[144] Commault Systems, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 filing for CVLT shows a proposed sale of 690 shares of Common stock through Morgan Stanley Smith Barney LLC with an aggregate market value of $123,358.20. The shares were acquired as Restricted Stock Units on 08/29/2024 from the issuer and the proposed sale date is 09/03/2025. The filing reports 44,459,659 shares outstanding, indicating the 690-share sale represents a vanishingly small portion of the company's outstanding stock. Several standard filer and issuer identification fields are blank in the provided content, so the precise identity of the selling person and some contact details are not available in this extract.

Positive

• Acquisition method disclosed: Shares were acquired as Restricted Stock Units, which clarifies the origin of the securities.
• Small relative size: 690 shares represent approximately 0.0016% of the reported 44,459,659 shares outstanding, indicating an immaterial dilution or market impact.

Negative

• Missing filer identity: Key filer contact and identity fields are blank in the provided extract, preventing confirmation of the seller's status.
• Issuer details incomplete: Issuer name and several issuer contact fields are not present in the supplied content, limiting context for the sale.

Insights

Securities Analyst

TL;DR: A routine, small Rule 144 notice for 690 RSU-derived shares; immaterial to capitalization.

The filing documents a sale under Rule 144 of 690 shares acquired as Restricted Stock Units on 08/29/2024, to be executed via Morgan Stanley Smith Barney LLC on 09/03/2025. With 44,459,659 shares reported outstanding, the position equals about 0.0016% of outstanding shares, which is immaterial to market capitalization or control. The filing lacks explicit filer identity and some issuer contact details in the provided extract, limiting assessment of insider status or aggregation with other sellers.

Corporate Governance Expert

TL;DR: Routine disclosure of RSU sale intent; no material governance or control signal in available data.

The notice states the securities were acquired from the issuer as Restricted Stock Units and that there were no reported sales in the prior three months. The representation about absence of undisclosed material information is standard. Missing filer identification in the supplied content prevents confirming whether the seller is an officer, director, or other affiliate, which would affect insider-sale interpretation.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	690	123358.20	44459659	09/03/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/29/2024	Restricted Stock Units	Issuer			690	08/29/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for CVLT report?

The Form 144 reports a proposed sale of 690 shares of Common stock with an aggregate market value of $123,358.20 to be sold through Morgan Stanley Smith Barney LLC on 09/03/2025.

How were the shares being sold acquired according to the filing?

The shares were acquired as Restricted Stock Units on 08/29/2024 from the issuer.

What portion of the company do the 690 shares represent?

The filing reports 44,459,659 shares outstanding, so 690 shares represent roughly 0.0016% of outstanding shares.

Does the filing show any sales by this person in the prior three months?

The filing states Nothing to Report for securities sold during the past three months.

Are there any red flags or unusual items in this Form 144?

No transaction-specific red flags are disclosed in the provided content, but several identification fields for the filer and issuer are blank in this extract.