CMS Energy CFO reports initial share holdings

Q: What does the CMS (CMS) Form 3 filed by EVP/CFO Srikanth Maddipati show?

The Form 3 shows Srikanth Maddipati, EVP/CFO of CMS Energy, reporting his initial beneficial ownership. He holds 24,511 shares of Common Stock directly and no Depositary Shares of the 4.2% Perpetual Preferred Stock, Series C.

Q: How many CMS (CMS) common shares does EVP/CFO Srikanth Maddipati own?

The filing reports that Srikanth Maddipati directly owns 24,511 shares of CMS Energy Common Stock. This reflects his reported beneficial ownership as of the Form 3 filing date, without indicating any recent purchases or sales.

Q: Does the CMS (CMS) EVP/CFO hold any preferred Depositary Shares?

According to the Form 3, Srikanth Maddipati holds 0 Depositary Shares of CMS Energy’s 4.2% Perpetual Preferred Stock, Series C. The filing lists this security with a total shares following transaction value of zero.

Q: Is the CMS (CMS) Form 3 for Srikanth Maddipati a buy or sell disclosure?

This Form 3 is an initial ownership report, not a buy or sell transaction. It classifies both entries as holdings with unknown transaction codes and provides end-of-period share amounts rather than reporting new purchases or sales.

Q: What type of securities are disclosed in the CMS (CMS) CFO’s Form 3?

The Form 3 lists two security types: Common Stock and Depositary Shares - 4.2% Perpetual Preferred Stock, Series C. Only the Common Stock line shows a non-zero position, with 24,511 shares held directly.

CMS Energy Corp EVP/CFO Srikanth Maddipati has filed an initial Form 3 reporting his equity holdings in the company.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

CMS Energy Corp EVP/CFO Srikanth Maddipati has filed an initial Form 3 reporting his equity holdings in the company. The filing shows direct ownership of 24,511 shares of Common Stock and no holdings of the Depositary Shares representing 4.2% Perpetual Preferred Stock, Series C.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider MADDIPATI SRIKANTH

Role EVP/CFO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--
holding	Depositary Shares - 4.2% Perpetual Preferred Stock, Series C	--	--	--

Holdings After Transaction: Common Stock — 24,511 shares (Direct); Depositary Shares - 4.2% Perpetual Preferred Stock, Series C — 0 shares (Direct)

Key Figures

Common Stock held: 24,511 shares Preferred Depositary Shares held: 0 shares Holding entries: 2 entries

3 metrics

Common Stock held 24,511 shares Total CMS Energy Common Stock directly owned after reported holdings

Preferred Depositary Shares held 0 shares Depositary Shares - 4.2% Perpetual Preferred Stock, Series C after holdings

Holding entries 2 entries Total holding-type entries in transaction summary

Key Terms

Depositary Shares - 4.2% Perpetual Preferred Stock, Series C, Common Stock, beneficial ownership

3 terms

Depositary Shares - 4.2% Perpetual Preferred Stock, Series C financial

"security_title: "Depositary Shares - 4.2% Perpetual Preferred Stock, Series C""

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

beneficial ownership financial

"Form 3 reporting his initial beneficial ownership in CMS Energy"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the CMS (CMS) Form 3 filed by EVP/CFO Srikanth Maddipati show?

The Form 3 shows Srikanth Maddipati, EVP/CFO of CMS Energy, reporting his initial beneficial ownership. He holds 24,511 shares of Common Stock directly and no Depositary Shares of the 4.2% Perpetual Preferred Stock, Series C.

How many CMS (CMS) common shares does EVP/CFO Srikanth Maddipati own?

The filing reports that Srikanth Maddipati directly owns 24,511 shares of CMS Energy Common Stock. This reflects his reported beneficial ownership as of the Form 3 filing date, without indicating any recent purchases or sales.

Does the CMS (CMS) EVP/CFO hold any preferred Depositary Shares?

According to the Form 3, Srikanth Maddipati holds 0 Depositary Shares of CMS Energy’s 4.2% Perpetual Preferred Stock, Series C. The filing lists this security with a total shares following transaction value of zero.

Is the CMS (CMS) Form 3 for Srikanth Maddipati a buy or sell disclosure?

This Form 3 is an initial ownership report, not a buy or sell transaction. It classifies both entries as holdings with unknown transaction codes and provides end-of-period share amounts rather than reporting new purchases or sales.

What type of securities are disclosed in the CMS (CMS) CFO’s Form 3?

The Form 3 lists two security types: Common Stock and Depositary Shares - 4.2% Perpetual Preferred Stock, Series C. Only the Common Stock line shows a non-zero position, with 24,511 shares held directly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/09/2026 - 11:20 AM EDT

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

MADDIPATI SRIKANTH

(Last)

(First)

(Middle)

1 ENERGY PLAZA

(Street)

JACKSON

MICHIGAN

49201

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/03/2026

3. Issuer Name and Ticker or Trading Symbol
CMS ENERGY CORP [ CMS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP/CFO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	24,511	D
Depositary Shares - 4.2% Perpetual Preferred Stock, Series C	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

Remarks:

The Power of Attorney is attached as Exhibit 24.

	Rhonda M. Morris, Attny-in-fact	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR