CrowdStrike (CRWD) CEO logs 5,000-share stock sale under 10b5-1 plan

Rhea-AI Filing Summary

CrowdStrike Holdings, Inc. president and CEO George Kurtz reported open-market sales of 5,000 shares of Class A common stock of CRWD in multiple trades on April 17, 2026 and April 20, 2026. The sales were executed at prices generally between about $420 and $433 per share, as detailed in numerous small transactions.

A footnote states that the sales include shares sold pursuant to a Rule 10b5-1 trading plan adopted on January 6, 2026, indicating they were pre-arranged. Following one of the reported trades, Kurtz held 2,228,963 shares directly, and there is a separate indirect holding of 100,000 shares in the Kurtz Family Dynasty Trust, for which he disclaims beneficial ownership beyond his pecuniary interest. Overall, the reported sales represent a small portion of his disclosed holdings.

Insider Trade Summary 10b5-1

Net Seller: 5,000 shares

Net Sell 23 txns

Insider Kurtz George

Role PRESIDENT AND CEO

Sold 5,000 shs ($2.13M)

Type	Security	Shares	Price	Value
Sale	Class A common stock	16	$418.32	$7K
Sale	Class A common stock	46	$420.77	$19K
Sale	Class A common stock	15	$422.39	$6K
Sale	Class A common stock	50	$423.36	$21K
Sale	Class A common stock	84	$425.54	$36K
Sale	Class A common stock	425	$426.61	$181K
Sale	Class A common stock	428	$427.41	$183K
Sale	Class A common stock	170	$428.45	$73K
Sale	Class A common stock	162	$429.57	$70K
Sale	Class A common stock	449	$430.53	$193K
Sale	Class A common stock	222	$431.32	$96K
Sale	Class A common stock	232	$432.63	$100K
Sale	Class A common stock	201	$433.15	$87K
Sale	Class A common stock	10	$420.74	$4K
Sale	Class A common stock	397	$422.81	$168K
Sale	Class A common stock	863	$423.53	$366K
Sale	Class A common stock	501	$424.45	$213K
Sale	Class A common stock	279	$425.44	$119K
Sale	Class A common stock	140	$426.67	$60K
Sale	Class A common stock	120	$427.95	$51K
Sale	Class A common stock	70	$428.66	$30K
Sale	Class A common stock	120	$430.69	$52K
holding	Class A common stock	--	--	--

Holdings After Transaction: Class A common stock — 2,223,973 shares (Direct); Class A common stock — 100,000 shares (Indirect, Kurtz Family Dynasty Trust)

Footnotes (23)

1. F1. Includes shares sold pursuant to a 10b5-1 plan adopted on January 6, 2026.
2. F2. Includes shares to be issued in connection with the vesting of one or more restricted stock units (RSUs).
3. F3. This transaction was executed in multiple trades at prices ranging from $422.06 to $423.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
4. F4. This transaction was executed in multiple trades at prices ranging from $423.07 to $424.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
5. F5. This transaction was executed in multiple trades at prices ranging from $424.07 to $425.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
6. F6. This transaction was executed in multiple trades at prices ranging from $425.08 to $426.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
7. F7. This transaction was executed in multiple trades at prices ranging from $426.24 to $427.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
8. F8. This transaction was executed in multiple trades at prices ranging from $427.43 to $428.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
9. F9. This transaction was executed in multiple trades at prices ranging from $428.43 to $429.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
10. F10. This transaction was executed in multiple trades at prices ranging from $430.39 to $431.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
11. F11. This transaction was executed in multiple trades at prices ranging from $420.48 to $421.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
12. F12. This transaction was executed in multiple trades at prices ranging from $421.78 to $422.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
13. F13. This transaction was executed in multiple trades at prices ranging from $423.31 to $424.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
14. F14. This transaction was executed in multiple trades at prices ranging from $425.00 to $425.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
15. F15. This transaction was executed in multiple trades at prices ranging from $426.00 to $426.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
16. F16. This transaction was executed in multiple trades at prices ranging from $427.00 to $427.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
17. F17. This transaction was executed in multiple trades at prices ranging from $428.00 to $428.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
18. F18. This transaction was executed in multiple trades at prices ranging from $429.00 to $429.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
19. F19. This transaction was executed in multiple trades at prices ranging from $430.00 to $430.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
20. F20. This transaction was executed in multiple trades at prices ranging from $431.00 to $431.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
21. F21. This transaction was executed in multiple trades at prices ranging from $432.01 to $433.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
22. F22. This transaction was executed in multiple trades at prices ranging from $433.02 to $433.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
23. F23. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

