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Carters (CRI) investor group reports 12.39% beneficial stake in Schedule 13G/A

Filing Impact
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Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

CARTERS INC has a new Schedule 13G/A showing that ", Inc." and related parties report beneficial ownership of 4,516,323 shares of common stock, representing 12.39% of the company as of 12/31/2025. These securities are held largely for clients of ", Inc." as investment adviser.

The filing breaks out voting and dispositive powers among ", Inc.", its 401(k) Profit Sharing Plan, and individuals Scott P. Roseman and Aaron J. Wagner. The signatories certify the holdings are in the ordinary course of business and not for changing or influencing control of Carters.

Positive

  • None.

Negative

  • None.





Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



RWWM, Inc.
Signature:Aaron J. Wagner
Name/Title:President
Date:01/29/2026
RWWM Inc. 401(k) Profit Sharing Plan
Signature:Aaron J. Wagner
Name/Title:Trustee
Date:01/29/2026
Scott P. Roseman
Signature:Scott P. Roseman
Name/Title:Chairman - Senior Portfolio Manager
Date:01/29/2026
Aaron J. Wagner
Signature:Aaron J. Wagner
Name/Title:President
Date:01/29/2026

FAQ

What percentage of CARTERS INC (CRI) shares are reported in this Schedule 13G/A?

The filing reports beneficial ownership of 4,516,323 CARTERS INC common shares, representing 12.39% of the outstanding class. This crosses the 5% threshold that requires institutional investors and certain holders to publicly disclose their positions under Schedule 13D or 13G rules.

Who are the reporting persons in the CARTERS INC (CRI) Schedule 13G/A?

The reporting persons are ", Inc.", ", Inc. 401(k) Profit Sharing Plan", Scott P. Roseman, and Aaron J. Wagner. They provide a shared Rocklin, California business address and detail how voting and dispositive powers over CARTERS INC shares are allocated among these entities and individuals.

How many CARTERS INC (CRI) shares does the investment adviser report owning?

The investment adviser ", Inc." reports beneficial ownership of 4,516,323 CARTERS INC shares with sole dispositive power over that amount and no voting power. The filing explains these securities are owned of record by advisory clients, who retain the economic rights to dividends and sale proceeds.

What role does the 401(k) Profit Sharing Plan play in the CARTERS INC (CRI) position?

The ", Inc. 401(k) Profit Sharing Plan" reports beneficial ownership of 8,604 CARTERS INC shares, equal to 0.02% of the class. It has shared voting power over those shares but no sole voting or dispositive power, reflecting its status as an employee benefit plan holding a small portion of the stake.

How are voting and dispositive powers over CARTERS INC (CRI) shares allocated?

The filing shows ", Inc." with sole dispositive power over 4,516,323 shares and no voting power. The 401(k) plan has shared voting over 8,604 shares. Individuals Scott P. Roseman and Aaron J. Wagner share voting over 8,604 shares and share dispositive power over 4,516,323 shares.

Are the CARTERS INC (CRI) shares held to influence control of the company?

The certifying parties state the CARTERS INC securities were acquired and are held in the ordinary course of business. They further certify the holdings are not for the purpose or effect of changing or influencing control of the issuer or participating in transactions with that objective.
Carters

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