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CSW Industrials (CSW) CEO gifts 1,864 shares to Armes Family Foundation

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Form Type
4

Rhea-AI Filing Summary

CSW Industrials Chairman, President & CEO Joseph B. Armes reported a bona fide gift of 1,864 common shares to the Armes Family Foundation, a family charitable foundation in which he has no pecuniary interest and whose holdings he disclaims. After the gift he holds 65,736 common shares directly and 3,219 shares indirectly through an ESOP, along with multiple performance-right awards tied to relative total shareholder return versus the Russell 2000 Index and 19,685 restricted stock units linked to recruitment and tenure of a successor CEO.

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Insider Armes Joseph B
Role Chairman, President & CEO
Type Security Shares Price Value
Gift Common Stock F1 1,864 $0.00 $0.00
holding Performance Rights F2 -- -- --
holding Performance Rights F3 -- -- --
holding Performance Rights F4 -- -- --
holding Performance Rights F5 -- -- --
holding Restricted Stock Units F6 -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 65,736 shares (Direct); Performance Rights — 35,262 shares (Direct); Restricted Stock Units — 19,685 shares (Direct); Common Stock — 3,219 shares (Indirect, by ESOP)
Footnotes (6)
  1. F1. Represents shares that were transferred by bona fide gift to the Armes Family Foundation, a family charitable foundation in which the reporting person has no pecuniary interest. Following the gift, the reporting person disclaims beneficial ownership of the securities held by the foundation.
  2. F2. Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 250% during a three-year performance cycle beginning on April 1, 2026 and ending on March 31, 2029 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
  3. F3. Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2025, and ending on March 31, 2028, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
  4. F4. Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2024, and ending on March 31, 2027, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
  5. F5. Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200%, during a performance cycle beginning April 1, 2021 and ending on March 31, 2027 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
  6. F6. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at vesting. 40% of the restricted stock units vest no earlier than April 26, 2025 upon the successful recruitment and hiring of a successor Chief Executive Officer; the remaining 60% vest upon the successful first employment anniversary of a successor Chief Executive Officer.
Bona fide gift 1,864 shares Common stock gifted on 2026-08-03 to the Armes Family Foundation
Direct common shares 65,736 shares Direct holdings of common stock after the 1,864-share gift
Indirect ESOP shares 3,219 shares Common shares held indirectly by ESOP for the reporting person
Performance rights (2026–2029 cycle) 9,836 underlying shares Three-year cycle April 1, 2026–March 31, 2029; vest 0%–250% based on relative TSR
Performance rights (2025–2028 cycle) 8,004 underlying shares Three-year cycle April 1, 2025–March 31, 2028; vest 0%–200% based on relative TSR
Performance rights (2024–2027 cycle) 8,236 underlying shares Three-year cycle April 1, 2024–March 31, 2027; vest 0%–200% based on relative TSR
Performance rights (2021–2027 cycle) 9,186 underlying shares Performance cycle April 1, 2021–March 31, 2027; vest 0%–200% based on relative TSR
Restricted stock units 19,685 units RSUs vest 40% after April 26, 2025 on hiring successor CEO; 60% after first employment anniversary
bona fide gift financial
"Represents shares that were transferred by bona fide gift to the Armes Family Foundation"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
performance rights financial
"Each performance right represents a contingent right to receive one share of common stock"
Performance rights are conditional awards that give employees or executives the promise of receiving company shares or cash only if the business meets specific targets or survives for a set period. They work like a bonus you only get when certain goals are hit, so they matter to investors because they can increase the number of shares outstanding (dilution), signal management’s incentives and confidence in future results, and affect per-share earnings and valuation.
restricted stock units financial
"Each restricted stock unit represents a contingent right to receive one share at vesting"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
relative total shareholder return financial
"based on the issuer's relative total shareholder return compared with the Russell 2000 Index"
Relative total shareholder return measures how much an investor’s gain from a company — including stock price changes and dividends — beats or lags a chosen benchmark or peer group over a set time. Think of it as a race: it shows whether the company outpaced rivals or the market, which helps investors and boards judge performance, compare returns fairly, and link results to pay or investment decisions.
Russell 2000 Index financial
"comparison to the total shareholder return performance among the Russell 2000 Index"
A stock-market benchmark that tracks about 2,000 small-cap U.S. companies, the Russell 2000 gives a snapshot of how smaller publicly traded firms are performing. Investors use it like a thermometer or yardstick for the small-company segment of the market—funds and portfolio managers compare returns to it, and its movements can signal changes in economic risk appetite or growth expectations; it is weighted so larger small companies have a bigger influence on the index.
pecuniary interest financial
"a family charitable foundation in which the reporting person has no pecuniary interest"

