STOCK TITAN

[Form 4] CSW Industrials, Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Form 4 — CSW Industrials, Inc. (CSW)

Reporting person Swartz, Robert M. (Director) reported two sales of common stock on 08/01/2025 effected pursuant to a 10b5-1 trading plan established on 09/10/2024. Transactions: 100 shares sold at $250.46 and 100 shares sold at $250.28. Reported direct beneficial ownership following the transactions was 12,419 and 12,319 shares respectively. No derivative transactions were reported. Form signed by attorney-in-fact Luke E. Alverson on 08/04/2025.

Positive
  • Transactions executed under a 10b5-1 trading plan (established 09/10/2024)
  • Clear disclosure of transaction details and post-sale direct holdings
Negative
  • None.

Insights

TL;DR: Two routine insider sales totaling 200 shares on 08/01/2025 under a pre-established 10b5-1 plan; post-sale holdings reported.

The filing shows Director Robert M. Swartz executed two sales of CSW common stock on 08/01/2025—100 shares at $250.46 and 100 shares at $250.28—under a 10b5-1 plan established 09/10/2024. The filings report direct beneficial ownership of 12,419 and 12,319 shares after each transaction. No options or other derivatives were disclosed. Signature by an attorney-in-fact was dated 08/04/2025. For investors, this appears procedural rather than a company-specific signal.

TL;DR: Insider sales executed under a documented trading plan, consistent with governance best practices for pre-arranged transactions.

The report explicitly states the trades were effected pursuant to a 10b5-1 trading plan (established 09/10/2024), which provides an affirmative defense under Rule 10b5-1. The reporting person is identified as a Director. The form includes no amendments and discloses only non-derivative sales of common stock. The use of an attorney-in-fact for filing is documented with a 08/04/2025 signature date.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Swartz Robert M

(Last) (First) (Middle)
5420 LYNDON B JOHNSON FWY
STE. 500

(Street)
DALLAS TX 75240-1007

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CSW INDUSTRIALS, INC. [ CSW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/01/2025 S(1) 100 D $250.46 12,419 D
Common Stock 08/01/2025 S(1) 100 D $250.28 12,319 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on September 10, 2024.
Remarks:
/s/Luke E. Alverson, Attorney in Fact 08/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions were reported for CSWI on this Form 4?

The filing reports two sales by Director Robert M. Swartz on 08/01/2025: 100 shares at $250.46 and 100 shares at $250.28.

Were the sales made under a trading plan for CSWI insider Swartz?

Yes, the filing states the transactions were effected pursuant to a 10b5-1 trading plan established on 09/10/2024.

How many CSWI shares did the reporting person own after the transactions?

The reported direct beneficial ownership after the first sale was 12,419 shares and after the second sale was 12,319 shares.

When was the Form 4 signed and who signed it?

The form was signed by attorney-in-fact Luke E. Alverson on 08/04/2025.

Does the Form 4 report any derivative transactions for CSWI?

No. Table II shows no derivative securities acquired, disposed of, or beneficially owned.
Csw Industrials Inc

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