CSW Form 144: Insider Plans Sale of 1,000 Shares Worth $250K

Rhea-AI Filing Summary

Form 144 filed for CSW Industrial, Inc. (CSW) discloses a proposed sale of 1,000 common shares through Northern Trust Securities on the NYSE with an aggregate market value of $250,000 and an approximate sale date of 09/15/2025. The shares were acquired on 10/01/2024 by vesting under a long-term compensation incentive plan from CSW Industrial, Inc. The filing also lists three recent sales by the same seller in the prior three months: 1,000 shares on 06/16/2025 for $290,263.80, 1,000 on 07/15/2025 for $294,816.10, and 1,000 on 08/15/2025 for $259,308.30. The filer attests there is no undisclosed material adverse information.

Positive

• Transparent disclosure of planned sale and three recent sales, complying with Rule 144 reporting requirements
• Shares were acquired via vesting under a long-term compensation incentive plan, not by undisclosed private purchase

Negative

• Insider has recently sold 3,000 shares in the past three months and plans another 1,000-share sale, which may be perceived negatively by some investors
• No Rule 10b5-1 plan adoption date is provided, so it is unclear whether sales are pursuant to a prearranged trading plan

Insights

Securities Analyst

TL;DR: Insider plans to sell vested compensation shares; recent monthly dispositions suggest ongoing liquidity events rather than a single large divestiture.

The Form 144 shows a planned sale of 1,000 common shares acquired via vesting on 10/01/2024, with an estimated market value of $250,000 for the planned trade. The filing also documents three executed sales of 1,000 shares each in June, July, and August 2025 with gross proceeds ranging from $259k to $295k, indicating the seller has been regularly liquidating vested equity. This pattern is disclosed under Rule 144 and appears compliant. From a trading-impact perspective, the amounts are modest relative to large-cap stock float but may be meaningful for smaller capitalization issuers. No financial results or forward guidance are included in the filing.

Corporate Governance Expert

TL;DR: Filing documents routine insider disposition of vested shares with standard attestation; no regulatory exceptions or 10b5-1 plan date provided.

The notice states the shares were acquired by vesting under a long-term compensation incentive plan and that the signer certifies no undisclosed material adverse information exists. The filing does not indicate reliance on a dated Rule 10b5-1 trading plan, nor does it provide a plan adoption date. For governance review, the recurring monthly sales are transparent under Rule 144; absent additional context on total insider holdings or a 10b5-1 plan, the filing is routine but warrants monitoring for any concentration or timing issues relative to material company events.

FAQ

What does CSW Form 144 filing disclose about the planned sale?

The filing discloses a proposed sale of 1,000 common shares through Northern Trust Securities on the NYSE with an aggregate market value of $250,000 and an approximate sale date of 09/15/2025.

When were the shares to be sold acquired according to the filing?

The shares were acquired on 10/01/2024 by vesting under a long-term compensation incentive plan.

Has the seller been selling CSW shares recently?

Yes. The filing lists three sales by the same seller in the past three months: 1,000 shares on 06/16/2025 for $290,263.80, 1,000 on 07/15/2025 for $294,816.10, and 1,000 on 08/15/2025 for $259,308.30.

Does the Form 144 state whether the sale is covered by a Rule 10b5-1 plan?

The filing does not provide a Rule 10b5-1 plan adoption date or indicate reliance on a 10b5-1 trading plan.

Through which broker will the planned sale be executed?

The planned sale lists Northern Trust Securities, Inc. at 50 S. LaSalle Street, Chicago, IL, and names the NYSE as the exchange.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/15/2025 - 04:05 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001413614
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CSW INDUSTRIALS, INC.
SEC File Number	001-37454
Address of Issuer	5420 LYNDON B. JOHNSON FREEWAY SUITE 500 DALLAS TEXAS 75240
Phone	(214) 884-3777
Name of Person for Whose Account the Securities are To Be Sold	Armes Joseph B
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Northern Trust Securities, Inc. 50 S. LaSalle Street Chicago IL 60603	1000	250000.00	16802468	09/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/01/2024	Vesting of shares under a long-term compensation incentive plan	CSW Industrial, Inc.			1000	10/01/2024	Vesting of shares under a long-term compensation incentive plan

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Joseph B Armes 5420 Lyndon B Johnson Freeway Dallas TX 75240	CSW Industrial, Inc.	06/16/2025	1000	290263.80
Joseph B Armes 5420 Lyndon B Johnson Freeway Dallas TX 75240	CSW Industrial, Inc.	07/15/2025	1000	294816.10
Joseph B Armes 5420 Lyndon B Johnson Freeway Dallas TX 75240	CSW Industrial, Inc.	08/15/2025	1000	259308.30

144: Remarks and Signature

Remarks
Date of Notice	09/15/2025
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/12/2024
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Joseph B. Armes
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)