Central Pacific SEC Filings

Central Pacific Financial Corp (CPF) director Agnes Catherine Ngo sold 3,333 shares of Common Stock on 09/12/2025 at a weighted average price of $30.656 per share under a pre-existing Rule 10b5-1 plan entered on 02/03/2025, meaning the reporting person had no discretion over the timing. After the reported transactions, the filing lists 60,514 shares beneficially owned indirectly by Ms. Ngo as Co-Trustee of the Hines & Ngo 2000 Family Trust and additional indirect and direct holdings across multiple grant and trust accounts described in the form. The filing details a series of past equity awards and vesting clarifications for performance and time-based PSUs/RSUs that account for many of the holdings reported.

CENTRAL PACIFIC FINANCIAL CORP (CPF) Form 144 notice indicates a proposed sale of 3,333 common shares through Raymond James & Associates on 09/12/2025 with an aggregate market value reported as $102,090.00. The shares were acquired as a stock award on 02/15/2019. The filing lists 27,065,570 shares outstanding for the class, so the proposed sale is a small fraction of outstanding stock. The filer also reported three prior sales in the past three months: 3,333 shares each on 06/12/2025, 07/15/2025, and 08/13/2025 with gross proceeds of $89,848, $97,218, and $92,781, respectively. The notice contains the required representation about material nonpublic information.

This amendment to the Schedule 13D discloses that HoldCo-related reporting persons collectively beneficially own 1,877,951 shares of Central Pacific Financial Corp (CPF), representing 7.0% of the 26,981,436 shares outstanding as of July 31, 2025. The filing breaks ownership down: HoldCo Opportunities Fund V, L.P. beneficially owns 1,810,355 shares (6.7%), while VM GP VII holds 67,596 shares (0.3%).

The amendment states acquisition details: the 1,810,355 shares held by Fund V were purchased for approximately $50,943,796 using working capital and may be held in margin accounts or pledged as collateral; the 67,596 shares held by VM GP VII were acquired in-kind as carried interest with an aggregate purchase price of about $172,229. The filing adds an exhibit listing recent transactions and affirms the reporting persons disclaim beneficial ownership of shares they do not directly own.

Central Pacific Financial Corp (CPF) Form 4 summary: This Form 4, filed for reporting person Ngo Agnes Catherine, discloses transactions dated 09/03/2025 affecting common stock holdings. The filing shows a charitable gift of 1,612 shares (transaction code G(1)) to a Donor Advised Fund and multiple reported dispositions tied to vested equity awards and RSU/PSU issuances. After the primary reported transaction the filing reports 63,847 shares beneficially owned in an indirect capacity as co‑trustee of a family trust.

The table and explanations list specific vested awards and time‑based grants (PSUs and RSUs) with vesting histories and clarifications of prior filings; many entries are disposals tied to vesting or prior grants. The signature is by an attorney‑in‑fact dated 09/03/2025.

Paul Kosasa, a director of Central Pacific Financial Corp (CPF), reported a sale of company common stock. The Form 4 shows a disposition of 923 shares on 08/14/2025 at a price of $28.625 per share. After the sale Mr. Kosasa is reported to beneficially own 72,712 shares indirectly, jointly with Lisa C. Kosasa. The filing was signed by an attorney-in-fact on 08/29/2025.

HoldCo Asset Management and affiliated entities disclosed a stake in Central Pacific Financial Corp (CPF). HoldCo Opportunities Fund V, L.P. beneficially owns 1,459,055 shares, representing 5.4% of the 26,981,436 shares outstanding as of July 31, 2025. VM GP VII holds 67,596 shares (approximately 0.3%), and certain individuals (Michael Zaitzeff and Vikaran Ghei) are reported as beneficial owners of 1,526,651 shares (5.7%). Fund V paid about $39,976,531 for its shares; VM GP VII’s shares were an in-kind distribution with an aggregate cost of about $172,229. The Reporting Persons state they purchased the shares because they believed them undervalued and may engage with management or take various actions, including purchasing or selling additional shares or proposing changes to governance or strategic alternatives.

Central Pacific Financial Corp (CPF) reporting person Agnes Catherine Ngo, a director, entered transactions under a Rule 10b5-1 plan that resulted in the acquisition of 3,333 common shares at a reported weighted average purchase price of $27.869. The filing notes the purchases were effected under an established plan, so the reporting person had no discretion on timing.

The Form also lists a total of 65,459 shares shown as beneficially owned in an indirect capacity (co-trustee of the Hines & Ngo 2000 Family Trust) and discloses numerous previously issued PSU/RSU grants and vesting events that create additional direct and indirect holdings reported on the form.

Central Pacific Financial Corporation filed a Form 144 reporting a proposed sale of 3,333 shares of common stock through Raymond James & Associates on the NYSE, with an aggregate market value of $91,524. The filing lists 27,065,570 shares outstanding and an approximate sale date of 08/12/2025.

The shares to be sold were acquired as stock awards: 400 shares on 02/28/2011 and 2,933 shares on 02/15/2022. The document also discloses three recent sales by the same seller, Agnes C. Ngo: 3,333 shares on 05/12/2025 ($92,346), 06/12/2025 ($89,848) and 07/15/2025 ($97,218). The notice includes the standard signature representation that the signer is not aware of undisclosed material adverse information.