Director sells 250 Carpenter shares after option exercise

Carpenter Technology director Anastasios John Hart exercised options and sold shares in a same‑day transaction.

Rhea-AI Filing Summary

Carpenter Technology director Anastasios John Hart exercised options and sold shares in a same‑day transaction. He exercised director stock options to acquire 250 shares of Common Stock at an exercise price of $45.12 per share, then sold 250 shares in an open-market sale at an average price of $461.8813 per share.

The sale price reflected multiple trades during the day, ranging from a low of $461.86 to a high of $461.955 per share. Following these transactions, Hart reported holding no Common Stock directly. The options exercised were granted under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Insider Trade Summary

Exercise and Sale: 250 shares ($104K approx. pre-tax spread)

Exercise and Sale 3 txns

Insider HART ANASTASIOS JOHN

Role Director

Sold 250 shs ($115K)

Approx. gross sale proceeds $115K

Approx. exercise cost $11K

Approx. pre-tax spread $104K

Type	Security	Shares	Price	Value
Exercise	Director Stock Option (Right to Buy)	250	$0.00	$0.00
Exercise	Common Stock	250	$45.12	$11K
Sale	Common Stock	250	$461.8813	$115K

Holdings After Transaction: Director Stock Option (Right to Buy) — 3,000 contracts (Direct); Common Stock — 0 shares (Direct)

Footnotes (2)

1. F1. The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $461.86 per share to a high of $461.955 per share.
2. F2. The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Key Figures

Shares sold: 250 shares Average sale price: $461.8813 per share Daily price range: $461.86–$461.955 per share +4 more

7 metrics

Shares sold 250 shares Open-market sale of Common Stock on 2026-05-28

Average sale price $461.8813 per share Aggregated daily sale price for 250 shares

Daily price range $461.86–$461.955 per share Individual trades on the sale date

Options exercised 250 shares Director Stock Option exercise into Common Stock

Option exercise price $45.12 per share Director Stock Option (Right to Buy) conversion price

Common shares after transactions 0 shares Directly held Carpenter Technology Common Stock post‑transaction

Option expiration date February 14, 2029 Director Stock Option stated expiration date

Key Terms

open-market sale, derivative exercise/conversion, Director Stock Option (Right to Buy), Stock Based Compensation Plan for Non-Employee Directors

4 terms

open-market sale financial

"transaction_action: "open-market sale" for 250 Common Stock shares"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

derivative exercise/conversion financial

"transaction_action: "derivative exercise/conversion" for option-related entries"

Director Stock Option (Right to Buy) financial

"security_title: "Director Stock Option (Right to Buy)" in derivative transaction"

Stock Based Compensation Plan for Non-Employee Directors financial

"option granted under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did CRS director Anastasios John Hart report in this Form 4 transaction?

Director Anastasios John Hart reported exercising options for 250 Carpenter Technology Common Stock shares, then selling 250 shares in an open-market transaction. These moves reflect an option exercise followed by a full sale of the acquired shares on the same date.

How many Carpenter Technology (CRS) shares did the director sell and at what price?

Hart sold 250 shares of Carpenter Technology Common Stock in an open-market transaction at an average price of $461.8813 per share. Individual trades that day ranged between $461.86 and $461.955 per share, according to the reported pricing detail.

What options did the CRS director exercise before selling shares?

Hart exercised Director Stock Options covering 250 underlying Carpenter Technology Common Stock shares at an exercise price of $45.12 per share. These options were granted under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors, as disclosed in the filing footnotes.

What are the director’s reported holdings after this Carpenter Technology Form 4?

After the reported transactions, Hart disclosed holding zero shares of Carpenter Technology Common Stock directly. The Form 4 reflects an option exercise to acquire 250 shares followed by an open-market sale of 250 shares, resulting in no remaining directly held common shares.

Were the CRS director’s sales part of a single-day trading range?

Yes. The reported sale price is an average for trades executed that day, with individual Carpenter Technology share sales ranging from $461.86 to $461.955. This indicates multiple executions within a narrow intraday price band, aggregated into one reported average price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 04:16 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HART ANASTASIOS JOHN

(Last) (First) (Middle)

C/O CARPENTER TECHNOLOGY CORPORATION

1735 MARKET STREET, 15TH FL

(Street)

PHILADELPHIA PENNSYLVANIA 19103

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP [ CRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/28/2026		M		250	A	$45.12	250	D
Common Stock	05/28/2026		S		250	D	$461.8813(1)	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Director Stock Option (Right to Buy)	$45.12	05/28/2026		M			250	02/14/2020	02/14/2029	Common Stock	250	(2)	3,000	D

Explanation of Responses:

1. The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $461.86 per share to a high of $461.955 per share.

2. The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

	James D. Dee/POA	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)