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ConocoPhillips (NYSE: COP) director receives 2,215 stock units in deferred award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ConocoPhillips director reports deferred stock unit award

ConocoPhillips director Kathleen A. McGinty reported an acquisition of 2,215 stock units on January 15, 2026, coded as an "A" transaction, at a reference price of $99.34 per unit. These stock units are derivative securities that convert into ConocoPhillips common stock on a 1-for-1 basis.

After this grant, McGinty beneficially holds a total of 3,447.98 stock units, reported as directly owned. She has elected to receive payment for these units as a lump sum six months after separation from service, though she may later choose an alternative deferred payment schedule. The reported balance also includes units previously acquired through routine dividend transactions that are exempt under Rule 16a-11.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McGinty Kathleen A.

(Last) (First) (Middle)
16930 PARK ROW DR.

(Street)
HOUSTON TX 77084

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CONOCOPHILLIPS [ COP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Units (1) 01/15/2026 A 2,215 (2) (2) Common Stock 2,215 $99.34 3,447.98(3) D
Explanation of Responses:
1. The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
2. The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person for an alternative schedule of deferred payments.
3. Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
Kelly B. Rose, Attorney in Fact (by Power of Attorney filed herewith) 01/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did COP director Kathleen A. McGinty report on this Form 4?

Kathleen A. McGinty, a director of ConocoPhillips (COP), reported an acquisition of 2,215 stock units on January 15, 2026. The transaction is coded "A" (acquired) and involves derivative stock units that are tied to ConocoPhillips common stock.

How many ConocoPhillips stock units does Kathleen A. McGinty own after this transaction?

Following the reported transaction, Kathleen A. McGinty beneficially owns 3,447.98 stock units linked to ConocoPhillips common stock. The ownership is reported as direct, and this total includes units accumulated through routine dividend transactions.

What are the terms of the stock units reported by COP director Kathleen A. McGinty?

The reported stock units convert to ConocoPhillips common stock on a 1-for-1 basis. McGinty has elected to receive payment for these units as a lump sum six months after separation from service, with the option to change this election to an alternative deferred payment schedule.

What was the price associated with the stock units granted to the ConocoPhillips director?

The Form 4 lists a reference price of $99.34 per stock unit for the 2,215 stock units acquired on January 15, 2026. This price is used in the derivative security table for the reported award.

Are dividend-related stock units included in Kathleen A. McGinty’s reported holdings of COP stock units?

Yes. A footnote explains that the 3,447.98 stock units beneficially owned after the transaction include units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Does this COP Form 4 indicate that the director’s stock units are held directly or indirectly?

The filing reports the stock units as directly owned ("D") by Kathleen A. McGinty, with no separate entity or indirect nature of ownership specified in the transaction data or footnotes.

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