Carpenter Tech CEO granted 5,993 CRS shares

CARPENTER TECHNOLOGY CORP (CRS) reports Form 4 activity for Chairman, President and CEO Tony R. Thene.

Rhea-AI Filing Summary

CARPENTER TECHNOLOGY CORP (CRS) reports Form 4 activity for Chairman, President and CEO Tony R. Thene. On August 17, 2026, he acquired 5,993 shares of Common Stock via a grant of restricted stock units under the company’s stock-based incentive compensation plan. On August 15, 2026, 9,479 shares of Common Stock were delivered or withheld at $544.59 per share for payment of exercise price or tax liability in connection with the vesting of previously reported restricted stock units. Following these transactions, 497,087 shares of Common Stock are reported as held indirectly in the Thene Revocable Living Trust, with Tony R. Thene or Holly Thene as trustees.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Thene Tony R

Role Chairman, President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F2	5,993	--	--
Exercise Price or Tax Liability	Common Stock F1	9,479	$544.59	$5.16M
holding	Common Stock F3	--	--	--

Holdings After Transaction: Common Stock — 78,893 shares (Direct); Common Stock — 497,087 shares (Indirect, In Trust)

Footnotes (3)

1. F1. In connection with the vesting of previously reported restricted stock units.
2. F2. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
3. F3. These shares are held in the Thene Revocable Living Trust dated September 17, 2010, Tony R. Thene or Holly Thene, Trustees.

Key Figures

Shares granted: 5,993 shares of Common Stock Shares delivered/withheld: 9,479 shares of Common Stock Per-share value for tax/exercise payment: $544.59 per share +1 more

4 metrics

Shares granted 5,993 shares of Common Stock Grant/award acquisition on August 17, 2026 under stock-based incentive plan

Shares delivered/withheld 9,479 shares of Common Stock Payment of exercise price or tax liability on August 15, 2026

Per-share value for tax/exercise payment $544.59 per share Applied to 9,479-share delivery or withholding on August 15, 2026

Indirect shares held in trust 497,087 shares of Common Stock Post-transaction indirect holdings in Thene Revocable Living Trust

Key Terms

restricted stock units, Stock-Based Incentive Compensation Plan, Revocable Living Trust

3 terms

restricted stock units financial

"In connection with the vesting of previously reported restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Stock-Based Incentive Compensation Plan financial

"granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan"

Revocable Living Trust financial

"These shares are held in the Thene Revocable Living Trust dated September 17, 2010"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did CRS CEO Tony R. Thene report on this Form 4?

Tony R. Thene reported a grant of 5,993 shares of Carpenter Technology Common Stock from restricted stock units and a separate delivery or withholding of 9,479 shares to cover exercise price or tax liability tied to vesting restricted stock units.

How many CRS shares were granted to Tony R. Thene in this filing?

The filing shows a grant of 5,993 shares of Common Stock, arising from restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees, dated August 17, 2026.

Why were 9,479 CRS shares delivered or withheld for Tony R. Thene?

On August 15, 2026, 9,479 shares of Carpenter Technology Common Stock were delivered or withheld at $544.59 per share for payment of exercise price or tax liability in connection with the vesting of previously reported restricted stock units.

How many CRS shares does Tony R. Thene hold indirectly after these transactions?

After the reported transactions, 497,087 shares of Carpenter Technology Common Stock are held indirectly in the Thene Revocable Living Trust, dated September 17, 2010, with Tony R. Thene or Holly Thene serving as trustees.

Were Tony R. Thene’s CRS transactions made under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox as false, meaning the filing does not affirm that these transactions were made pursuant to a Rule 10b5-1 trading plan or similar pre-arranged trading arrangement.

What compensation plan is referenced in Tony R. Thene’s CRS stock grant?

The stock grant of 5,993 restricted stock units to Tony R. Thene is under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees, as described in the related footnote to the Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/18/2026 - 04:43 PM Accepted by SEC EDGAR 08/18/2026 - 04:43 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Thene Tony R

(Last) (First) (Middle)

CARPENTER TECHNOLOGY CORPORATION

1735 MARKET STREET, 15TH FL

(Street)

PHILADELPHIA PENNSYLVANIA 19103

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP [ CRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2026		F(1)		9,479	D	$544.59	72,900	D
Common Stock	08/17/2026		A		5,993	A	(2)	78,893	D
Common Stock								497,087(3)	I	In Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. In connection with the vesting of previously reported restricted stock units.

2. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

3. These shares are held in the Thene Revocable Living Trust dated September 17, 2010, Tony R. Thene or Holly Thene, Trustees.

	James D. Dee/POA	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)