Canadian Solar (CSIQ) Form 144: Brokered resale notice listing 1,752 shares

Rhea-AI Filing Summary

Canadian Solar Inc. submitted a notice under Form 144 relating to proposed sales of Common Shares. The filing lists Common Shares associated with an Employee Share Incentive Plan and two entries showing 986 and 766 shares tied to 05/19/2026. The broker listed is Citigroup Global Markets at 390 Greenwich St., New York.

Insights

Equity Capital Markets Analyst

Routine resale notice for employee‑plan shares via a broker.

The filing lists proposed sales of Common Shares tied to an Employee Share Incentive Plan, with amounts 986 and 766 shares noted and a broker named Citigroup Global Markets. This is a procedural disclosure of intended resales rather than a completed market transaction.

Timing and cash‑flow treatment are not stated beyond the 05/19/2026 references; subsequent filings would report actual transfers or sales.

Key Figures

Broker address: 390 Greenwich St, New York Share entry 1: 986 shares Share entry 2: 766 shares +3 more

6 metrics

Broker address 390 Greenwich St, New York Citigroup Global Markets listed as broker

Share entry 1 986 shares Employee Share Incentive Plan entry dated 05/19/2026

Share entry 2 766 shares Employee Share Incentive Plan / Equity Compensation entry dated 05/19/2026

Aggregate shown 1,752 shares Sum of the two listed share entries in the excerpt

Form date shown 05/19/2026 Date associated with multiple entries in the excerpt

Other numeric fields 30099.36 and 67368537 Numeric values present in the excerpt (context unclear)

Key Terms

Form 144, Employee Share Incentive Plan, Equity Compensation, Common Shares

4 terms

Form 144 regulatory

"submitted a notice under Form 144 relating to proposed sales"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Employee Share Incentive Plan financial

"01/02/2026 EMPLOYEE SHARE INCENTIVE PLAN CANADIAN SOLAR INC"

An employee share incentive plan is a program that gives workers a stake in the company by granting shares or the right to buy shares at a set price, usually spread over time so employees must stay to earn them. For investors it signals how the company aligns staff incentives with shareholder value and affects ownership and earnings: such plans can motivate performance and retention but also dilute existing shares and increase reported compensation costs.

Equity Compensation financial

"EQUITY COMPENSATION COMMON SHARES"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Common Shares market

"COMMON SHARES | CITIGROUP GLOBAL MARKETS"

Common shares are the basic units of ownership in a company that give holders a claim on profits and a right to vote on key matters, like electing the board. Think of them as membership cards in a club: they let you share in successes and losses, but in a bankruptcy or liquidation they are paid after creditors and preferred shareholders, so their value can swing more and matters for assessing risk and potential return.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON SHARES	CITIGROUP GLOBAL MARKETS 390 GREENWICH ST NEW YORK NY 10013	1752	30099.36	67368537	05/19/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON SHAES	01/02/2026	EMPLOYEE SHARE INCENTIVE PLAN	CANADIAN SOLAR INC			986	05/19/2026	EQUITY COMPENSATION
COMMON SHARES	04/02/2026	EMPLOYEE SHARE INCENTIVE PLAN	CANADIAN SOLAR INC			766	05/19/2026	EQUITY COMPENSATION

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the CSIQ Form 144 filing report?

The filing reports proposed sales of Common Shares under an Employee Share Incentive Plan. It lists broker details and share counts of 986 and 766 with dates including 05/19/2026.

Who is the broker named in the CSIQ Form 144?

The broker listed is Citigroup Global Markets located at 390 Greenwich St., New York. The filing shows this broker in connection with the proposed share sales reported on the form.

How many shares are listed in the CSIQ excerpt?

The excerpt specifically shows share entries of 986 and 766. These figures appear tied to Employee Share Incentive Plan entries and dated 05/19/2026 in the provided text.

Does the Form 144 confirm the shares were sold?

No. The form lists proposed sales and dates; it does not confirm completed sales or proceeds. Subsequent filings would reflect actual transfers or sales if executed.

Are these shares from compensation plans or open‑market holdings?

The entries are labeled under an Employee Share Incentive Plan and Equity Compensation, indicating the shares are compensation‑related rather than unrelated open‑market holdings, per the excerpt.