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Cooper Companies (NYSE: COO) EVP reports RSU conversions and sales

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Cooper Companies executive Daniel G. McBride reported multiple equity transactions on 01/08/2026. Several restricted stock unit (RSU) awards were converted into common stock through transaction code M, including 4,168, 4,556, and 4,163 RSUs at an exercise price of $0.00 per share, moving into directly owned common stock. On the same date, he disposed of 2,415, 2,121, and 2,119 shares of common stock at $83.13 per share under transaction code F, leaving 69,352 shares of common stock held directly.

After these transactions, McBride also reported 12,490 RSUs beneficially owned directly. Separately, 94,496 shares of common stock are reported as held indirectly through The McBride Family Trust. Footnotes explain that the RSU awards vest 25% per year over four years, subject to continued service, and that the RSUs have no expiration date and will either vest or be forfeited.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McBride Daniel G

(Last) (First) (Middle)
C/O THE COOPER COMPANIES, INC.
6101 BOLLINGER CANYON ROAD, SUITE 500

(Street)
SAN RAMON CA 94583

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC. [ COO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/08/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/08/2026 M 4,168 A $0.00 67,288 D
Common Stock 01/08/2026 M 4,556 A $0.00 71,844 D
Common Stock 01/08/2026 M 4,163 A $0.00 76,007 D
Common Stock 01/08/2026 F 2,415 D $83.13 73,592 D
Common Stock 01/08/2026 F 2,121 D $83.13 71,471 D
Common Stock 01/08/2026 F 2,119 D $83.13 69,352 D
Common Stock 94,496 I The McBride Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0.00 01/08/2026 M 4,168 (1) (2) Common Stock 4,168 $0.00 4,168 D
Restricted Stock Units $0.00 01/08/2026 M 4,556 (3) (2) Common Stock 4,556 $0.00 9,108 D
Restricted Stock Units $0.00 01/08/2026 M 4,163 (4) (2) Common Stock 4,163 $0.00 12,490 D
Explanation of Responses:
1. This award vests 25%/year over 4 years - 4,168 shares on 1/8/2024, 4,172 shares on 1/8/2025, 4,168 shares on 1/8/2026, 4,168 shares on 1/8/2027 - subject to continued service.
2. This award has no expiration date. Restricted Stock Units will either vest or be forfeited.
3. This award vests 25%/year over 4 years - 4,556 shares on 1/8/2025, 4,556 shares on 1/8/2026, 4,552 shares on 1/8/2027, 4,556 shares on 1/8/2028 - subject to continued service.
4. This award vests 25%/year over 4 years - 4,163 shares on 1/8/2026, 4,164 shares on 1/8/2027, 4,163 shares on 1/8/2028, 4,163 shares on 1/8/2029 - subject to continued service.
Remarks:
/s/ Daniel G McBride by Greta Kolcon, as Attorney-in-Fact 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did COO EVP Daniel G. McBride report on this Form 4 for COO?

Daniel G. McBride reported RSU conversions into common stock using transaction code M and share disposals using transaction code F, all dated 01/08/2026. The transactions involved both derivative securities (restricted stock units) and non-derivative securities (common stock).

How many Cooper Companies common shares does Daniel G. McBride hold directly after these transactions?

Following the reported transactions on 01/08/2026, Daniel G. McBride beneficially owns 69,352 shares of Cooper Companies common stock directly, as shown in Table I.

How many restricted stock units does Daniel G. McBride hold after the reported RSU activity?

After the RSU-related transactions, McBride reports 12,490 restricted stock units beneficially owned directly, as reflected in Table II of the filing.

What indirect ownership in Cooper Companies stock does Daniel G. McBride report?

The filing shows 94,496 shares of common stock held indirectly through The McBride Family Trust, with the nature of ownership identified as indirect in Table I.

What prices are associated with the reported RSU conversions and share disposals for COO?

The RSU conversions (code M) have an exercise price of $0.00 per share. The share disposals (code F) in common stock are reported at a price of $83.13 per share.

How do the RSU awards for COO’s Daniel G. McBride vest according to the footnotes?

Footnotes state the RSU awards generally vest 25% per year over four years on specified dates, subject to continued service. The RSUs have no expiration date and will either vest or be forfeited.

What is Daniel G. McBride’s role at Cooper Companies related to this Form 4?

The reporting person, Daniel G. McBride, is identified as an officer of Cooper Companies, serving as EVP & Chief Operating Officer, and he filed the Form 4 as a single reporting person.

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