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Carpenter Technology (NYSE: CRS) CEO awarded 17,216 shares; 7,905 withheld

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Form Type
4

Rhea-AI Filing Summary

Carpenter Technology President and CEO Brian J. Malloy reported compensation-related equity activity. On July 14, 2026 he received a 17,216-share performance-based restricted stock unit award linked to a performance period ending June 30, 2026. In connection with vesting, 7,905 shares of common stock were withheld at $576.87 per share to satisfy tax obligations, a non–open-market disposition. Following these transactions, he directly holds 96,098.3 shares of Carpenter Technology common stock, which includes shares acquired under the company’s Dividend Reinvestment Program.

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Insider Malloy Brian J
Role President and CEO
Type Security Shares Price Value
Grant/Award Common Stock 17,216 -- --
Tax Withholding Common Stock 7,905 $576.87 $4.56M
Holdings After Transaction: Common Stock — 96,098.3 shares (Direct)
Footnotes (1)
  1. The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 15, 2023, and performance period ending June 30, 2026. The financial results were confirmed and approved on July 14, 2026, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 14, 2026, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results. Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program. In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
Tax-withheld shares 7,905 shares Common shares withheld for tax obligations on July 14, 2026
Tax-withholding share value $576.87 per share Price used for the 7,905-share tax-withholding disposition
Performance award shares 17,216 shares Performance-based restricted stock unit award reported on July 14, 2026
Shares after tax withholding 88,193.3 shares Direct common stock holdings following the F-code tax-withholding transaction
Direct holdings after award 96,098.3 shares Direct Carpenter Technology common stock held after the A-code award
performance-based restricted stock unit award financial
"was granted a performance-based restricted stock unit award with an effective grant date"
A performance-based restricted stock unit award is a promise to give company shares to an employee or executive only if the business hits specific targets over a set period. Think of it as a conditional prize that vests like a savings plan: if agreed goals (such as revenue, profit, or stock performance) are met, the recipient receives the shares; if not, they get nothing. Investors pay attention because these awards align management incentives with company results and can affect share count, future earnings and executive behavior.
Dividend Reinvestment Program financial
"Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program."
A dividend reinvestment program lets investors automatically use cash dividends to buy more shares of the same company instead of taking the money as cash. Think of it like an automatic savings plan that turns small payouts into additional ownership, often including fractional shares, which can speed up compound growth and reduce the need for manual buying decisions — a convenience that can boost long-term returns for shareholders.
Stock-Based Compensation Plan for Officers and Key Employees financial
"under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees."
vesting financial
"In connection with the vesting of reported performance award under the Carpenter Technology"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transactions did Carpenter Technology (CRS) report for CEO Brian J. Malloy?

Brian J. Malloy reported a 17,216-share performance-based stock award and a related tax-withholding disposition of 7,905 shares on July 14, 2026. The withheld shares were used to satisfy tax obligations rather than sold in the open market.

How many Carpenter Technology (CRS) shares were granted to the CEO in this Form 4?

The CEO received a 17,216-share performance-based restricted stock unit award. The award relates to a performance period ending June 30, 2026, with financial results confirmed and approved on July 14, 2026 by Carpenter Technology board committees.

How many Carpenter Technology (CRS) shares were withheld for taxes in this filing?

A total of 7,905 shares of Carpenter Technology common stock were withheld at $576.87 per share. This F-code transaction reflects payment of tax liabilities in shares and does not represent an open-market sale of stock.

What are Brian J. Malloy’s Carpenter Technology (CRS) holdings after these transactions?

After the reported award and tax withholding, Brian J. Malloy directly holds 96,098.3 shares of Carpenter Technology common stock. These holdings include shares accumulated through the company’s Dividend Reinvestment Program, as noted in the disclosure footnotes.

What performance period was used for the Carpenter Technology (CRS) CEO’s performance-based award?

The CEO’s performance-based restricted stock unit award has an effective grant date of August 15, 2023 with a performance period ending June 30, 2026. Financial results were confirmed and performance certification occurred on July 14, 2026 by Carpenter Technology board committees.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Malloy Brian J

(Last)(First)(Middle)
CARPENTER TECHNOLOGY CORPORATION
1735 MARKET STREET, 15TH FL

(Street)
PHILADELPHIA PENNSYLVANIA 19103

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP [ CRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/14/2026A17,216A(1)96,098.3(2)D
Common Stock07/14/2026F(3)7,905D$576.8788,193.3(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 15, 2023, and performance period ending June 30, 2026. The financial results were confirmed and approved on July 14, 2026, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 14, 2026, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.
2. Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
3. In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
James D. Dee/POA07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)