CFO Teri Loxam’s tax withholding of COMPASS (CMPS) shares detailed in Form 4

Rhea-AI Filing Summary

COMPASS Pathways plc Chief Financial Officer Teri Loxam reported a routine tax-related share disposition. On the vesting of restricted share units, 1,781 Ordinary Shares were withheld by the company at a value of $6.89 per share to satisfy tax withholding obligations. After this withholding, Loxam directly owns 77,002 Ordinary Shares, which may be represented by American Depositary Shares on a one-for-one basis.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Loxam Teri

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Tax Withholding	Ordinary Shares	1,781	$6.89	$12K

Holdings After Transaction: Ordinary Shares — 77,002 shares (Direct)

Footnotes (1)

1. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Loxam Teri

(Last) (First) (Middle)

C/O COMPASS PATHWAYS PLC

33 BROADWICK STREET

(Street)

LONDON X0 W1F 0DQ

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
COMPASS Pathways plc [ CMPS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares(1)	03/11/2026		F		1,781(2)	D	$6.89	77,002	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

2. Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.

Remarks:

	/s/ Meredith Prithviraj by Power of Attorney for Teri Loxam	03/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did COMPASS Pathways (CMPS) report for Teri Loxam?

COMPASS Pathways reported that CFO Teri Loxam had 1,781 Ordinary Shares withheld. These shares were retained by the company to cover tax obligations when restricted share units vested, rather than being sold in the open market.

How many COMPASS Pathways (CMPS) shares does Teri Loxam hold after this Form 4?

After the reported transaction, CFO Teri Loxam directly holds 77,002 Ordinary Shares. This figure reflects her position following the tax-withholding event related to vesting restricted share units disclosed in the Form 4 filing.

Was the COMPASS Pathways (CMPS) Form 4 transaction an open-market sale?

The transaction was not an open-market sale. The Form 4 shows 1,781 shares were withheld by COMPASS Pathways to satisfy tax withholding obligations upon restricted share unit vesting, a common administrative mechanism rather than a discretionary sale.

At what price were COMPASS Pathways (CMPS) shares valued in Teri Loxam’s tax withholding?

The withheld shares were valued at $6.89 per Ordinary Share. This price was used to determine the value of the 1,781 shares retained by the company to cover Teri Loxam’s tax obligations when her restricted share units vested.

How are COMPASS Pathways (CMPS) Ordinary Shares related to American Depositary Shares?

Each COMPASS Pathways American Depositary Share currently represents one Ordinary Share. The Form 4 notes that the Ordinary Shares reported for Teri Loxam may be represented by ADSs on this one-for-one basis for trading convenience.