CVV Form 4: Lawrence Waldman Receives 11,100-Share Director Grant

Rhea-AI Filing Summary

CVD Equipment Corp. (CVV) director Lawrence Waldman acquired an automatic grant of 11,100 common shares on 08/08/2025 under the companys Director Compensation Plan and the 2022 Share Incentive Plan. The award was issued at $0, and the filing reports his direct beneficial ownership increased to 79,146 shares following the transaction.

The grant vests in four quarterly installments on 09/30/2025, 12/31/2025, 03/31/2026 and 06/30/2026, provided he remains a director on each vesting date. The transaction is reported with acquisition code "A" indicating an awarded/issued grant.

Insights

Financial Analyst

TL;DR: Routine director equity grant of 11,100 shares increases direct holdings to 79,146; materiality depends on total shares outstanding.

The Form 4 shows an automatic director grant of 11,100 common shares issued at $0 and recorded as an acquisition (code A), raising Lawrence Waldmans direct holdings to 79,146 shares. The award is governed by the 2022 Share Incentive Plan and vests quarterly over four dates through 06/30/2026, contingent on continued board service. Without disclosure of the companys total shares outstanding or recent insider activity, the filing appears to reflect routine board compensation rather than a standalone material corporate event.

Corporate Governance Expert

TL;DR: Automatic, service-conditioned director grant with quarterly vesting aligns retention and stewardship but scale impact is unclear from this filing alone.

The reported grant was issued pursuant to the Director Compensation Plan and the 2022 Share Incentive Plan and vests in four quarterly tranches if the recipient remains a director. Such structured vesting is common practice to align director interests with shareholder outcomes and encourage continued service. The Form 4 documents the mechanics and resulting ownership level but does not provide context on dilution or relative stake size, so governance implications are procedural rather than evidently material from this filing alone.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Waldman Lawrence

(Last) (First) (Middle)

C/O CVD EQUIPMENT CORPORATION

355 S. TECHNOLOGY DRIVE

(Street)

CENTRAL ISLIP NY 11722

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CVD EQUIPMENT CORP [ CVV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/08/2025		A		11,100(1)	A	$0	79,146	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates.

	/s/ Lawrence Waldman	08/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Lawrence Waldman report for CVV?

He acquired 11,100 common shares on 08/08/2025 as an automatic director grant; the shares were issued at $0 and his direct holdings rose to 79,146.

Under which plans were the shares issued?

The shares were issued pursuant to the company's Director Compensation Plan and the 2022 Share Incentive Plan.

What are the vesting terms of the grant reported in CVV's Form 4?

The grant vests in four quarterly installments on 09/30/2025, 12/31/2025, 03/31/2026 and 06/30/2026, provided the recipient remains a director on each vesting date.

How was the transaction reported (code and price)?

The transaction is reported with acquisition code "A" and the shares were issued at a price of $0.

How many CVV shares does Waldman beneficially own after the reported transaction?

According to the filing, he beneficially owns 79,146 shares (direct ownership) following the reported acquisition.