Welcome to our dedicated page for Clearmind Medici SEC filings (Ticker: CMND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Clearmind Medicine Inc.'s SEC filings document foreign private issuer reports for a clinical-stage biotech developing non-hallucinogenic, neuroplastogen-derived psychedelic therapeutics. Form 6-K reports furnish press releases on CMND-100, MEAI-based Alcohol Use Disorder clinical development, European patent activity for PTSD compounds, and communications tied to FDA regulatory pathways.
The filings also record capital-structure matters, including securities purchase agreements, convertible promissory notes, conversions into common shares and amendments to financing capacity. Governance disclosures cover board composition, committee assignments and Nasdaq independence determinations, while incorporated registration statements on Form F-3 and Form S-8 connect current reports to the company's securities registration record.
Clearmind Medicine Inc. is updating a prior registration and converting it to a Form F-3 to allow the resale of up to 296,130 common shares by existing holders. These shares include 294,969 shares tied to convertible promissory notes and 1,161 shares granted as equity awards. Clearmind has already issued promissory notes with an aggregate principal of $2.5 million, all of which, plus accrued interest, have been converted into 129,287 common shares as of January 26, 2026. The notes convert at the lower of a fixed price of $40.40 or 88% of recent VWAP, but not below a floor of $8.00. Clearmind will not sell any shares in this resale and will not receive proceeds from selling shareholders, though it may receive up to an additional $6.75 million in gross proceeds if it elects to issue more notes under the purchase agreements. Shares outstanding were 1,499,838 as of January 26, 2026, and would be 1,795,968 if all registered note shares are issued.
Clearmind Medicine Inc., a clinical-stage pharmaceutical company focused on psychedelic-based therapies, files its annual Form 20-F reporting continued operating losses and substantial going concern uncertainty. The company recorded operating losses of $5,667,177, $5,744,925 and $6,303,434 for the years ended October 31, 2025, 2024 and 2023, with net losses of $3,856,983, $5,254,678 and $8,620,837, and an accumulated deficit of $27,879,724 as of October 31, 2025.
The auditors include an explanatory paragraph about substantial doubt regarding the company’s ability to continue as a going concern, noting negative operating cash flows of $4,734,498 and reliance on future equity or debt financing. Clearmind reports cash and cash equivalents of $3,923,058 as of October 31, 2025 and remains pre-revenue with no approved products, advancing lead candidate MEAI through early-stage clinical development for alcohol use disorder and other indications under significant regulatory, clinical, funding and commercialization risks.
Clearmind Medicine Inc. filed a Form 6-K to furnish a press release announcing that treatment is complete for all six patients in the second cohort of its ongoing FDA-approved Phase I/IIa clinical trial of CMND-100 for alcohol use disorder. This multinational study at sites including Johns Hopkins University and leading Israeli medical centers is designed to assess safety, tolerability, pharmacokinetics, and preliminary efficacy in patients with moderate to severe alcohol use disorder.
The company notes that the first cohort previously showed a favorable safety profile and early signals of benefit, such as reduced cravings and withdrawal symptoms. Clearmind describes this second-cohort completion as steady progress in the program and indicates that topline results from this cohort are anticipated in the coming months.
Clearmind Medicine Inc. furnished a Form 6-K to report that it issued a press release titled "Clearmind Medicine Announces Successful Completion of Second Cohort Enrollment in Ongoing FDA-Approved Phase I/IIa Trial for CMND-100". The update indicates that enrollment of the second patient group in this early-stage, FDA-approved study of CMND-100 has been successfully completed. The first paragraph of the press release is also incorporated by reference into Clearmind’s existing registration statements on Forms F-3 and S-8.
Clearmind Medicine Inc. filed a Form 6-K as a foreign private issuer, furnishing a press release dated December 12, 2025. The press release is titled “Clearmind Medicine’s MEAI Spotlighted in Prestigious Review: Leading Experts Affirm Transformative Potential for Alcohol Use Disorder Treatment.” This filing formally provides that communication to investors and regulators under the Securities Exchange Act of 1934.
