CPS Technologies (CPSH) director exercises 37,500 stock options

Rhea-AI Filing Summary

CPS Technologies director Ivo James Cavoli exercised stock options for 37,500 shares on 2026-07-15 at $2.20 per share, acquiring common stock. Following this derivative exercise, he directly owns 90,500 CPS Technologies shares. The transaction was not reported under a Rule 10b5-1 trading plan.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Cavoli Ivo James

Role Director

Type	Security	Shares	Price	Value
Exercise	Common Stock Option	37,500	$2.20	$83K

Holdings After Transaction: Common Stock Option — 90,500 shares (Direct)

Footnotes (1)

Key Figures

Options exercised: 37,500 shares Exercise price: $2.20 per share Shares owned after transaction: 90,500 shares

3 metrics

Options exercised 37,500 shares Shares acquired through option exercise on 2026-07-15

Exercise price $2.20 per share Exercise price for options exercised on 2026-07-15

Shares owned after transaction 90,500 shares Direct common stock holdings following reported transaction

Key Terms

Common Stock Option, Exercise or conversion of derivative security, Rule 10b5-1

3 terms

Common Stock Option financial

"Security title for the derivative: Common Stock Option"

Exercise or conversion of derivative security financial

"Transaction code description: Exercise or conversion of derivative security"

Rule 10b5-1 regulatory

"Checkbox indicating whether trades follow a Rule 10b5-1 plan"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/17/2026 - 01:42 PM Accepted by SEC EDGAR 07/17/2026 - 01:41 PM Learn about SEC filing dates

FAQ

What insider transaction did CPSH director Ivo James Cavoli report?

Ivo James Cavoli reported exercising stock options to acquire 37,500 CPS Technologies shares at $2.20 per share on 2026-07-15. The transaction increased his direct common stock holdings to 90,500 shares, with no corresponding sale reported in this disclosure.

How many CPS Technologies (CPSH) shares did Cavoli acquire and at what price?

Cavoli acquired 37,500 CPS Technologies shares through an option exercise at an exercise price of $2.20 per share. This action reflects the conversion of derivative securities into common stock rather than an open-market purchase.

What are Ivo James Cavoli’s CPS Technologies (CPSH) holdings after the transaction?

After the reported option exercise, Cavoli directly owns 90,500 CPS Technologies common shares. This figure represents his post-transaction direct ownership as reported, following the acquisition of 37,500 shares through the exercise of stock options.

Was the CPS Technologies (CPSH) Form 4 transaction under a Rule 10b5-1 plan?

The transaction was not reported under a Rule 10b5-1 trading plan. The Rule 10b5-1 checkbox associated with the filing was left unchecked, indicating the exercise was not affirmed as executed pursuant to a pre-arranged trading plan.

Did the CPS Technologies (CPSH) director sell any shares in this Form 4?

No sales were reported. The Form 4 shows Cavoli acquired 37,500 shares via option exercise and lists 90,500 shares owned directly after the transaction, with no sale or disposition transactions included in this report.

What type of security did Cavoli exercise in the CPSH Form 4?

Cavoli exercised a Common Stock Option, classified as a derivative security with a $2.20 per share exercise price. The exercise converted the option into 37,500 shares of CPS Technologies common stock, increasing his direct share ownership.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cavoli Ivo James

(Last) (First) (Middle)

111 SOUTH WORCESTER STREET

(Street)

NORTON MASSACHUSETTS 02766

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CPS TECHNOLOGIES CORP/DE/ [ CPSH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock Option	07/15/2026		M		37,500	A	$2.2	90,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Chris Fraser	07/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)