Key Figures

Shares sold: 5,000 shares Example sale size: 201 shares at $433.15/share Largest single reported slice: 863 shares at $423.53/share +3 more

6 metrics

Shares sold 5,000 shares Total open-market sales of Class A common stock on April 17–20, 2026

Example sale size 201 shares at $433.15/share Open-market sale of Class A common stock on April 20, 2026

Largest single reported slice 863 shares at $423.53/share Open-market sale of Class A common stock on April 17, 2026

Direct holdings after trade 2,228,963 shares Direct Class A common stock held following one reported transaction

Indirect trust holdings 100,000 shares Class A common stock held by Kurtz Family Dynasty Trust

Number of sale transactions 22 transactions Count of sale entries in Form 4 transaction summary

Key Terms

Rule 10b5-1, restricted stock units (RSUs), weighted average sale price, pecuniary interest, +1 more

5 terms

Rule 10b5-1 regulatory

"Includes shares sold pursuant to a 10b5-1 plan adopted on January 6, 2026."

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

restricted stock units (RSUs) financial

"Includes shares to be issued in connection with the vesting of one or more restricted stock units (RSUs)."

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

weighted average sale price financial

"The price reported above reflects the weighted average sale price."

pecuniary interest financial

"disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares."

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 04/21/2026 - 08:00 PM Learn about SEC filing dates

FAQ

What insider transaction did CrowdStrike (CRWD) CEO George Kurtz report?

George Kurtz reported selling 5,000 shares of CrowdStrike Class A common stock in multiple open-market transactions. These trades occurred on April 17 and April 20, 2026, at share prices generally around the low-to-mid $400s, according to the Form 4 filing.

Were George Kurtz’s CrowdStrike (CRWD) stock sales pre-planned?

Yes. A filing footnote states the reported sales include shares sold under a Rule 10b5-1 trading plan adopted on January 6, 2026. Such pre-set plans schedule trades in advance, making the timing more routine and less indicative of short-term sentiment.

How many CrowdStrike (CRWD) shares does George Kurtz hold after these sales?

After one of the reported transactions, George Kurtz held 2,228,963 shares directly. The filing also shows an indirect holding of 100,000 shares in the Kurtz Family Dynasty Trust, for which he disclaims beneficial ownership beyond his pecuniary interest.

What prices did George Kurtz receive for his CrowdStrike (CRWD) share sales?

The reported open-market sales were executed in many small trades at prices roughly between $420 and $433 per share. Individual lines in the Form 4 show examples such as 201 shares at $433.15 and 863 shares at $423.53, among others.

How significant are George Kurtz’s 5,000-share CrowdStrike (CRWD) sales versus his holdings?

The Form 4 shows 5,000 shares sold compared with direct holdings exceeding 2.2 million shares after a reported trade. This indicates the transactions represent a small fraction of his disclosed stake, consistent with routine portfolio or liquidity management.

What indirect CrowdStrike (CRWD) holdings related to George Kurtz are disclosed?

The filing lists 100,000 shares of CrowdStrike Class A common stock held indirectly through the Kurtz Family Dynasty Trust. A footnote explains Kurtz disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the trust.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kurtz George

(Last) (First) (Middle)

C/O CROWDSTRIKE HOLDINGS, INC.

