CTNM insider 10b5-1 sales recorded by Morgan Stanley (CTNM)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice relating to proposed sales of Common stock tied to Restricted Stock Units. The filing lists 4170 (unit) entries and documents multiple 10b5-1 sales by Daniel Lorrain on 05/01/2026, 04/06/2026 and 03/02/2026 with dollar amounts shown alongside each entry.

Insights

Corporate Governance Analyst

Form 144 records planned affiliate sales under 10b5-1 arrangements.

The filing lists proposed or reported sales of Common stock tied to Restricted Stock Units and records multiple dated 10b5-1 sales by Daniel Lorrain on 03/02/2026, 04/06/2026, and 05/01/2026

These entries document sale activity by an affiliate; cash‑flow recipient and exact registration mechanics are not detailed in the excerpt. Subsequent filings or broker reports would show settlement and exact share counts per trade.

Key Figures

Form type: Form 144 Unit count shown: 4170 10b5-1 sale date: 03/02/2026 +3 more

6 metrics

Form type Form 144 Notice of proposed sale by an affiliate

Unit count shown 4170 Listed repeatedly in securities lines

10b5-1 sale date 03/02/2026 Sale by Daniel Lorrain

10b5-1 sale date 04/06/2026 Sale by Daniel Lorrain

10b5-1 sale date 05/01/2026 Sale by Daniel Lorrain

Dollar amount listed (example) $56,253.30 Associated with a securities line in the excerpt

Key Terms

10b5-1, Restricted Stock Units, Form 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for DANIEL LORRAIN 3565 General Atomics Court"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 05/09/2017"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 04:19 PM Learn about SEC filing dates

FAQ

What does the CTNM Form 144 filing report?

It reports proposed or scheduled sales of Common stock tied to Restricted Stock Units. The filing lists 10b5-1 sale dates of 03/02/2026, 04/06/2026, and 05/01/2026 by Daniel Lorrain.

Who is listed as the filer on the CTNM Form 144?

The filer is shown as Morgan Stanley Smith Barney LLC Executive Financial Services at the New York Plaza address. The filing records broker involvement for the proposed sales.

How many units or shares are indicated in the CTNM excerpt?

The excerpt repeatedly shows the number 4170 in the securities lines. The filing pairs that number with specific sale dates and dollar amounts in the listed 10b5-1 entries.

What is a 10b5-1 sale referenced in the CTNM filing?

A 10b5-1 sale is a prearranged trading plan allowing affiliates to sell shares according to preset terms. The filing lists multiple sales executed under such plans by Daniel Lorrain.

Do the CTNM entries show cash proceeds or recipient of sale proceeds?

The excerpt displays dollar figures alongside sale dates but does not state who receives proceeds. The filing does not specify the cash‑flow recipient in the provided text.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4170	56253.30	32723877	06/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/09/2017	Restricted Stock Units	Issuer			4170	05/09/2017	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for DANIEL LORRAIN 3565 General Atomics Court, Suite 200 San Diego CA 92121	Common	05/01/2026	4170	54707.48
10b5-1 Sales for DANIEL LORRAIN 3565 General Atomics Court, Suite 200 San Diego CA 92121	Common	04/06/2026	4170	56013.94
10b5-1 Sales for DANIEL LORRAIN 3565 General Atomics Court, Suite 200 San Diego CA 92121	Common	03/02/2026	4170	62585.03

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)