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Performance stock units vest for Carpenter Technology (CRS) CFO

(Very High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carpenter Technology SVP and CFO Timothy Lain reported the vesting of a performance-based restricted stock unit award on July 14, 2026, after Board committees confirmed financial results for a performance period ending June 30, 2026. He received 18,076 common shares, with 8,300 shares disposed of in a tax-withholding transaction.

Following these transactions, Lain holds 116,073.73 Carpenter Technology common shares directly and 3,138.321 shares indirectly through the company’s Retirement Plan.

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Insider LAIN TIMOTHY
Role SVP and CFO
Type Security Shares Price Value
Grant/Award Common Stock F1 18,076 -- --
Exercise Price or Tax Liability Common Stock F2 8,300 $576.87 $4.79M
holding Common Stock F3 -- -- --
Holdings After Transaction: Common Stock — 116,073.73 shares (Direct); Common Stock — 3,138.321 shares (Indirect, By 401K Retirement Plan)
Footnotes (3)
  1. F1. The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 15, 2023, and performance period ending June 30, 2026. The financial results were confirmed and approved on July 14, 2026, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 14, 2026, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.
  2. F2. In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
  3. F3. Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
RSU shares vested 18,076 shares Performance-based restricted stock unit award certified on July 14, 2026
Shares withheld for taxes 8,300 shares at $576.87 Tax-withholding disposition on July 14, 2026
Direct common shares after transactions 116,073.73 shares Direct holdings of Timothy Lain following July 14, 2026 transactions
Indirect 401K shares after transactions 3,138.321 shares Held through Retirement Plan of Carpenter Technology Corporation
performance-based restricted stock unit award financial
"The reporting person was granted a performance-based restricted stock unit award with an effective grant date"
A performance-based restricted stock unit award is a promise to give company shares to an employee or executive only if the business hits specific targets over a set period. Think of it as a conditional prize that vests like a savings plan: if agreed goals (such as revenue, profit, or stock performance) are met, the recipient receives the shares; if not, they get nothing. Investors pay attention because these awards align management incentives with company results and can affect share count, future earnings and executive behavior.
vesting financial
"In connection with the vesting of reported performance award under the Carpenter Technology Corporation"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Stock-Based Compensation Plan for Officers and Key Employees financial
"reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees"
Retirement Plan of Carpenter Technology Corporation financial
"Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Carpenter Technology (CRS) CFO Timothy Lain report?

CFO Timothy Lain reported vesting of a performance-based restricted stock unit award on July 14, 2026. He received 18,076 common shares and had 8,300 shares disposed of in a tax-withholding transaction related to this award.

How many Carpenter Technology (CRS) shares were granted to CFO Timothy Lain?

Timothy Lain was credited with a grant of 18,076 Carpenter Technology common shares from a performance-based restricted stock unit award. The award was originally granted effective August 15, 2023, with a performance period ending June 30, 2026, and certified on July 14, 2026.

How many Carpenter Technology (CRS) shares were withheld for taxes from the CFO’s award?

In connection with the vesting of the performance award, 8,300 Carpenter Technology common shares were disposed of in a tax-withholding transaction at $576.87 per share. This reflects payment of tax obligations linked to the stock-based compensation.

What are Timothy Lain’s Carpenter Technology (CRS) shareholdings after the reported transactions?

After the July 14, 2026 transactions, Timothy Lain holds 116,073.73 Carpenter Technology common shares directly. He also has an additional 3,138.321 shares held indirectly through the company’s Retirement Plan, where balances can fluctuate due to the plan’s share estimation method.

What was the performance period for the Carpenter Technology (CRS) CFO’s RSU award?

The performance-based restricted stock unit award to CFO Timothy Lain had an effective grant date of August 15, 2023 and a performance period ending June 30, 2026. Financial results were confirmed and performance certified by Board committees on July 14, 2026.

How are some of CFO Timothy Lain’s Carpenter Technology (CRS) shares held?

A portion of Timothy Lain’s holdings, totaling 3,138.321 shares, is held indirectly through the Retirement Plan of Carpenter Technology Corporation. The share balance in this plan can fluctuate due to rounding differences in the plan’s method of estimating shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LAIN TIMOTHY

(Last)(First)(Middle)
C/O CARPENTER TECHNOLOGY CORPORATION
1735 MARKET STREET, 15TH FL

(Street)
PHILADELPHIA PENNSYLVANIA 19103

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP [ CRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP and CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/14/2026A18,076A(1)124,373.73D
Common Stock07/14/2026F(2)8,300D$576.87116,073.73D
Common Stock3,138.321(3)IBy 401K Retirement Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 15, 2023, and performance period ending June 30, 2026. The financial results were confirmed and approved on July 14, 2026, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 14, 2026, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.
2. In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
3. Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
James D. Dee/POA07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)