STOCK TITAN

Contineum Therapeutics (CTNM) CSO sells 4,170 shares under 10b5-1 plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Contineum Therapeutics Chief Scientific Officer Daniel S. Lorrain reported an open-market sale of 4,170 shares of Class A Common Stock at a weighted average price of $13.1564 per share. The sale was executed under a Rule 10b5-1 trading plan adopted on September 23, 2025.

After this transaction, he holds 139,372 shares directly and 10,110 shares indirectly through his spouse. His holdings include 3,268 shares purchased through Contineum’s Employee Stock Purchase Plan on May 15, 2026.

Positive

  • None.

Negative

  • None.
Insider Lorrain Daniel S.
Role Chief Scientific Officer
Sold 4,170 shs ($55K)
Type Security Shares Price Value
Sale Class A Common Stock 4,170 $13.1564 $55K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 139,372 shares (Direct, null); Class A Common Stock — 10,110 shares (Indirect, By Spouse)
Footnotes (1)
  1. These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 23, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.995 to $13.360, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Includes 3,268 shares purchased through Issuer's Employee Stock Purchase Plan on May 15, 2026.
Shares sold 4,170 shares Open-market sale of Class A Common Stock
Weighted average sale price $13.1564 per share Average price for the 4,170 shares sold
Sale price range $12.995–$13.360 per share Price range for individual trade executions
Direct holdings after transaction 139,372 shares Direct Class A Common Stock owned after sale
Indirect holdings by spouse 10,110 shares Indirect ownership through spouse after transaction
ESPP shares included 3,268 shares Purchased via Employee Stock Purchase Plan on May 15, 2026
10b5-1 plan adoption date September 23, 2025 Date trading plan governing the sale was adopted
Rule 10b5-1 trading plan regulatory
"These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 23, 2025."
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Employee Stock Purchase Plan financial
"Includes 3,268 shares purchased through Issuer's Employee Stock Purchase Plan on May 15, 2026."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lorrain Daniel S.

(Last)(First)(Middle)
3565 GENERAL ATOMICS COURT, SUITE 200

(Street)
SAN DIEGO CALIFORNIA 92121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Contineum Therapeutics, Inc. [ CTNM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Scientific Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/01/2026S(1)4,170D$13.1564(2)139,372D
Class A Common Stock10,110(3)IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 23, 2025.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.995 to $13.360, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
3. Includes 3,268 shares purchased through Issuer's Employee Stock Purchase Plan on May 15, 2026.
Remarks:
/s/ Peter Slover, Attorney-in-Fact06/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Contineum Therapeutics (CTNM) report for Daniel S. Lorrain?

Contineum Therapeutics reported that Chief Scientific Officer Daniel S. Lorrain sold 4,170 shares of Class A Common Stock in an open-market transaction at a weighted average price of $13.1564 per share, according to a Form 4 insider trading report.

Was the CTNM insider sale by Daniel S. Lorrain made under a trading plan?

Yes. The reported sale of 4,170 Contineum Therapeutics shares by Daniel S. Lorrain was executed under a Rule 10b5-1 trading plan adopted on September 23, 2025, indicating the transactions were pre-arranged rather than timed discretionarily.

How many Contineum Therapeutics (CTNM) shares does Daniel S. Lorrain hold after the Form 4 transaction?

After the reported sale, Daniel S. Lorrain holds 139,372 Contineum Therapeutics Class A Common Stock shares directly and 10,110 shares indirectly through his spouse, showing he retains a substantial ownership position following the transaction disclosed in the Form 4.

What price range did Daniel S. Lorrain receive for his CTNM share sale?

The Form 4 states the reported $13.1564 price is a weighted average, with individual trades executed between $12.995 and $13.360 per Contineum Therapeutics share. The insider has agreed to provide detailed trade breakdowns upon request to investors or regulators.

Are Employee Stock Purchase Plan shares included in Daniel S. Lorrain’s CTNM holdings?

Yes. Daniel S. Lorrain’s reported Contineum Therapeutics holdings include 3,268 shares purchased through the company’s Employee Stock Purchase Plan on May 15, 2026, which form part of his direct ownership position after the Form 4 transaction.