith Barney LLC and the NYSE as the securities exchange.

Does the filing indicate any undisclosed material information?

The notice includes the seller's representation that they do not know of any material adverse information about the issuer that has not been publicly disclosed.