Carpenter Tech CFO granted 1,383 restricted stock units

CARPENTER TECHNOLOGY CORP (CRS) reported insider equity activity by SVP and CFO Timothy Lain1,383 restricted stock units under the company’s stock-based incentive compensation plan.

Rhea-AI Filing Summary

CARPENTER TECHNOLOGY CORP (CRS) reported insider equity activity by SVP and CFO Timothy Lain1,383 restricted stock units under the company’s stock-based incentive compensation plan. On the same date as a vesting event for previously reported restricted stock units, 2,407 common shares were delivered or withheld at $544.59 per share for payment of exercise price or tax liability. In addition, Lain holds 3,138.321 common shares indirectly through the company’s 401(k) retirement plan, a balance that may fluctuate due to the plan’s share-estimation method.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider LAIN TIMOTHY

Role SVP and CFO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F2	1,383	--	--
Exercise Price or Tax Liability	Common Stock F1	2,407	$544.59	$1.31M
holding	Common Stock F3	--	--	--

Holdings After Transaction: Common Stock — 115,049.73 shares (Direct); Common Stock — 3,138.321 shares (Indirect, By 401K Retirement Plan)

Footnotes (3)

1. F1. In connection with the vesting of previously reported restricted stock units.
2. F2. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
3. F3. Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.

Key Figures

Shares granted (RSUs): 1,383 shares Shares withheld/delivered for tax or exercise: 2,407 shares Per-share value for F-code transaction: $544.59 per share +2 more

5 metrics

Shares granted (RSUs) 1,383 shares Restricted stock units granted to Timothy Lain under stock-based incentive plan

Shares withheld/delivered for tax or exercise 2,407 shares Common shares delivered or withheld for payment of exercise price or tax liability

Per-share value for F-code transaction $544.59 per share Price applied to 2,407 common shares delivered or withheld

Indirect 401(k) holdings 3,138.321 shares Common shares held for Timothy Lain in Retirement Plan of Carpenter Technology Corporation

Exercise-price-or-tax-liability shares 2,407 shares Total shares in exercise-price-or-tax-liability disposition summary for this filing

Key Terms

restricted stock units, Stock-Based Incentive Compensation Plan, 401K Retirement Plan, payment of exercise price or tax liability

4 terms

restricted stock units financial

"In connection with the vesting of previously reported restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Stock-Based Incentive Compensation Plan financial

"granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan"

401K Retirement Plan financial

"Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation."

payment of exercise price or tax liability financial

"Payment of exercise price or tax liability by delivering or withholding securities"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did CRS executive Timothy Lain report on this Form 4?

Timothy Lain reported a grant of 1,383 restricted stock units and a disposition of 2,407 common shares delivered or withheld to pay exercise price or tax liability in connection with vesting of previously reported restricted stock units.

How many CRS shares were withheld or delivered for taxes or exercise price in this filing?

The filing shows 2,407 common shares were delivered or withheld at $544.59 per share for payment of exercise price or tax liability tied to the vesting of earlier restricted stock units reported for Timothy Lain.

What new equity award did CRS grant to SVP and CFO Timothy Lain?

Timothy Lain received 1,383 restricted stock units granted under Carpenter Technology’s Stock-Based Incentive Compensation Plan for Officers and Key Employees, representing additional equity-based compensation rather than an open-market share purchase.

How many CRS shares does Timothy Lain hold through the 401(k) plan?

Timothy Lain holds 3,138.321 common shares indirectly through the Retirement Plan of Carpenter Technology Corporation, with that balance subject to minor fluctuations from the plan’s share-estimation and rounding methodology.

Were Timothy Lain’s CRS transactions made under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 checkbox is not marked, so these reported equity transactions for Timothy Lain are not affirmed as being executed under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/18/2026 - 04:33 PM Accepted by SEC EDGAR 08/18/2026 - 04:32 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LAIN TIMOTHY

(Last) (First) (Middle)

C/O CARPENTER TECHNOLOGY CORPORATION

1735 MARKET STREET, 15TH FL

(Street)

PHILADELPHIA PENNSYLVANIA 19103

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP [ CRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP and CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2026		F(1)		2,407	D	$544.59	113,666.73	D
Common Stock	08/17/2026		A		1,383	A	(2)	115,049.73	D
Common Stock								3,138.321(3)	I	By 401K Retirement Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. In connection with the vesting of previously reported restricted stock units.

2. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

3. Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.

	James D. Dee/POA	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)