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Claritev (CTEV) CFO logs RSU grant, tax share withholding and cRSU settlement

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Claritev Corp EVP & CFO Garis Douglas Michael reported several equity-related transactions in Claritev Class A common stock and related units on March 1, 2026. He disposed of 25,488 cash-settled restricted stock units back to the issuer following vesting of cRSUs granted on March 1, 2025. He also had 5,331 Class A shares withheld to cover taxes tied to vesting of prior restricted stock units, and received a grant of 66,322 restricted stock units that vest in four equal annual installments on March 1 of 2027, 2028, 2029, and 2030. After these transactions, he reported 204,852 Class A shares held directly, plus additional indirect holdings in Individual Retirement Accounts for himself, his spouse, and children.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Garis Douglas Michael

(Last) (First) (Middle)
C/O CLARITEV CORPORATION
7900 TYSONS ONE PLACE, SUITE 400

(Street)
MCLEAN VA 22102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Claritev Corp [ CTEV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP&CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 03/01/2026 F(1) 5,331 D $13.47 138,530 D
Class A common stock 03/01/2026 A(2) 66,322 A $0 204,852 D
Class A common stock 19,927 I Spouse's Individual Retirement Account
Class A common stock 45,810 I Reporting Person's Individual Retirement Account
Class A common stock 336 I Daughter's Individual Retirement Account
Class A common stock 345 I Son's Individual Retirement Account
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Cash Settled Restricted Stock Units (3) 03/01/2026 D 25,488 (3) (3) Class A common stock 25,488 $0 25,488 D
Explanation of Responses:
1. Represents shares withheld to pay taxes applicable to vesting of restricted stock units granted on March 1, 2025.
2. Represents a grant of restricted stock units which will vest at a rate of 25% per year on each of March 1, 2027, 2028, 2029, and 2030.
3. Represents the cash settlement of cash settled restricted stock units ("cRSUs") granted on March 1, 2025 as a result of the vesting of 50% of such cRSUs on March 1, 2026.
Remarks:
/s/ Kent Bartholomew, attorney-in-fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Claritev (CTEV) CFO Garis Douglas Michael report?

He reported cRSU settlement, tax share withholding, and a new grant. On March 1, 2026, 25,488 cash-settled RSUs were disposed to the issuer, 5,331 Class A shares were withheld for taxes, and 66,322 restricted stock units were granted.

How many Claritev (CTEV) restricted stock units were granted to the CFO?

He received a grant of 66,322 restricted stock units. According to the filing, these units vest 25% per year on March 1 of 2027, 2028, 2029, and 2030, creating a four-year vesting schedule tied to continued service.

Why were 5,331 Claritev (CTEV) shares disposed of in the Form 4 filing?

The 5,331 Class A shares were withheld to pay taxes on vesting RSUs. The filing states this disposition covered applicable tax liabilities related to restricted stock units that were originally granted on March 1, 2025 and vested on March 1, 2026.

What does the 25,488 cash-settled RSU disposition mean for Claritev (CTEV) CFO holdings?

25,488 cash-settled RSUs were settled in cash and disposed to the issuer. They stem from cRSUs granted March 1, 2025, of which 50% vested on March 1, 2026. This settlement reduced outstanding cRSUs while reflecting compensation in cash form.

How many Claritev (CTEV) shares does the CFO hold directly after these transactions?

Following the reported March 1, 2026 transactions, he directly holds 204,852 shares of Claritev Class A common stock. The Form 4 also lists additional indirect holdings through Individual Retirement Accounts for the reporting person, spouse, and children.

What indirect Claritev (CTEV) share holdings are reported for the CFO and family?

Indirect holdings include 19,927 shares in the spouse’s IRA, 45,810 shares in the reporting person’s IRA, 336 shares in a daughter’s IRA, and 345 shares in a son’s IRA. These accounts are reported as indirect ownership interests in Claritev Class A shares.
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