[144] CSW Industrials, Inc SEC Filing

Rhea-AI Filing Summary

CSW Industrials, Inc. (CSWI) – Form 144 filing: Robert Swartz intends to sell up to 400 common shares through Merrill Lynch on 1 July 2025. The proposed sale is valued at $100,000, compared with 16.81 million shares outstanding, representing roughly 0.002% of the float. During the last three months Swartz has already sold 600 shares for total gross proceeds of $180,516 across three transactions (200 shares each in April, May and June 2025). The shares to be sold were acquired on 1 Oct 2021 through employment-related compensation. This notice confirms that the seller attests to having no undisclosed material adverse information about CSWI.

Insights

Corporate Governance Analyst

TL;DR – Small insider sale; negligible ownership impact.

Form 144 shows Robert Swartz plans to dispose of 400 CSWI shares (~$100k). Combined with 600 shares sold since April, insider selling totals 1,000 shares, still less than 0.01% of shares outstanding. No indication of undisclosed issues is asserted in the filing. Given the minimal size and routine nature of the transaction, the filing is unlikely to influence valuation or corporate control metrics. Investors typically view Form 144s as informational only unless volumes are large or multiple executives sell concurrently, neither of which applies here.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common stock	Merrill Lynch 2100 Ross Ave Suite 1000 Dallas TX 75201	400	100000.00	16810000	07/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common stock	10/01/2021	Employment related	Robert Swartz			1095	07/02/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Swartz 5420 Lyndon B Johnson Fwy #500 Dallas TX 75240	CSW Industrials	06/02/2025	200	60226.00
Robert Swartz 5420 Lyndon B Johnson Fwy #500 Dallas TX 75240	CSW Industrials	05/01/2025	200	62522.00
Robert Swartz 5420 Lyndon B Johnson Fwy #500 Dallas TX 75240	CSW Industrials	04/01/2025	200	57768.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many CSWI shares are being registered for sale under this Form 144?

The notice covers 400 common shares of CSW Industrials.

What is the approximate market value of the CSWI shares to be sold?

The aggregate market value is $100,000 according to the filing.

Who is the insider planning to sell CSWI shares?

The seller is Robert Swartz, who acquired the shares via employment-related compensation.

When is the planned sale date for the CSWI shares?

The approximate sale date stated is July 1, 2025.

How does the proposed sale compare with CSWI’s shares outstanding?

400 shares represent roughly 0.002% of the 16.81 million shares outstanding, indicating minimal dilution.