206 E. 9TH ST., STE. 1400

(Street)

AUSTIN TEXAS 78701

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CrowdStrike Holdings, Inc. [ CRWD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT AND CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	04/17/2026		S		10(1)	D	$420.74	2,228,963(2)	D
Class A common stock	04/17/2026		S		397(1)	D	$422.81(3)	2,228,566(2)	D
Class A common stock	04/17/2026		S		863(1)	D	$423.53(4)	2,227,703(2)	D
Class A common stock	04/17/2026		S		501(1)	D	$424.45(5)	2,227,202(2)	D
Class A common stock	04/17/2026		S		279(1)	D	$425.44(6)	2,226,923(2)	D
Class A common stock	04/17/2026		S		140(1)	D	$426.67(7)	2,226,783(2)	D
Class A common stock	04/17/2026		S		120(1)	D	$427.95(8)	2,226,663(2)	D
Class A common stock	04/17/2026		S		70(1)	D	$428.66(9)	2,226,593(2)	D
Class A common stock	04/17/2026		S		120(1)	D	$430.69(10)	2,226,473(2)	D
Class A common stock	04/20/2026		S		16(1)	D	$418.32	2,226,457(2)	D
Class A common stock	04/20/2026		S		46(1)	D	$420.77(11)	2,226,411(2)	D
Class A common stock	04/20/2026		S		15(1)	D	$422.39(12)	2,226,396(2)	D
Class A common stock	04/20/2026		S		50(1)	D	$423.36(13)	2,226,346(2)	D
Class A common stock	04/20/2026		S		84(1)	D	$425.54(14)	2,226,262(2)	D
Class A common stock	04/20/2026		S		425(1)	D	$426.61(15)	2,225,837(2)	D
Class A common stock	04/20/2026		S		428(1)	D	$427.41(16)	2,225,409(2)	D
Class A common stock	04/20/2026		S		170(1)	D	$428.45(17)	2,225,239(2)	D
Class A common stock	04/20/2026		S		162(1)	D	$429.57(18)	2,225,077(2)	D
Class A common stock	04/20/2026		S		449(1)	D	$430.53(19)	2,224,628(2)	D
Class A common stock	04/20/2026		S		222(1)	D	$431.32(20)	2,224,406(2)	D
Class A common stock	04/20/2026		S		232(1)	D	$432.63(21)	2,224,174(2)	D
Class A common stock	04/20/2026		S		201(1)	D	$433.15(22)	2,223,973(2)	D
Class A common stock								100,000	I	Kurtz Family Dynasty Trust(23)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes shares sold pursuant to a 10b5-1 plan adopted on January 6, 2026.

2. Includes shares to be issued in connection with the vesting of one or more restricted stock units (RSUs).

3. This transaction was executed in multiple trades at prices ranging from $422.06 to $423.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

4. This transaction was executed in multiple trades at prices ranging from $423.07 to $424.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

5. This transaction was executed in multiple trades at prices ranging from $424.07 to $425.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

6. This transaction was executed in multiple trades at prices ranging from $425.08 to $426.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

7. This transaction was executed in multiple trades at prices ranging from $426.24 to $427.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

8. This transaction was executed in multiple trades at prices ranging from $427.43 to $428.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

9. This transaction was executed in multiple trades at prices ranging from $428.43 to $429.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

10. This transaction was executed in multiple trades at prices ranging from $430.39 to $431.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

11. This transaction was executed in multiple trades at prices ranging from $420.48 to $421.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

12. This transaction was executed in multiple trades at prices ranging from $421.78 to $422.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

13. This transaction was executed in multiple trades at prices ranging from $423.31 to $424.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

14. This transaction was executed in multiple trades at prices ranging from $425.00 to $425.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

15. This transaction was executed in multiple trades at prices ranging from $426.00 to $426.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

16. This transaction was executed in multiple trades at prices ranging from $427.00 to $427.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

17. This transaction was executed in multiple trades at prices ranging from $428.00 to $428.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

18. This transaction was executed in multiple trades at prices ranging from $429.00 to $429.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

19. This transaction was executed in multiple trades at prices ranging from $430.00 to $430.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

20. This transaction was executed in multiple trades at prices ranging from $431.00 to $431.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

21. This transaction was executed in multiple trades at prices ranging from $432.01 to $433.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

22. This transaction was executed in multiple trades at prices ranging from $433.02 to $433.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

23. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

	/s/ Remie Solano, Attorney-in-Fact	04/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)