HRT Financial LP discloses Clearmind stake

Clearmind Medicine Inc. received an initial insider ownership report from institutional investor HRT Financial LP, which is identified as a ten percent owner.

Rhea-AI Filing Summary

Clearmind Medicine Inc. received an initial insider ownership report from institutional investor HRT Financial LP, which is identified as a ten percent owner. The Form 3 shows HRT Financial LP holding 101,951 shares of Common Stock directly, without reporting any recent purchases or sales.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider HRT FINANCIAL LP

Role 10% Owner

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 101,951 shares (Direct)

Key Figures

Common Stock held: 101,951 shares Owner status: Ten percent owner Buy transactions: 0 transactions +2 more

5 metrics

Common Stock held 101,951 shares Total shares following transaction entry on 2026-06-10

Owner status Ten percent owner HRT Financial LP flagged as ten percent owner of issuer

Buy transactions 0 transactions transactionSummary buyCount

Sell transactions 0 transactions transactionSummary sellCount

Holding entries 1 entry transactionSummary holdingEntries

Key Terms

Common Stock, ten percent owner, Form 3, direct or indirect

4 terms

Common Stock financial

"security_title: "Common Stock" for the reported holding"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

ten percent owner regulatory

"is_ten_percent_owner: 1 identifies HRT Financial LP as ten percent owner"

Form 3 regulatory

"INSIDER FILING DATA (Form 3) for Clearmind Medicine Inc."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

direct or indirect regulatory

"direct_or_indirect: "D" indicates direct ownership of the shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does HRT Financial LP report in its Form 3 for CMND?

HRT Financial LP reports an initial ownership position in Clearmind Medicine Inc. It holds 101,951 shares of Common Stock directly, according to the Form 3, and is identified as a ten percent owner of the company.

Did HRT Financial LP buy or sell Clearmind (CMND) shares in this Form 3?

The Form 3 does not report any buy or sell transactions. It is an initial ownership statement listing HRT Financial LP’s holdings of 101,951 Common Stock shares, rather than a record of new trades in Clearmind Medicine Inc.

How many Clearmind (CMND) shares does HRT Financial LP own?

HRT Financial LP reports ownership of 101,951 shares of Clearmind Medicine Inc. Common Stock. These shares are shown as being held directly, providing a snapshot of the firm’s reported stake at the time of the Form 3 filing.

What is HRT Financial LP’s status in relation to Clearmind Medicine (CMND)?

HRT Financial LP is identified as a ten percent owner of Clearmind Medicine Inc. This status reflects its reported stake of 101,951 Common Stock shares, which is significant enough to require an initial Form 3 ownership report.

Does the HRT Financial LP Form 3 for CMND include derivative securities?

The Form 3 data shows no derivative securities reported for HRT Financial LP. The filing lists only Common Stock holdings of 101,951 shares, with the derivativeSummary section empty for this ownership report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/12/2026 - 04:19 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last) (First) (Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/10/2026

3. Issuer Name and Ticker or Trading Symbol
Clearmind Medicine Inc. [ CMND ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	101,951	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Adam Nunes	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)