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FAQ

What insider transaction did CSW (CSW) report for Joseph B. Armes?

Joseph B. Armes reported a bona fide gift of 1,864 common shares of CSW Industrials on 2026-08-03. The shares were transferred to the Armes Family Foundation, a family charitable foundation in which he has no pecuniary interest and whose holdings he disclaims.

How many CSW (CSW) shares does Joseph B. Armes hold after the gift?

After the reported gift, Joseph B. Armes holds 65,736 common shares directly and 3,219 shares indirectly through an ESOP. He also has performance-based equity awards and 19,685 restricted stock units that may convert into common shares if their vesting conditions are satisfied.

What performance rights linked to CSW (CSW) stock does Armes have?

Armes holds performance rights linked to 9,836; 8,004; 8,236; and 9,186 underlying shares of common stock. Each right is a contingent right to one share, vesting between 0% and 200% or 250% over three-year cycles based on relative total shareholder return versus the Russell 2000 Index.

How are CSW (CSW) performance rights settled at vesting?

The performance rights may be settled, at the issuer’s discretion, in cash or shares of common stock upon vesting. Vesting levels depend on CSW Industrials’ relative total shareholder return versus the Russell 2000 Index over defined three-year performance cycles, ranging from 0% up to 200% or 250%.

What are the vesting conditions for CSW (CSW) restricted stock units held by Armes?

Armes holds 19,685 restricted stock units, each a contingent right to one share. 40% vest no earlier than April 26, 2025 upon successful recruitment and hiring of a successor CEO; the remaining 60% vest upon the successor CEO’s successful first employment anniversary.

Was the CSW (CSW) insider gift made under a Rule 10b5-1 trading plan?

The report leaves the Rule 10b5-1 checkbox unchecked, indicating the 1,864-share gift was not executed under a pre-arranged Rule 10b5-1 trading plan. It is reported instead as a bona fide charitable transfer to the Armes Family Foundation.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Armes Joseph B

(Last)(First)(Middle)
5420 LYNDON B JOHNSON FWY
STE. 500

(Street)
DALLAS TEXAS 75240-1007

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CSW INDUSTRIALS, INC. [ CSW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chairman, President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026G(1)1,864D$065,736D
Common Stock3,219Iby ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Rights(2) (2) (2)Common Stock9,8369,836D
Performance Rights(3) (3) (3)Common Stock8,0048,004D
Performance Rights(4) (4) (4)Common Stock8,2368,236D
Performance Rights(5) (5) (5)Common Stock9,1869,186D
Restricted Stock Units(6) (6) (6)Common Stock19,68519,685D
Explanation of Responses:
1. Represents shares that were transferred by bona fide gift to the Armes Family Foundation, a family charitable foundation in which the reporting person has no pecuniary interest. Following the gift, the reporting person disclaims beneficial ownership of the securities held by the foundation.
2. Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 250% during a three-year performance cycle beginning on April 1, 2026 and ending on March 31, 2029 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
3. Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2025, and ending on March 31, 2028, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
4. Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle beginning on April 1, 2024, and ending on March 31, 2027, based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
5. Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200%, during a performance cycle beginning April 1, 2021 and ending on March 31, 2027 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
6. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at vesting. 40% of the restricted stock units vest no earlier than April 26, 2025 upon the successful recruitment and hiring of a successor Chief Executive Officer; the remaining 60% vest upon the successful first employment anniversary of a successor Chief Executive Officer.
Remarks:
/s/ Luke E. Alverson, Attorney-in-Fact for Joseph B. Armes08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)