[144] Carpenter Technology Corp SEC Filing

Rhea-AI Filing Summary

Carpenter Technology Corp (CRS) filed a Form 144 disclosing a proposed sale of 3,433 shares of common stock valued at $843,772.70 through Morgan Stanley Smith Barney LLC on the NYSE. The filing shows these shares were acquired and paid for on 09/09/2025 via the exercise of stock options from the issuer, with payment made in cash the same day.

The filing states there were no other securities sold by the reporting person in the prior three months and includes the standard signature representation that the seller is not aware of undisclosed material adverse information about the issuer.

Insights

Securities Compliance Analyst

TL;DR: A routine Rule 144 notice for an option exercise and immediate planned sale; appears compliant and nondisruptive.

The Form 144 documents a common compliance step: an insider exercised options and intends to sell 3,433 shares through Morgan Stanley Smith Barney on 09/09/2025. The filing specifies acquisition and payment dates matching the exercise and receipt of cash consideration, and reports no other sales in the prior three months, which supports aggregation disclosures. From a compliance perspective, the notice contains the required broker, amount, market value and exchange details and includes the attestation about material nonpublic information. Given the small size relative to total outstanding shares (3,433 vs 49,850,095), the transaction is unlikely to be material to investors or the market.

Insider Transactions & Governance Specialist

TL;DR: Insider exercised options then filed to sell shares the same day; standard governance disclosure with low apparent market impact.

The document shows a stock option exercise followed by a proposed sale of the resulting shares through a named broker and exchange, with cash payment recorded. The absence of other sales in the prior three months and the inclusion of the seller's representation regarding material information are consistent with routine governance and SEC Rule 144 procedures. The disclosed aggregate market value (~$843.8k) is small versus the issuer's outstanding shares, suggesting limited dilution or signaling risk. No indications of trading plan dates or other mitigating details are provided in the filing text.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3433	843772.70	49850095	09/09/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/09/2025	Stock Option Exercise	Issuer			3433	09/09/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)