Customers Bancorp Inc SEC Filings

Customers Bancorp director Bernard B. Banks received 883 shares of Common Stock as compensation in lieu of cash for his third-quarter director fee. The reported transaction lists a per‑share price of $67.85, and after the issuance Mr. Banks beneficially owned 16,524 shares. The Form 4 shows this was a direct ownership change and the issuance was recorded as an acquisition of non‑derivative shares for director compensation.

Andrea R. Allon, a director of Customers Bancorp, Inc. (CUBI), was issued 625 shares of common stock on 09/15/2025 at an effective price of $67.85 per share in lieu of cash director compensation for Q3 2025. After the issuance, Ms. Allon beneficially owned 38,313 shares directly; an additional 965 shares are reported indirectly by spouse. The Form 4 was signed under power of attorney on 09/19/2025.

Robert J. Buford, a director of Customers Bancorp, Inc. (CUBI), was issued 883 shares of Common Stock as director compensation on 09/15/2025 in lieu of cash at an implicit price of $67.85 per share. Following the issuance, the reporting person beneficially owned 22,156 shares in a direct capacity. The Form 4 reports the single non-derivative transaction and notes the shares were issued for Q3 2025 director compensation. The filing is signed under power of attorney on behalf of Mr. Buford.

Customers Bancorp director Robert N. Mackay received 883 shares of common stock as director compensation for Q3 2025, issued in lieu of cash at an effective price of $67.85 per share. Following the transaction on 09/15/2025, Mr. Mackay beneficially owns 8,345 shares. The Form 4 was signed on 09/19/2025 under power of attorney. The filing identifies the award as standard director compensation and does not disclose any additional cash payments, option grants, or derivative transactions. No other material changes to ownership or related-party arrangements are reported in this document.

Customers Bancorp, Inc. (CUBI) furnished an investor presentation as Exhibit 99.1 that it will use in meetings commencing September 8, 2025. The company states the presentation is furnished and incorporated by reference into Item 7.01 but clarifies that the furnished information is not "filed" for purposes of Section 18 of the Exchange Act and is not deemed incorporated into other SEC reports unless specifically referenced. The filing also lists exhibits under Item 9.01 and reiterates that the furnished materials are not an admission of materiality under Regulation FD.

Customers Bancorp, Inc. completed a registered public offering of 2,189,781 shares of its voting common stock at $68.50 per share, and granted the underwriters a 30-day option that was fully exercised for an additional 328,467 shares. The offering closed on September 3, 2025, producing aggregate gross proceeds of approximately $172.5 million and aggregate net proceeds of approximately $163.9 million after underwriting discounts and commissions but before transaction expenses. Directors and certain officers agreed to a 60-day lock-up. The company made customary representations and indemnities to the underwriters and furnished related press releases and counsel opinion exhibits.

Customers Bancorp, Inc. (CUBI) is offering 2,189,781 shares of common stock at $68.50 per share, with estimated net proceeds of $142.1 million after underwriting discounts and offering expenses, and the description assumes full redemption of its Series F preferred shares and no exercise of underwriter options. The prospectus supplement incorporates risk factors from its 2024 Annual Report and 2025 Quarterly Reports. The unaudited balance data as of June 30, 2025 (dollars in thousands) shows Total Deposits $18,976,018, FHLB advances $1,195,377, Other borrowings $99,138, Subordinated debt $182,649, and Total shareholders' equity $1,863,558. The filing also discloses Series F preferred as 3,400,000 shares with liquidation preference $25.00 and a stated preferred carrying amount of $82,201. The prospectus addresses withholding rules for non-U.S. holders, including a 30% gross rate subject to treaty relief and the need for valid IRS Form W-8 or equivalent documentation.

Customers Bancorp, Inc. (CUBI) reporting person Nicholas J. Robinson, Chief Risk Officer and director, reported a transaction on 09/03/2025 in which 479 shares of common stock were disposed of at a price of $72.43 per share. The filing states the shares were withheld for taxes upon vesting of previously issued restricted stock. After the transaction, Robinson beneficially owns 11,059 shares, which the filer explains includes 10,211 restricted stock units. The Form 4 was signed under power of attorney on 09/04/2025.

Customers Bancorp, Inc. (CUBI) prospectus supplement excerpts highlight risk factor disclosures incorporated from the company’s annual and quarterly reports and provide selected balance sheet items as of June 30, 2025 (unaudited). The filing cites broad market and operational risks such as general economic conditions, stock price volatility, fluctuations in operating results, regulatory or accounting changes and realization of listed risks.

Selected liabilities include Total Deposits $18,976,018, FHLB advances $1,195,377, Other borrowings $99,138 and Subordinated debt $182,649 (amounts in thousands). Total shareholders’ equity is shown as $1,863,558 (dollars in thousands). The supplement also contains U.S. federal income tax discussion for non-U.S. holders, including potential withholding at a 30% gross rate absent treaty relief and documentation requirements (e.g., valid IRS Form W-8).