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Cohu (COHU) director awarded 594 deferred stock units for board fees

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Director Andrew M. Caggia received a grant of 594 Deferred Stock Units representing phantom stock as payment of director fees at Cohu, Inc. Each unit equals one share of common stock to be issued after his board service ends or on specified future dates. Following this award, he directly holds 76,158 share-linked units, including 10,257 Restricted Stock Units that vest with continued board service and 50,505 Deferred Stock Units that will convert into common stock at retirement or other preset times.

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Insider CAGGIA ANDREW M
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 594 $0.00 --
Holdings After Transaction: Restricted Stock Units — 76,158 shares (Direct)
Footnotes (1)
  1. Grant of Phantom Stock in the form of Deferred Stock Units (DSUs) for payment of Director Fees. Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon the reporting person's termination of service as a director or (ii) at certain specified future dates. Number of shares includes 10,257 Restricted Stock Units (RSUs) and 50,505 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock upon (i) the reporting person's termination of service as a director or (ii) at certain specified future dates.
Deferred Stock Units granted 594 units Grant of phantom stock for director fees on March 27, 2026
Total share-linked units after grant 76,158 units Direct holdings following the reported transaction
Restricted Stock Units held 10,257 RSUs Included in total holdings; vest with continued board service
Deferred Stock Units held 50,505 DSUs Included in total holdings; settle at termination or future dates
Transaction price per unit $0.00 Grant of units as director compensation, no cash paid
Deferred Stock Units (DSUs) financial
"Grant of Phantom Stock in the form of Deferred Stock Units (DSUs) for payment of Director Fees."
Deferred stock units (DSUs) are a form of long-term pay that promises an employee or director future company shares or cash equal to the share value at a later date, usually after leaving the company or at a set vesting time. Think of them as a delayed paycheck tied to the stock: they align recipients’ interests with long-term share performance and matter to investors because they create potential future dilution and signal how management is rewarded and incentivized.
Restricted Stock Units (RSUs) financial
"Number of shares includes 10,257 Restricted Stock Units (RSUs) and 50,505 Deferred Stock Units (DSUs)."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
Phantom Stock financial
"Grant of Phantom Stock in the form of Deferred Stock Units (DSUs) for payment of Director Fees."
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CAGGIA ANDREW M

(Last)(First)(Middle)
17087 VIA DEL CAMPO

(Street)
SAN DIEGO CALIFORNIA 92127

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
COHU INC [ COHU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock Units03/27/2026A594(1)A$076,158(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of Phantom Stock in the form of Deferred Stock Units (DSUs) for payment of Director Fees. Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock (i) upon the reporting person's termination of service as a director or (ii) at certain specified future dates.
2. Number of shares includes 10,257 Restricted Stock Units (RSUs) and 50,505 Deferred Stock Units (DSUs). Each RSU represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting (assuming continued service to the Board). Each DSU is equal to one share of Cohu, Inc. Common Stock and will be settled through the issuance of common stock upon (i) the reporting person's termination of service as a director or (ii) at certain specified future dates.
/s/ Jeffrey D. Jones03/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Cohu (COHU) director Andrew Caggia report in this Form 4?

Director Andrew M. Caggia reported receiving a grant of 594 Deferred Stock Units as payment of director fees. Each unit is equivalent to one share of Cohu common stock that will be issued after his board service ends or on specified future dates.

How many Cohu (COHU) share-linked units does Andrew Caggia now hold?

After the grant, Andrew M. Caggia directly holds 76,158 share-linked units. This total includes a mix of Restricted Stock Units and Deferred Stock Units that will convert into Cohu common stock upon vesting, retirement, or specified future dates.

What are Deferred Stock Units (DSUs) in the Cohu (COHU) Form 4 filing?

The filing describes DSUs as Deferred Stock Units equal to one share of Cohu common stock. They are phantom stock granted for director fees and will be settled in common shares when the director’s service ends or at other specified future dates.

How many RSUs and DSUs are included in Caggia’s Cohu (COHU) holdings?

The holdings include 10,257 Restricted Stock Units (RSUs) and 50,505 Deferred Stock Units (DSUs). Each RSU and DSU represents the right to receive one share of Cohu common stock, subject to vesting conditions or timing tied to board service.

What conditions apply to Cohu (COHU) director Andrew Caggia’s RSUs?

Each Restricted Stock Unit (RSU) represents a contingent right to receive one Cohu common share upon vesting. Vesting assumes continued service to the Board, so the RSUs convert into stock only if the director remains in his role until vesting dates.

When will Cohu (COHU) Deferred Stock Units granted to Andrew Caggia be settled?

The DSUs will be settled in Cohu common stock either when the reporting person’s service as a director terminates or on certain specified future dates. Until settlement, they function as phantom stock tied to the company’s common shares.
Cohu Inc

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COHU Stock Data

1.41B
45.58M
Semiconductor Equipment & Materials
Instruments for Meas & Testing of Electricity & Elec Signals
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