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CSW Industrials director sells 200 shares under plan

CSW Industrials director Robert M. Swartz reported two sales of Common Stock on August 1, 2025, totaling 200 shares at prices of $250.46 and $250.28 per share.

(Neutral)
(Negative)
Form Type
4

Rhea-AI Filing Summary

CSW Industrials director Robert M. Swartz reported two sales of Common Stock on August 1, 2025, totaling 200 shares at prices of $250.46 and $250.28 per share. These trades were effected under a 10b5-1 trading plan established on September 10, 2024, and Swartz now directly holds 12,319 shares.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Two routine insider sales totaling 200 shares on 08/01/2025 under a pre-established 10b5-1 plan; post-sale holdings reported.

The filing shows Director Robert M. Swartz executed two sales of CSW common stock on 08/01/2025—100 shares at $250.46 and 100 shares at $250.28—under a 10b5-1 plan established 09/10/2024. The filings report direct beneficial ownership of 12,419 and 12,319 shares after each transaction. No options or other derivatives were disclosed. Signature by an attorney-in-fact was dated 08/04/2025. For investors, this appears procedural rather than a company-specific signal.

TL;DR: Insider sales executed under a documented trading plan, consistent with governance best practices for pre-arranged transactions.

The report explicitly states the trades were effected pursuant to a 10b5-1 trading plan (established 09/10/2024), which provides an affirmative defense under Rule 10b5-1. The reporting person is identified as a Director. The form includes no amendments and discloses only non-derivative sales of common stock. The use of an attorney-in-fact for filing is documented with a 08/04/2025 signature date.

Insider Swartz Robert M
Role Director
Sold 200 shs ($50K)
Type Security Shares Price Value
Sale Common Stock 100 $250.46 $25K
Sale Common Stock 100 $250.28 $25K
Holdings After Transaction: Common Stock — 12,319 shares (Direct)
Footnotes (1)
  1. F1. The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on September 10, 2024.
Shares sold (transaction 1) 100 shares Common Stock sale on 2025-08-01 at $250.46 per share
Shares sold (transaction 2) 100 shares Common Stock sale on 2025-08-01 at $250.28 per share
Total shares sold 200 shares Aggregate of two sales reported in transaction summary
Post-transaction holdings 12,319 shares Direct Common Stock ownership after the reported transactions
10b5-1 plan date September 10, 2024 Date Swartz’s Rule 10b5-1 trading plan was established
10b5-1 trading plan regulatory
"The transaction reported was effected pursuant to a 10b5-1 trading plan"
A 10b5-1 trading plan is a pre-arranged strategy that allows company insiders to buy or sell company stock at set times, regardless of their current knowledge about the company's situation. It acts like a scheduled appointment for trading, helping prevent the appearance of impropriety or insider trading. This plan provides a way for insiders to sell or buy shares in a controlled, transparent manner, offering reassurance to investors about fair trading practices.
Common Stock financial
"security_title: Common Stock for each reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Sale in open market or private transaction financial
"transaction_code_description: Sale in open market or private transaction"

FAQ

What did CSW Industrials (CSWI) director Robert M. Swartz report in this Form 4?

Director Robert M. Swartz reported selling 200 shares of CSW Industrials Common Stock on August 1, 2025. The sales occurred in two 100-share transactions at prices of $250.46 and $250.28 per share.

At what prices did CSW Industrials (CSWI) shares trade in Swartz’s reported sales?

Swartz’s reported sales were executed at $250.46 and $250.28 per share for CSW Industrials Common Stock. Each transaction involved 100 shares, for a total of 200 shares sold on August 1, 2025.

How many CSW Industrials (CSWI) shares does Robert M. Swartz hold after these transactions?

After the reported transactions, Swartz directly holds 12,319 shares of CSW Industrials Common Stock. This post-transaction holding reflects his remaining direct ownership following the 200-share sale on August 1, 2025.

Were Robert M. Swartz’s CSW Industrials (CSWI) share sales under a Rule 10b5-1 plan?

Yes. The filing notes the transactions were effected under a 10b5-1 trading plan established by Swartz on September 10, 2024. Such plans are pre-arranged and can reduce the informational value of trade timing.

What type of transaction code was used for Swartz’s CSW Industrials (CSWI) sales?

Both transactions use the Form 4 code S, described as a “Sale in open market or private transaction.” Each entry relates to CSW Industrials Common Stock sold directly by Swartz on August 1, 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Swartz Robert M

(Last) (First) (Middle)
5420 LYNDON B JOHNSON FWY
STE. 500

(Street)
DALLAS TX 75240-1007

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CSW INDUSTRIALS, INC. [ CSW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/01/2025 S(1) 100 D $250.46 12,419 D
Common Stock 08/01/2025 S(1) 100 D $250.28 12,319 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on September 10, 2024.
Remarks:
/s/Luke E. Alverson, Attorney in Fact 08/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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