Carpenter Technology director granted stock units, options

CARPENTER TECHNOLOGY CORP reported that director Ken Giacobbe received equity-based compensation.

Rhea-AI Filing Summary

CARPENTER TECHNOLOGY CORP reported that director Ken Giacobbe received equity-based compensation. He was granted 225 Director Stock Units, which convert into common stock on a 1-for-1 basis and are payable upon the later of separation from service or a specified date or event. He also received a stock option grant covering 21 shares of common stock at an exercise price of $537.5700 per share, exercisable from August 11, 2027 until August 11, 2036. All positions are held as direct ownership under the company’s stock-based compensation plan for non-employee directors.

Insider Trade Summary

Grant/Award: 246 shares

Grant/Award 2 txns

Insider Giacobbe Ken

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Director Stock Units F1, F3, F2	225	--	--
Grant/Award	Director Stock Option (Right to Buy) F4	21	--	--

Holdings After Transaction: Director Stock Units — 225 contracts (Direct); Director Stock Option (Right to Buy) — 21 contracts (Direct)

Footnotes (4)

1. F1. Converts to common stock on a 1-for-1 basis
2. F2. Payable upon the later of separation of service or a specified date or event.
3. F3. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
4. F4. The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Key Figures

Director Stock Units granted: 225 Director Stock Units Director Stock Units holdings: 225 Director Stock Units Stock options granted: 21 options on Common Stock +3 more

6 metrics

Director Stock Units granted 225 Director Stock Units Grant to director Ken Giacobbe on August 11, 2026; 1-for-1 into common stock

Director Stock Units holdings 225 Director Stock Units Total units held directly by Ken Giacobbe after the reported grant

Stock options granted 21 options on Common Stock Director stock option grant on August 11, 2026

Option exercise price $537.5700 per share Exercise price for 21-share director stock option grant

Option exercisable date August 11, 2027 Start of exercise period for director stock option

Option expiration date August 11, 2036 Expiration of director stock option on 21 shares

Key Terms

Director Stock Units, restricted stock units, Stock-Based Compensation Plan for Non-Employee Directors, Director Stock Option (Right to Buy)

4 terms

Director Stock Units financial

"The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors."

Director stock units are promises a company makes to its board members to pay them company shares (or cash equal to the share value) after a set period or when certain conditions are met. They matter to investors because they align directors’ incentives with shareholders—encouraging decisions that boost long‑term value—but can also increase the total shares outstanding when converted, slightly diluting existing ownership.

restricted stock units financial

"The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Stock-Based Compensation Plan for Non-Employee Directors financial

"The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors."

Director Stock Option (Right to Buy) financial

"The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did Ken Giacobbe receive from CRS on August 11, 2026?

Ken Giacobbe received 225 Director Stock Units and a stock option grant for 21 shares of Common Stock, both reported as director compensation under Carpenter Technology’s stock-based compensation plan for non-employee directors.

How do the 225 Director Stock Units for CRS convert into common stock?

The 225 Director Stock Units convert into common stock on a 1-for-1 basis. They are payable upon the later of the director’s separation from service or a specified date or event, as described in the plan terms.

What are the key terms of Ken Giacobbe’s CRS stock option grant?

The option covers 21 shares of Common Stock at an exercise price of $537.5700 per share. It becomes exercisable on August 11, 2027 and expires on August 11, 2036, reflecting a long-dated director option award.

Are Ken Giacobbe’s CRS equity awards held directly or indirectly?

Both the Director Stock Units and the stock option are reported as held with direct ownership. The filing does not attribute these awards to any trust, LLC, or other indirect ownership vehicle in the ownership fields.

Were the CRS transactions for Ken Giacobbe made under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as using such a plan. The transactions are reported as grant or award acquisitions of director compensation, not as open-market purchases or sales under a trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/13/2026 - 04:14 PM Accepted by SEC EDGAR 08/13/2026 - 04:14 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Giacobbe Ken

(Last) (First) (Middle)

C/O CARPENTER TECHNOLOGY CORPORATION

1735 MARKET STREET, 15TH FL

(Street)

PHILADELPHIA PENNSYLVANIA 19103

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP [ CRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Director Stock Units	(1)	08/11/2026		A		225		(2)	(2)	Common Stock	225	(3)	225	D
Director Stock Option (Right to Buy)	$537.57	08/11/2026		A		21		08/11/2027	08/11/2036	Common Stock	21	(4)	21	D

Explanation of Responses:

1. Converts to common stock on a 1-for-1 basis

2. Payable upon the later of separation of service or a specified date or event.

3. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

4. The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

	James D. Dee/POA	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)