Core Scientific director exercises 30,000 warrants

Available on EDGAR 11/13/2026 - 05:41 PM EST Accepted by SEC EDGAR 11/13/2026 - 05:41 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Core Scientific, Inc. (CORZ) director Yadin Rozov exercised 30,000 Tranche 1 Warrants on November 11, 2026, at an exercise price of $6.81 per share, acquiring 30,000 shares of common stock. His direct common-stock holdings after the transaction were 484,162 shares. Each whole warrant entitled its registered holder to purchase one common share, subject to certain adjustments.

Insider Trade Summary

30,000 shares exercised/converted

Exercise 2 txns

Insider Rozov Yadin

Role Director

Type	Security	Shares	Price	Value
In-the-Money Exercise	Tranche 1 Warrants F1	30,000	$0.00	$0.00
In-the-Money Exercise	Common Stock	30,000	$6.81	$204K

Holdings After Transaction: Tranche 1 Warrants — 0 warrants (Direct); Common Stock — 484,162 shares (Direct)

Footnotes (1)

1. F1. Each whole Tranche 1 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $6.81 per share, subject to certain adjustments.

Key Figures

Tranche 1 Warrants exercised: 30,000 warrants Common shares acquired: 30,000 shares Exercise price: $6.81 per share +1 more

4 metrics

Tranche 1 Warrants exercised 30,000 warrants November 11, 2026

Common shares acquired 30,000 shares Through warrant exercise on November 11, 2026

Exercise price $6.81 per share Tranche 1 Warrants

Direct common shares held after transaction 484,162 shares Yadin Rozov's reported position following the transaction

Key Terms

Tranche 1 Warrants, exercise price, subject to certain adjustments

3 terms

Tranche 1 Warrants technical

"exercised 30,000 Tranche 1 Warrants"

exercise price financial

"at an exercise price of $6.81 per share"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

subject to certain adjustments technical

"at an exercise price of $6.81 per share, subject to certain adjustments"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CORZ shares did Yadin Rozov receive from warrant exercise?

Yadin Rozov exercised 30,000 Tranche 1 Warrants on November 11, 2026, and acquired 30,000 common shares at $6.81 per share; his direct common-stock holdings afterward were 484,162 shares.

What did each CORZ Tranche 1 Warrant entitle its holder to purchase?

Each whole Tranche 1 Warrant entitled its registered holder to purchase one share of Core Scientific common stock at an exercise price of $6.81 per share, subject to certain adjustments.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rozov Yadin

(Last) (First) (Middle)

C/O CORE SCIENTIFIC, INC.

838 WALKER ROAD, SUITE 21-2105

(Street)

DOVER DELAWARE 19904

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Core Scientific, Inc./tx [ CORZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/11/2026		X		30,000	A	$6.81	484,162	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Tranche 1 Warrants	$6.81	11/11/2026		X			30,000	01/23/2024(1)	01/23/2027	Common Stock	30,000	$0	0	D

Explanation of Responses:

1. Each whole Tranche 1 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $6.81 per share, subject to certain adjustments.

	/s/ Todd DuChene, as Attorney-in-Fact	11/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)