Carpenter Technology grants Hart 361 stock units

Q: How do CRS director stock units convert and when are they payable?

The 361 director stock units convert to common stock on a 1-for-1 basis and are payable upon the later of separation of service or a specified date or event.

Q: What are the exercise price and dates for the CRS director stock option?

The option has a $395.71 exercise price, an exercise date of October 6, 2027, and an expiration date of October 6, 2036.

The stock units convert to common stock on a 1-for-1 basis and are payable upon the later of separation of service or a specified date or event.

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Carpenter Technology Corp (CRS) director Anastasios John Hart received grants of 361 director stock units and a director stock option covering 193 common shares on October 6, 2026. The stock-unit grant includes dividend equivalents not previously reported; the units convert to common stock on a 1-for-1 basis and are payable upon the later of separation of service or a specified date or event. Reported post-grant positions were 22,294.72 director stock units and 193 options. The option has a $395.71 exercise price, an exercise date of October 6, 2027, and an expiration date of October 6, 2036.

Insider Trade Summary

Grant/Award: 554 shares

Grant/Award 2 txns

Insider HART ANASTASIOS JOHN

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Director Stock Units ^{F1, F3, F2, F4}	361	--	--
Grant/Award	Director Stock Option (Right to Buy) ^F5	193	--	--

Holdings After Transaction: Director Stock Units — 22,294.72 contracts (Direct); Director Stock Option (Right to Buy) — 193 contracts (Direct)

Footnotes (5)

F1. Converts to common stock on a 1-for-1 basis
F2. Payable upon the later of separation of service or a specified date or event.
F3. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
F4. Includes dividend equivalents not previously reported.
F5. The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Key Figures

Director stock units granted: 361 units Director stock units after grant: 22,294.72 units Director stock options granted: 193 options +3 more

6 metrics

Director stock units granted 361 units Granted October 6, 2026; includes dividend equivalents not previously reported.

Director stock units after grant 22,294.72 units Reported following the October 6, 2026 grant.

Director stock options granted 193 options Granted October 6, 2026; covering 193 common shares.

Exercise price $395.71 per share Director stock option.

Option exercise date October 6, 2027 Director stock option.

Option expiration date October 6, 2036 Director stock option.

Key Terms

Director Stock Units, dividend equivalents, Director Stock Option (Right to Buy), Stock-Based Compensation Plan for Non-Employee Directors

4 terms

Director Stock Units financial

"granted restricted stock units"

Director stock units are promises a company makes to its board members to pay them company shares (or cash equal to the share value) after a set period or when certain conditions are met. They matter to investors because they align directors’ incentives with shareholders—encouraging decisions that boost long‑term value—but can also increase the total shares outstanding when converted, slightly diluting existing ownership.

dividend equivalents financial

"Includes dividend equivalents not previously reported"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Director Stock Option (Right to Buy) financial

"Director Stock Option (Right to Buy)"

Stock-Based Compensation Plan for Non-Employee Directors financial

"under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What awards did CRS director Anastasios John Hart receive?

On October 6, 2026, Anastasios John Hart received grants of 361 director stock units and a director stock option covering 193 common shares. The stock-unit grant includes dividend equivalents not previously reported.

How do CRS director stock units convert and when are they payable?

The 361 director stock units convert to common stock on a 1-for-1 basis and are payable upon the later of separation of service or a specified date or event.

What are the exercise price and dates for the CRS director stock option?

The option has a $395.71 exercise price, an exercise date of October 6, 2027, and an expiration date of October 6, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/08/2026 - 04:20 PM EDT Accepted by SEC EDGAR 10/08/2026 - 04:20 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HART ANASTASIOS JOHN

(Last)

(First)

(Middle)

C/O CARPENTER TECHNOLOGY CORPORATION

1735 MARKET STREET, 15TH FL

(Street)

PHILADELPHIA

PENNSYLVANIA

19103

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARPENTER TECHNOLOGY CORP [ CRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Director Stock Units	⁽¹⁾	10/06/2026		A		361		⁽²⁾	⁽²⁾	Common Stock	361	⁽³⁾	22,294.72⁽⁴⁾	D
Director Stock Option (Right to Buy)	$395.71	10/06/2026		A		193		10/06/2027	10/06/2036	Common Stock	193	⁽⁵⁾	193	D

Explanation of Responses:

1. Converts to common stock on a 1-for-1 basis

2. Payable upon the later of separation of service or a specified date or event.

3. The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.

4. Includes dividend equivalents not previously reported.

5. The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

	James D. Dee/POA	10/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR