STOCK TITAN

Cannae Holdings (NYSE: CNNE) CEO withholds 13K shares for taxes after RSU vest

(High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cannae Holdings, Inc. CEO Ryan R. Caswell reported equity compensation-related transactions involving restricted stock units and common stock. On 2026-08-13, 33,333 restricted stock units vested and were disposed to the issuer in exchange for 33,333 shares of common stock, as described in a footnote. Following this vesting, Caswell held 366,667 restricted stock units. On the same date, 13,116 shares of common stock were delivered or withheld at $15.56 per share for payment of exercise price or tax liability.

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Insider Caswell Ryan R.
Role CEO
Type Security Shares Price Value
Disposition Restricted Stock Units F1 33,333 $0.00 $0.00
Grant/Award Common Stock F1 33,333 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 13,116 $15.56 $204K
Holdings After Transaction: Restricted Stock Units — 366,667 shares (Direct); Common Stock — 309,898 shares (Direct)
Footnotes (1)
  1. F1. Upon the vesting of a portion of the restricted stock units granted to the reporting person on August 13, 2025, the reporting person received 33,333 shares of common stock of the company. As a result, the reporting person is reporting the disposition of 33,333 restricted stock units in exchange for an equal number of shares of common stock.
RSUs disposed on vesting 33,333 units Restricted stock units exchanged for common stock on 2026-08-13
Common shares acquired from RSU vesting 33,333 shares Shares received upon vesting of restricted stock units on 2026-08-13
Shares delivered/withheld for tax or exercise 13,116 shares Code F transaction for exercise price or tax liability on 2026-08-13
Per-share value in code F transaction $15.56 per share Price used for shares delivered or withheld in code F transaction
Restricted stock units held after transaction 366,667 units RSU balance following disposition of 33,333 vested units
Exercise price or tax liability shares total 13,116 shares Aggregate shares involved in exercise price or tax liability payment per transactionSummary
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Disposition to issuer financial
"transaction_action: "issuer disposition""
Payment of exercise price or tax liability by delivering or withholding securities financial
"transaction_code_description: "Payment of exercise price or tax liability by deliver...""
non-derivative financial
"transaction_type: "non-derivative""

FAQ

What equity compensation transaction did CNNE CEO Ryan R. Caswell report?

Ryan R. Caswell reported vesting of 33,333 restricted stock units into 33,333 shares of Cannae Holdings common stock. This reflects routine equity compensation activity related to previously granted restricted stock units.

How many restricted stock units does the CNNE CEO hold after this Form 4?

After the reported transactions, Ryan R. Caswell held 366,667 restricted stock units. This figure comes from the reported balance following the disposition of 33,333 vested restricted stock units in exchange for common shares.

Were CNNE shares withheld for taxes or exercise costs in this Form 4?

Yes. The filing reports 13,116 shares of common stock delivered or withheld at $15.56 per share for payment of exercise price or tax liability, as indicated by transaction code F and its description.

Does the CNNE CEO’s Form 4 indicate trades under a Rule 10b5-1 plan?

No. The document-level indicator for Rule 10b5-1 plans is false, meaning these reported transactions were not affirmed as executed under a Rule 10b5-1 trading plan checkbox in this filing.

What is the nature of the CNNE CEO’s disposition of restricted stock units?

The CEO reported a disposition of 33,333 restricted stock units to the issuer in exchange for an equal number of common shares. A footnote explains this occurred upon vesting of a portion of previously granted restricted stock units.

Did the CNNE Form 4 report any open derivative positions like options or warrants?

No derivative transactions or remaining derivative positions were listed; the derivativeSummary is empty, and all reported transactions involve non-derivative securities such as restricted stock units and common stock.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Caswell Ryan R.

(Last)(First)(Middle)
1701 VILLAGE CENTER CIRCLE

(Street)
LAS VEGAS NEVADA 89135

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Cannae Holdings, Inc. [ CNNE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock Units08/13/2026D33,333D$0(1)366,667D
Common Stock08/13/2026A33,333A$0(1)323,014D
Common Stock08/13/2026F13,116D$15.56309,898D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Upon the vesting of a portion of the restricted stock units granted to the reporting person on August 13, 2025, the reporting person received 33,333 shares of common stock of the company. As a result, the reporting person is reporting the disposition of 33,333 restricted stock units in exchange for an equal number of shares of common stock.
/s/ Carol Nairn, as attorney-in-fact08/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)