STOCK TITAN

Claros Mortgage Trust (CMTG) director awarded 53,418 deferred stock units as annual equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Claros Mortgage Trust, Inc. director Steven Leonard Richman received a grant of 53,418 Deferred Stock Units as part of his annual director equity compensation. These units reflect restricted stock awards that he elected to defer under the company’s Deferred Compensation Plan. The Deferred Stock Units vest on the earlier of the first anniversary of the grant date or the next annual meeting, assuming he continues serving as a director. After the deferral period, the vested units convert on a one-for-one basis into common shares or, at the company’s election, into cash, and they have no expiration date. Following this grant, Richman holds 53,418 Deferred Stock Units directly.

Positive

  • None.

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  • None.
Insider Richman Steven Leonard
Role null
Type Security Shares Price Value
Grant/Award DEFERRED STOCK UNITS 53,418 $0.00 --
Holdings After Transaction: DEFERRED STOCK UNITS — 53,418 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Deferred Stock Units granted 53,418 units Annual director grant on 2026-06-03
Grant price per unit $0.00 Compensation grant, not market purchase
Underlying common shares 53,418 shares One-for-one conversion into common stock
Deferred Stock Units after grant 53,418 units Holdings following reported transaction
Deferred Stock Units financial
"Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs")."
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Deferred Compensation Plan financial
"deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs")."
A deferred compensation plan is an arrangement where an employer agrees to pay part of an employee’s pay or bonus at a later date instead of immediately, often to reduce current tax bills or to tie rewards to long-term performance. For investors it matters because these promises create future cash obligations and influence executive incentives and retention; they can affect a company’s reported liabilities, cash flow planning and the risk profile if the business faces financial trouble.
restricted stock units financial
"Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs")."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Richman Steven Leonard

(Last)(First)(Middle)
C/O MACK REAL ESTATE CREDIT STRATEGIES
60 COLUMBUS CIRCLE, 20TH FLOOR

(Street)
NEW YORK NEW YORK 10023

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Claros Mortgage Trust, Inc. [ CMTG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
DEFERRED STOCK UNITS(1)(1)06/03/2026A53,418 (1) (1)COMMON STOCK53,418$053,418D
Explanation of Responses:
1. Represents annual director grant of restricted stock units, which have been deferred by the Reporting Person under the Issuer's Deferred Compensation Plan ("DCP") and thus are reported as Deferred Stock Units ("DSUs"). The DSUs vest on the earlier to occur of (i) the first anniversary of the grant date and (ii) the date of the next annual meeting following the grant date, subject to continued service with the Company through such date. The Vested DSUs convert into shares of Common Stock on a one-for-one basis, or at the election of the Issuer into cash, following the deferral period as defined in the DCP. The DSUs have no expiration date.
/s/ Jeffrey D. Siegel, Attorney-in-Fact for Steven Leonard Richman06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Claros Mortgage Trust (CMTG) report for Steven Leonard Richman?

Claros Mortgage Trust reported that director Steven Leonard Richman received 53,418 Deferred Stock Units as an annual director equity grant. These awards are compensation-based, not an open-market purchase, and are structured as deferred restricted stock units under the company’s Deferred Compensation Plan.

How many Deferred Stock Units did CMTG director Steven Leonard Richman receive?

Steven Leonard Richman received 53,418 Deferred Stock Units tied to Claros Mortgage Trust common stock. The grant represents his annual director equity award, which has been deferred under the Deferred Compensation Plan instead of being taken as immediate restricted stock, aligning compensation with future company performance.

How do the Deferred Stock Units for CMTG’s director vest and settle?

The Deferred Stock Units vest on the earlier of the first anniversary of the grant date or the next annual meeting. After the deferral period defined in the Deferred Compensation Plan, vested units convert one-for-one into common shares or, at the issuer’s election, into cash, providing equity-linked compensation.

Is the Form 4 transaction for CMTG’s director a market purchase or a compensation grant?

The Form 4 shows a compensation grant, not a market purchase. Director Steven Leonard Richman received 53,418 Deferred Stock Units at a price of $0.00 per unit as an annual director equity award, granted under Claros Mortgage Trust’s Deferred Compensation Plan.

What is the relationship between CMTG’s Deferred Stock Units and common stock?

Each Deferred Stock Unit represents the right to receive one share of Claros Mortgage Trust common stock or, at the issuer’s election, cash of equal value. This one-for-one conversion occurs after the applicable deferral period when the units have vested under the Deferred Compensation Plan.