[144] Carnival PLC SEC Filing

Rhea-AI Filing Summary

Carnival plc (ticker CUK) has filed a Form 144 indicating the proposed sale of 12,500 Trust Shares on or about 05 Aug 2025 through Citigroup Global Markets. The shares have an aggregate market value of $363,375, based on the filing’s reference price, and represent roughly 0.001 % of the 1.167 billion shares outstanding. The securities were originally acquired on 17 Apr 2019 as part of director compensation. No other sales by the same insider were reported in the past three months.

Form 144 serves only as advance notice; it does not guarantee that the sale will occur or disclose the exact execution price. Given the modest size relative to Carnival’s float, the filing appears immaterial to the company’s capital structure but may nevertheless interest investors tracking insider sentiment.

Insights

Securities Analyst

TL;DR: Small insider sale (<0.002 % float) flagged; negligible impact on valuation.

From a market-impact perspective, the proposed $363 k sale is de minimis versus Carnival’s multi-billion-dollar market cap and >1.1 bn shares outstanding. The filing is routine, lacks pricing details, and does not alter liquidity or leverage metrics. I view the disclosure as neutral; however, continued insider selling could become a sentiment head-wind if volumes rise.

Corporate Governance Expert

TL;DR: Routine director monetization; no red flags detected.

The shares stem from equity compensation granted in 2019, suggesting a standard diversification move rather than a signal of operational concerns. The Form 144 affirms the signer’s lack of undisclosed adverse information, fulfilling Rule 144 requirements. Absent a pattern of large or clustered insider disposals, governance risk remains unchanged.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
TRUST SHARES	CITIGROUP GLOBAL MARKETS INC 388 GREENWICH STREET NEW YORK NY 10013	12500	363375.00	1167404107	08/05/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON STOCK OF CARNIVAL CORPORATION	04/17/2019	DIRECTOR COMPENSATION	CARNIVAL CORPORATION			12500	08/05/2025	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many Carnival (CUK) shares are being sold under this Form 144?

The filing covers 12,500 Trust Shares of Carnival plc.

What is the estimated market value of the shares listed in the filing?

The aggregate market value is $363,375 according to the notice.

What percentage of Carnival’s outstanding shares does the sale represent?

Approximately 0.001 % of the 1.167 billion shares outstanding.

When is the proposed sale date for these Carnival shares?

The filer indicates an approximate sale date of 05 August 2025.

Where will the shares be sold and through which broker?

The shares are expected to be sold on the NYSE via Citigroup Global Markets Inc.