Clearmind Medicine Inc. filed a Form 6-K as a foreign private issuer, furnishing a press release dated December 12, 2025. The press release is titled “Clearmind Medicine’s MEAI Spotlighted in Prestigious Review: Leading Experts Affirm Transformative Potential for Alcohol Use Disorder Treatment.” This filing formally provides that communication to investors and regulators under the Securities Exchange Act of 1934.
Clearmind Medicine Inc., a foreign private issuer, submitted a Form 6-K that furnishes a press release titled “Clearmind Medicine Successfully Regains Compliance with Nasdaq’s Minimum Stockholders’ Equity Requirement.” This indicates the company reports it has regained compliance with that specific Nasdaq stockholders’ equity standard.
The press release is filed as Exhibit 99.1 and is incorporated by reference into Clearmind Medicine’s existing registration statements on Form F-3 (File Nos. 333-275991, 333-270859, 333-273293) and Form S-8 (File No. 333-283695). The report is signed on behalf of the company by Chief Executive Officer Adi Zuloff-Shani.
Clearmind Medicine Inc., a foreign private issuer, submitted a Form 6-K that furnishes a press release titled “Clearmind Medicine Successfully Regains Compliance with Nasdaq’s Minimum Stockholders’ Equity Requirement.” This indicates the company reports it has regained compliance with that specific Nasdaq stockholders’ equity standard.
The press release is filed as Exhibit 99.1 and is incorporated by reference into Clearmind Medicine’s existing registration statements on Form F-3 (File Nos. 333-275991, 333-270859, 333-273293) and Form S-8 (File No. 333-283695). The report is signed on behalf of the company by Chief Executive Officer Adi Zuloff-Shani.
Clearmind Medicine Inc. is registering 12,545,230 common shares for resale by existing warrant holders. These shares are issuable upon exercise of January 2024 PIPE warrants whose terms were adjusted after later financings and convertible note issuances. The company will not receive proceeds from any resale of these shares, but may receive cash if the warrants are exercised for cash instead of on a cashless basis.
As of December 3, 2025, Clearmind had 59,991,852 common shares outstanding, with its stock trading on Nasdaq under “CMND” at $0.111 per share. The company is a clinical-stage psychedelic-focused pharmaceutical developer, conducting Phase I/IIa trials of its non-hallucinogenic MEAI-based candidate for alcohol use disorder and other indications, and reports recurring losses with going-concern uncertainty and a recent Nasdaq stockholders’ equity deficiency that it is attempting to address through convertible notes, registered direct offerings and warrant exercises.
Clearmind Medicine Inc. entered into a definitive securities purchase agreement for a registered direct offering of 7,944,868 common shares and pre-funded warrants to purchase up to 2,865,960 common shares. The securities are priced at $0.12 per common share and $0.1199 per pre-funded warrant, with expected aggregate gross proceeds of approximately $1.294 million to the company.
The pre-funded warrants are immediately exercisable at $0.0001 per share, may be exercised on a cashless basis, and remain outstanding until fully exercised, subject to a 4.99% beneficial ownership cap. Clearmind plans to use the net proceeds, together with existing cash, for general corporate purposes, including operating expenses, research and development, clinical and pre-clinical testing, working capital, potential acquisitions and capital expenditures.
Clearmind Medicine Inc. is offering 7,944,868 common shares at $0.12 per share and pre-funded warrants to purchase up to 2,865,960 common shares at $0.1199 per warrant, for total gross proceeds of approximately $1,297,012.76. Each pre-funded warrant is immediately exercisable for one share at an exercise price of $0.0001 and has no expiration.
The company expects net proceeds of about $1.3 million, to be used for general corporate purposes including operating expenses, research and development, clinical and pre-clinical testing, working capital, potential acquisitions and capital expenditures. Shares outstanding were 33,181,024 as of November 25, 2025, and are expected to be 43,991,852 assuming full exercise of the pre-funded warrants. Clearmind has received a Nasdaq notice for not meeting the $2.5 million minimum stockholders’ equity requirement and plans to use this and recent financings to help regain compliance, while its auditors have highlighted substantial doubt about its ability to continue as a going concern.