Curaleaf (OTCQX: CURLF) extends executive share sale plan through ASDP

Rhea-AI Filing Summary

Curaleaf Holdings has extended an existing automatic securities disposition plan (ASDP) for its Chief Legal Officer, Peter Clateman, effective March 31, 2026. The plan covers the orderly exercise of vested stock options that are scheduled to expire in July 2027 and the sale of a portion of the resulting Subordinate Voting Shares to pay anticipated taxes.

Share sales under the ASDP are expected to begin on or about July 1, 2026 and continue for roughly six months, with transactions executed by an independent broker at prevailing market prices within preset trading, price and volume parameters. The ASDP was approved by the company’s compensation committee, includes restrictions on amendments or termination, and all dispositions will be reported under applicable U.S. and Canadian securities laws with disclosure that they arise from the ASDP.

Insights

Corporate governance analyst

Curaleaf formalizes a pre-set plan for an executive’s option exercises and tax-related share sales.

Curaleaf’s Chief Legal Officer extended an automatic securities disposition plan covering option exercises before their July 2027 expiry and related share sales to fund taxes. The plan was approved by the compensation committee and set up before entering a blackout period, aligning with best-practice guidance.

Because trades will be executed by an independent broker within predefined price and volume limits, this structure helps separate the executive’s personal liquidity management from day-to-day information flow. Dispositions will be transparently reported under U.S. and Canadian rules, with filings clearly marked as ASDP-related.

Key Figures

ASDP effective date: March 31, 2026 Option expiry: July 2027 Planned sales start: On or about July 1, 2026 +1 more

4 metrics

ASDP effective date March 31, 2026 Date the extended automatic securities disposition plan was authorized and established

Option expiry July 2027 Vested options covered by the ASDP are set to expire on this date

Planned sales start On or about July 1, 2026 Earliest expected date for Subordinate Voting Share sales under the ASDP

Planned sales duration Six-month period Expected length of time over which ASDP share sales may occur

Key Terms

automatic securities disposition plan, Subordinate Voting Shares, blackout period, Staff Notice 55-317, +1 more

5 terms

automatic securities disposition plan regulatory

"Curaleaf Announces Executive Automatic Securities Disposition Plan"

An automatic securities disposition plan is a pre-set program that sells or transfers a person’s or entity’s shares on a scheduled or trigger-based routine without further decisions at the time of each sale. It matters to investors because such plans increase the predictability of when new shares may enter the market—like an automatic bill payment for stock—reducing questions about insider timing and helping assess potential short-term pressure on a company’s share price.

Subordinate Voting Shares financial

"the sale of a portion of the acquired subordinate voting shares in the Company"

Subordinate voting shares are a type of company stock that typically carry fewer voting rights than regular shares, meaning holders have less influence over company decisions. They are often used to raise capital while allowing founders or main shareholders to retain control. For investors, understanding the difference helps assess their level of influence in company decisions and the potential risks or benefits of holding different types of shares.

blackout period regulatory

"authorized and established on March 31, 2026, before entering into a blackout period"

A blackout period is a temporary window when company insiders, employees or certain plan participants are barred from buying or selling the company’s stock, usually around earnings releases or other material events. It matters to investors because it reduces the risk of unfair trading based on secret information and can affect share liquidity and timing—think of it as a “no trading” zone set to keep the market fair and orderly.

Staff Notice 55-317 regulatory

"pursuant to the recommended practices set forth in Staff Notice 55-317 –Automatic Securities Disposition Plans"

compensation committee financial

"in the form approved by the compensation committee of the Company"

A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.

Form 6-K: How Foreign Companies Report to the SEC →

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934

For the month of April, 2026

Commission File Number: 333-249081

Curaleaf Holdings, Inc. (Name of Registrant)

666 Burrard Street, Suite 1700,

Vancouver, British Columbia V6C 2X8, Canada
(Address of Principal Executive Office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☐    Form 40-F ☒

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

						CURALEAF HOLDINGS, INC.
						(Registrant)
Date:			April 3, 2026			By:			/s/ Peter Clateman
						Name:			Peter Clateman
						Title:			Chief Legal Officer

