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CNO Financial (CNO) CEO discloses 31,430-share sale under 10b5-1 plan

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

CNO Financial Group, Inc. reported that its Chief Executive Officer and director, through personal holdings, sold common stock in a planned insider transaction. On 01/02/2026, the reporting person sold 31,430 shares of CNO common stock at a weighted average price of $41.9866 per share, with individual sale prices ranging from $41.635 to $42.425. The sale was executed under a Rule 10b5-1 trading plan adopted on August 21, 2025.

Following this transaction, the reporting person beneficially owns 195,926 shares directly and an additional 635,471 shares indirectly through the Gary C. Bhojwani Revocable Trust. This filing provides transparency into the CEO’s equity transactions and current ownership stake in CNO Financial Group.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bhojwani Gary C.

(Last) (First) (Middle)
C/O CNO FINANCIAL GROUP, INC.
11299 ILLINOIS STREET, SUITE 200

(Street)
CARMEL IN 46032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CNO Financial Group, Inc. [ CNO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/02/2026 S 31,430(1) D $41.9866(2) 195,926 D
Common Stock 635,471 I Gary C. Bhojwani Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares sold pursuant to a Rule 10b5-1 trading plan adopted on August 21, 2025.
2. Reflects the weighted average sale price. Shares were sold at prices ranging from $41.635 per share to $42.425 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.
Remarks:
Heidi M. Krings, Attorney-in-Fact 01/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did CNO (CNO) report in this filing?

The filing reports that the Chief Executive Officer and director of CNO Financial Group, Inc. sold 31,430 shares of the company’s common stock on 01/02/2026.

At what price were the CNO Financial Group (CNO) shares sold?

The shares were sold at a weighted average price of $41.9866 per share, with individual trades executed at prices ranging from $41.635 to $42.425 per share.

Was the CNO (CNO) CEO’s stock sale made under a Rule 10b5-1 plan?

Yes. The filing states that the 31,430 shares were sold pursuant to a Rule 10b5-1 trading plan that was adopted on August 21, 2025.

How many CNO Financial Group shares does the reporting person own after this sale?

After the reported transaction, the reporting person beneficially owns 195,926 shares of CNO common stock directly and 635,471 shares indirectly through the Gary C. Bhojwani Revocable Trust.

What roles does the reporting person hold at CNO Financial Group (CNO)?

The reporting person is identified as both a Director and an Officer of CNO Financial Group, Inc., serving as the company’s Chief Executive Officer.

Is this CNO (CNO) insider filing submitted by one or multiple reporting persons?

The document indicates that it is a Form filed by One Reporting Person, rather than a joint or group filing.

How is indirect ownership in CNO Financial Group (CNO) held by the reporting person?

Indirect ownership is reported as 635,471 shares of CNO common stock held through the Gary C. Bhojwani Revocable Trust.

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4.19B
93.14M
2.22%
97.37%
1.53%
Insurance - Life
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CARMEL