STOCK TITAN

Coty (COTY) insider files late Form 4 for 7K sale, 20K buy

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Coty Inc. director filed a Form 4 reporting previously unreported trades in Class A common stock. On 12/12/2022, an entity affiliated with the director, THB s.r.l., sold 7,000 shares at $7.90 per share, leaving it with zero indirectly held shares. On 10/08/2023, the director purchased 20,000 shares at $9.28 per share, resulting in beneficial ownership of 20,000 directly held shares. The filing states these transactions are being reported late due to an inadvertent administrative error and confirms the report is filed by one reporting person.

Positive

  • None.

Negative

  • None.
Insider Ballini Beatrice
Role Director
Bought 20,000 shs ($186K)
Sold 7,000 shs ($55K)
Type Security Shares Price Value
Purchase Class A common stock 20,000 $9.28 $186K
Sale Class A common stock 7,000 $7.90 $55K
Holdings After Transaction: Class A common stock — 20,000 shares (Direct); Class A common stock — 0 shares (Indirect, By THB s.r.l.)
Footnotes (1)
  1. Due to an administrative error the reporting person inadvertently failed to report the sale of these shares at the time of the transaction. This Form 4 is being filed to both report the late transactions and correct total ownership. Due to an administrative error the reporting person inadvertently failed to report the acquisition of these shares at the time of acquisition. This Form 4 is being filed to both report the late transactions and correct total ownership.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ballini Beatrice

(Last) (First) (Middle)
350 FIFTH AVENUE

(Street)
NEW YORK NY 10118

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
COTY INC. [ COTY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 12/12/2022 S 7,000 D $7.9 0(1) I By THB s.r.l.
Class A common stock 10/08/2023 P 20,000 A $9.28 20,000(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Due to an administrative error the reporting person inadvertently failed to report the sale of these shares at the time of the transaction. This Form 4 is being filed to both report the late transactions and correct total ownership.
2. Due to an administrative error the reporting person inadvertently failed to report the acquisition of these shares at the time of acquisition. This Form 4 is being filed to both report the late transactions and correct total ownership.
Remarks:
These transactions are being reported late due to an inadvertent administrative error.
/s/ Christina Kiely, Attorney-in-Fact 11/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did COTY director report on this Form 4?

The director reported a sale of 7,000 Class A shares at $7.90 on 12/12/2022 through THB s.r.l. and a purchase of 20,000 Class A shares at $9.28 on 10/08/2023.

How many COTY shares does the reporting person own after these transactions?

After the reported transactions, the filing shows 20,000 Class A common shares beneficially owned on a direct basis.

Were any of the COTY director’s transactions reported late on this Form 4?

Yes. The document explains that both the sale and the purchase are being reported late due to an inadvertent administrative error.

What is THB s.r.l.’s role in the COTY Form 4 transactions?

THB s.r.l. is listed as the vehicle for the 12/12/2022 sale, with the shares held as indirect beneficial ownership by the reporting person.

Is this COTY Form 4 filed by one or multiple reporting persons?

The Form 4 indicates it is filed by one reporting person, not a joint or group filing.

What is the relationship of the reporting person to Coty Inc. (COTY)?

The filing identifies the reporting person’s relationship to Coty Inc. as a director.

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1.78B
352.37M
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