EXHIBIT INDEX

Exhibit Number						Description
99.1						Press Release

Curaleaf Holdings, Inc. Investor Relations Curaleaf Announces Executive Automatic Securities Disposition Plan STAMFORD, Conn., April 2, 2026 /PRNewswire/ -- Curaleaf Holdings, Inc. (TSX: CURA / OTCQX: CURLF) ("Curaleaf" or the "Company"), a leading international provider of consumer cannabis products, today announced that effective as of March 31, 2026, Mr. Peter Clateman, the Company's Chief Legal Officer, has extended an existing automatic securities disposition plan ("ASDP") in accordance with applicable United States and Canadian securities legislation and the Company's trading policies, as previously announced by the Company on January 2, 2026. The ASDP will allow for an orderly exercise of vested options set to expire in July 2027, and the sale of a portion of the acquired subordinate voting shares in the Company (the "Subordinate Voting Shares") currently owned by Mr. Clateman to cover anticipated taxes. The Subordinate Voting Shares will be sold at prevailing market prices, and sales may commence on or about July 1, 2026 and continue over the course of a six-month period. Sales of Subordinate Voting Shares under the ASDP will be effected by an independent securities broker in accordance with the trading parameters, price and volume limits, restrictions and other instructions set out in the ASDP. The ASDP has been authorized and established on March 31, 2026, before entering into a blackout period, in the form approved by the compensation committee of the Company and contains meaningful restrictions on the ability of Mr. Clateman to amend, suspend or terminate the applicable ASDP. Dispositions by Mr. Clateman under the ASDP will be reported in accordance with applicable securities laws. Each such filing will bear a notation to advise readers that the disposition is related to an ASDP. Information regarding the ASDP and transactions thereunder, as the case may be, may be accessed on SEDI at www.sedi.ca. This announcement is made pursuant to the recommended practices set forth in Staff Notice 55-317 –Automatic Securities Disposition Plans of the Canadian Securities Administrators and will be available under the Company's SEDAR profile at www.SEDAR.ca. About Curaleaf Holdings Curaleaf Holdings, Inc. (TSX: CURA) (OTCQX: CURLF) ("Curaleaf") is a leading international provider of consumer products in cannabis with a mission to enhance lives by cultivating, sharing and celebrating the power of the plant. As a high-growth cannabis company known for quality, expertise and reliability, the Company and its brands, including Curaleaf, Select, Grassroots, Find, and Anthem provide industry-leading service, product selection and accessibility across the medical and adult use markets. Curaleaf International is powered by a strong presence in all stages of the supply chain. Its unique distribution network throughout Europe, Canada and Australasia brings together pioneering science and research with cutting-edge cultivation, extraction and production. Curaleaf is listed on the Toronto Stock Exchange under the symbol CURA and trades on the OTCQX market under the symbol CURLF. For more information, please visit https://ir.curaleaf.com. Investor Contact: Curaleaf Holdings, Inc. Camilo Lyon, Chief Investment Officer IR@curaleaf.com Media Contact: MATTIO Communications MattioCuraleaf@Mattio.com SOURCE Curaleaf Holdings, Inc. https://ir.curaleaf.com/2026-04-02-Curaleaf-Announces-Executive-Automatic-Securities-Disposition-Plan

FAQ

What did Curaleaf (CURLF) announce in this executive ASDP update?

Curaleaf announced that Chief Legal Officer Peter Clateman has extended an existing automatic securities disposition plan. The plan covers exercising vested options expiring in July 2027 and selling some resulting Subordinate Voting Shares to cover anticipated taxes under preset trading parameters.

When will share sales under Curaleaf’s executive ASDP begin and how long will they last?

Sales of Subordinate Voting Shares under the ASDP may begin on or about July 1, 2026. They are expected to continue over a six-month period, with transactions executed at prevailing market prices by an independent securities broker following pre-set limits.

Which Curaleaf executive is covered by the extended automatic securities disposition plan?

The plan covers Curaleaf’s Chief Legal Officer, Peter Clateman. It governs the orderly exercise of his vested stock options, which are set to expire in July 2027, and the sale of a portion of the acquired Subordinate Voting Shares to fund anticipated tax obligations.

How is Curaleaf’s ASDP for its Chief Legal Officer structured and approved?

The ASDP was authorized and established on March 31, 2026 in a form approved by Curaleaf’s compensation committee. It includes trading parameters, price and volume limits, and meaningful restrictions on Mr. Clateman’s ability to amend, suspend, or terminate the plan once in place.

Who executes trades under Curaleaf’s executive automatic securities disposition plan?

Trades under the ASDP will be executed by an independent securities broker. The broker will sell Subordinate Voting Shares at prevailing market prices, following the specific trading parameters, price and volume limits, and instructions that are set out in the ASDP documentation.

How will investors see transactions made under Curaleaf’s ASDP?

Dispositions by Mr. Clateman under the ASDP will be reported under applicable securities laws. Each disclosure will note that the disposition relates to an automatic securities disposition plan, and information can be accessed on SEDI as well as through the company’s SEDAR profile.

Filing Exhibits & Attachments

1 document

Press Releases

• EX-99.1 EX-99.1 4.1 KB