STOCK TITAN

Carnival plc (CUK) CHRO has 6,222 shares withheld for tax obligations

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carnival plc Chief Human Resources Officer Bettina Alejandra Deynes reported tax-related share withholdings, not open-market sales. On April 21, 2026, the company withheld a total of 6,222 Trust Shares of beneficial interests in a special voting share at $28.7402 per share to cover taxes on vesting restricted stock units. After these non-market dispositions, she holds 95,435.5493 Trust Shares directly.

Positive

  • None.

Negative

  • None.

Insights

Routine tax withholding on equity vesting; no open-market selling.

These Form 4 entries show Bettina Alejandra Deynes, Carnival plc’s Chief Human Resources Officer, having shares withheld by the company to cover tax obligations on vesting restricted stock units. The transactions use code F, which indicates tax-withholding dispositions rather than discretionary market sales.

Two transactions on April 21, 2026 withheld a combined 6,222 Trust Shares at $28.7402 per share. Following the withholdings, Deynes holds 95,435.5493 Trust Shares directly, so the reduction appears modest relative to her remaining position. This pattern is typical of equity-based compensation and does not by itself signal a change in sentiment.

Insider deynes bettina alejandra
Role Chief Human Resources Officer
Type Security Shares Price Value
Tax Withholding Trust Shares (beneficial Interest in Special Voting Share) 2,304 $28.7402 $66K
Tax Withholding Trust Shares (beneficial Interest in Special Voting Share) 3,918 $28.7402 $113K
Holdings After Transaction: Trust Shares (beneficial Interest in Special Voting Share) — 95,435.549 shares (Direct, null)
Footnotes (1)
  1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 8, 2024. Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account and dividend equivalent shares associated with the release of restricted stock units. Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 16, 2025.
Tax-withheld shares (first transaction) 3,918 Trust Shares Withheld on April 21, 2026 for tax liability, code F
Tax-withheld shares (second transaction) 2,304 Trust Shares Withheld on April 21, 2026 for tax liability, code F
Total shares withheld for taxes 6,222 Trust Shares Sum of two code F tax-withholding dispositions
Price per share used for withholding $28.7402 per share Applied to both tax-withholding transactions
Shares held after transactions 95,435.5493 Trust Shares Direct holdings after April 21, 2026 withholdings
Trust Shares financial
"Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust"
special voting share financial
"Carnival plc issued one special voting share to the Trust"
dual listed company transaction financial
"In connection with the dual listed company transaction between Carnival plc and Carnival Corporation"
restricted stock units financial
"taxes associated with vesting of time-based restricted stock units granted April 8, 2024"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend reinvestment financial
"Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account"
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
deynes bettina alejandra

(Last)(First)(Middle)
C/O CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE

(Street)
MIAMI FLORIDA 33178

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CARNIVAL PLC [ CUK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Human Resources Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Trust Shares (beneficial Interest in Special Voting Share)(1)04/21/2026F2,304(2)D$28.740295,435.5493(3)D
Trust Shares (beneficial Interest in Special Voting Share)(1)04/21/2026F3,918(4)D$28.740291,517.5493D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
2. Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 8, 2024.
3. Includes shares acquired pursuant to the dividend reinvestment feature of the reporting person's account and dividend equivalent shares associated with the release of restricted stock units.
4. Represents shares withheld by the Company to cover taxes associated with vesting of time-based restricted stock units granted April 16, 2025.
/s/ Bettina Deynes04/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider activity did Carnival plc (CUK) report for Bettina Alejandra Deynes?

Carnival plc reported that Chief Human Resources Officer Bettina Alejandra Deynes had shares withheld for taxes. On April 21, 2026, 6,222 Trust Shares were disposed of via tax withholding, rather than open-market sales, in connection with vesting restricted stock units.

How many Carnival plc (CUK) shares were withheld for taxes in this Form 4?

A total of 6,222 Trust Shares were withheld for taxes. The Form 4 shows two code F transactions of 3,918 and 2,304 Trust Shares at $28.7402 per share, linked to vesting time-based restricted stock units granted in 2024 and 2025.

Did the Carnival plc (CUK) insider sell shares on the open market?

No, the reported transactions are tax-withholding dispositions, not open-market sales. Transaction code F and the footnotes explain that Carnival plc withheld Trust Shares to cover taxes due on vesting restricted stock units granted in April 2024 and April 2025.

What is Bettina Alejandra Deynes’ shareholding in Carnival plc (CUK) after these transactions?

After the reported tax withholdings, Bettina Alejandra Deynes directly holds 95,435.5493 Trust Shares. These Trust Shares represent beneficial interests in a special voting share tied to Carnival plc’s dual listed company structure with Carnival Corporation.

What are Carnival plc (CUK) Trust Shares of beneficial interest in the special voting share?

Trust Shares represent beneficial interests in a special voting share issued to a trust as part of Carnival plc’s dual listed company structure with Carnival Corporation. They are paired with Carnival Corporation common stock and reflect voting arrangements between the two entities.