[SCHEDULE 13G] Charles River Laboratories International, Inc. SEC Filing
Nomura Holdings, Inc. reports beneficial ownership of 2,681,669 shares of Charles River Laboratories common stock, representing 5.4% of the outstanding class. The total includes 473,087 shares held by Nomura Global Financial Products, Inc. (NGFP), 1,096,182 shares held by Nomura Securities International, Inc. (NSI), and call options exercisable within 60 days covering 1,112,400 shares (1,100,000 by NGFP and 12,400 by NSI). The percent is calculated using 49,209,000 shares outstanding as of June 28, 2025, per the issuer's quarterly report. The filing states these holdings were acquired and are held in the ordinary course of business.
- Nomura Holdings reports a material stake of 2,681,669 shares (5.4%)
- Includes call options exercisable within 60 days covering 1,112,400 shares
- None.
Insights
TL;DR: A global financial group holds a >5% stake, including exercisable calls, which is material to shareholder composition.
Nomura Holdings' reported 5.4% position in Charles River is large enough to be noticed by the market and other investors. The position combines outright shares and call options exercisable within 60 days, effectively increasing near-term potential ownership. For valuation or takeover scenarios, the presence of options matters because they can convert into voting shares soon, modestly increasing Nomura's influence. The filing indicates holdings are held in the ordinary course of business, not expressly for control purposes.
TL;DR: Disclosure of a >5% holder triggers governance monitoring but does not itself indicate activism.
The Schedule 13G classification and the certification that the securities are held in the ordinary course of business suggest Nomura does not intend to change or influence control. Still, crossing the 5% threshold requires increased transparency and may prompt the issuer and other large shareholders to monitor Nomura's stake and any subsequent filings. The filing references subsidiaries NGFP and NSI and attaches subsidiary identification in an exhibit, aligning with typical parent-subsidiary reporting practices.