Carpenter Tech GC gets 738-share stock grant

CARPENTER TECHNOLOGY CORP (CRS) reported that officer James D. Dee, SVP, General Counsel & Secretary, had two equity-related transactions.

Rhea-AI Filing Summary

CARPENTER TECHNOLOGY CORP (CRS) reported that officer James D. Dee, SVP, General Counsel & Secretary, had two equity-related transactions. On August 17, 2026, he acquired 738 shares of Common Stock via a grant of restricted stock units under the company’s stock-based incentive compensation plan. On August 15, 2026, 1,535 shares of Common Stock were delivered or withheld at $544.59 per share to satisfy exercise price or tax obligations in connection with the vesting of previously reported restricted stock units.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider DEE JAMES D

Role SVP, Gen Counsel & Sec

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F2	738	--	--
Exercise Price or Tax Liability	Common Stock F1	1,535	$544.59	$836K

Holdings After Transaction: Common Stock — 79,467.65 shares (Direct)

Footnotes (2)

1. F1. In connection with the vesting of previously reported restricted stock units.
2. F2. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

Key Figures

RSU grant shares: 738 shares Shares delivered/withheld: 1,535 shares Per-share value for tax/exercise payment: $544.59 per share

3 metrics

RSU grant shares 738 shares Common Stock acquired on August 17, 2026 via restricted stock unit grant

Shares delivered/withheld 1,535 shares Common Stock delivered or withheld on August 15, 2026 for exercise price or tax liability

Per-share value for tax/exercise payment $544.59 per share Applied to 1,535 shares delivered or withheld for exercise price or tax liability

Key Terms

restricted stock units, Stock-Based Incentive Compensation Plan, Payment of exercise price or tax liability

3 terms

restricted stock units financial

"In connection with the vesting of previously reported restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Stock-Based Incentive Compensation Plan financial

"granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan"

Payment of exercise price or tax liability financial

"Payment of exercise price or tax liability by delivering or withholding securities"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did CRS officer James D. Dee report on this Form 4?

James D. Dee reported two transactions: a grant of 738 shares of Common Stock via restricted stock units on August 17, 2026, and a disposition of 1,535 shares on August 15, 2026 to cover exercise price or tax obligations upon RSU vesting.

How many CRS shares were granted to James D. Dee in the latest award?

James D. Dee received a grant of 738 shares of Common Stock on August 17, 2026. The grant arose from restricted stock units awarded under Carpenter Technology’s Stock-Based Incentive Compensation Plan for Officers and Key Employees.

Why were 1,535 CRS shares disposed of in James D. Dee’s Form 4 filing?

The 1,535 shares of CRS Common Stock were delivered or withheld to pay exercise price or tax liabilities at $544.59 per share, in connection with the vesting of previously reported restricted stock units.

What price is reported for the 1,535 CRS shares used for tax or exercise obligations?

The filing reports a value of $544.59 per share for the 1,535 shares delivered or withheld to satisfy exercise price or tax liability obligations related to vesting restricted stock units.

Do these CRS Form 4 transactions involve derivative securities or only common stock?

The reported transactions involve Common Stock only. One is a grant acquired through restricted stock units, and the other is a delivery or withholding of Common Stock shares to cover exercise price or tax obligations upon RSU vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/18/2026 - 04:29 PM Accepted by SEC EDGAR 08/18/2026 - 04:28 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DEE JAMES D

(Last) (First) (Middle)

C/O CARPENTER TECHNOLOGY CORPORATION

1735 MARKET STREET, 15TH FL

(Street)

PHILADELPHIA PENNSYLVANIA 19103

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP [ CRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Gen Counsel & Sec

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2026		F(1)		1,535	D	$544.59	78,729.65	D
Common Stock	08/17/2026		A		738	A	(2)	79,467.65	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. In connection with the vesting of previously reported restricted stock units.

2. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

	James D. Dee	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)