STOCK TITAN

[Form 4] CaliberCos Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 snapshot – CaliberCos Inc. (CWD)

Director Lawrence X. Taylor III reported an option grant on 17 June 2025 under the company’s 2024 Equity Incentive Plan. The filing discloses the acquisition of 5,052 employee stock options with an exercise price of $3.55 per share and an expiration date of 17 June 2035. The options were acquired as part of normal board compensation; no shares were sold.

Following the transaction, Taylor directly holds 14,821 derivative securities linked to CWD Class A common stock. No non-derivative share transactions were reported. The filing does not reference any Rule 10b5-1 trading plan and does not alter Taylor’s status as a company director.

Because the transaction is a routine equity incentive grant with a modest size relative to CaliberCos’ public float, market impact is expected to be immaterial.

Riepilogo del modulo 4 – CaliberCos Inc. (CWD)

Il direttore Lawrence X. Taylor III ha comunicato una concessione di opzioni il 17 giugno 2025 nell'ambito del Piano di Incentivi Azionari 2024 della società. La dichiarazione rivela l'acquisizione di 5.052 opzioni azionarie per dipendenti con un prezzo di esercizio di 3,55 $ per azione e una scadenza fissata al 17 giugno 2035. Le opzioni sono state ottenute come parte della normale remunerazione del consiglio; non sono state vendute azioni.

A seguito della transazione, Taylor detiene direttamente 14.821 strumenti derivati collegati alle azioni ordinarie di classe A di CWD. Non sono state segnalate transazioni su azioni non derivate. La dichiarazione non fa riferimento a nessun piano di trading secondo la Regola 10b5-1 e non modifica lo status di Taylor come direttore della società.

Poiché la transazione rappresenta una concessione ordinaria di incentivi azionari di dimensioni modeste rispetto al flottante pubblico di CaliberCos, si prevede un impatto di mercato irrilevante.

Resumen del Formulario 4 – CaliberCos Inc. (CWD)

El director Lawrence X. Taylor III reportó una concesión de opciones el 17 de junio de 2025 bajo el Plan de Incentivos de Capital 2024 de la empresa. El informe revela la adquisición de 5,052 opciones sobre acciones para empleados con un precio de ejercicio de $3.55 por acción y una fecha de vencimiento el 17 de junio de 2035. Las opciones se adquirieron como parte de la compensación habitual del consejo; no se vendieron acciones.

Tras la transacción, Taylor posee directamente 14,821 valores derivados vinculados a las acciones ordinarias Clase A de CWD. No se reportaron transacciones de acciones no derivadas. El informe no menciona ningún plan de negociación según la Regla 10b5-1 y no altera el estatus de Taylor como director de la empresa.

Dado que la transacción es una concesión rutinaria de incentivos de capital de tamaño modesto en relación con el flotante público de CaliberCos, se espera que el impacto en el mercado sea insignificante.

서식 4 요약 – CaliberCos Inc. (CWD)

이사 Lawrence X. Taylor III는 2025년 6월 17일 회사의 2024년 주식 인센티브 계획에 따라 옵션 부여를 보고했습니다. 제출 서류에는 행사 가격이 주당 $3.55이고 만료일이 2035년 6월 17일인 5,052개의 직원 주식 옵션 취득이 공개되어 있습니다. 이 옵션은 이사회 보상의 일환으로 획득되었으며, 주식 매도는 없었습니다.

거래 후 Taylor는 CWD 클래스 A 보통주에 연계된 14,821개의 파생 증권을 직접 보유하고 있습니다. 비파생 주식 거래는 보고되지 않았습니다. 제출 서류에는 Rule 10b5-1 거래 계획이 언급되지 않았으며 Taylor의 회사 이사 지위에는 변동이 없습니다.

이번 거래는 CaliberCos의 공공 유통 주식 대비 규모가 작고 일상적인 주식 인센티브 부여이므로 시장에 미치는 영향은 미미할 것으로 예상됩니다.

Résumé du formulaire 4 – CaliberCos Inc. (CWD)

Le directeur Lawrence X. Taylor III a déclaré une attribution d’options le 17 juin 2025 dans le cadre du Plan d’incitation en actions 2024 de la société. Le dépôt révèle l’acquisition de 5 052 options d’achat d’actions pour employés avec un prix d’exercice de 3,55 $ par action et une date d’expiration fixée au 17 juin 2035. Les options ont été obtenues dans le cadre de la rémunération habituelle du conseil d’administration ; aucune action n’a été vendue.

Suite à cette opération, Taylor détient directement 14 821 titres dérivés liés aux actions ordinaires de classe A de CWD. Aucune transaction d’actions non dérivées n’a été signalée. Le dépôt ne mentionne aucun plan de trading selon la règle 10b5-1 et ne modifie pas le statut de Taylor en tant que directeur de la société.

Étant donné que la transaction constitue une attribution d’incitations en actions de routine, de taille modeste par rapport au flottant public de CaliberCos, l’impact sur le marché devrait être négligeable.

Formular 4 Zusammenfassung – CaliberCos Inc. (CWD)

Direktor Lawrence X. Taylor III meldete am 17. Juni 2025 eine Optionszuteilung im Rahmen des Aktienanreizplans 2024 des Unternehmens. Die Meldung offenbart den Erwerb von 5.052 Mitarbeiteraktienoptionen mit einem Ausübungspreis von 3,55 $ pro Aktie und einem Ablaufdatum am 17. Juni 2035. Die Optionen wurden als Teil der regulären Vorstandsvergütung erworben; es wurden keine Aktien verkauft.

Nach der Transaktion hält Taylor direkt 14.821 derivative Wertpapiere, die mit den Stammaktien der Klasse A von CWD verbunden sind. Es wurden keine Transaktionen mit nicht-derivativen Aktien gemeldet. Die Meldung verweist nicht auf einen Handelsplan gemäß Regel 10b5-1 und ändert Taylors Status als Unternehmensdirektor nicht.

Da es sich um eine routinemäßige Gewährung von Aktienanreizen in bescheidenem Umfang im Verhältnis zum öffentlichen Streubesitz von CaliberCos handelt, wird ein marktlicher Einfluss als unerheblich eingeschätzt.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine director option grant; no shares sold; negligible valuation impact.

The 5,052 options granted to Director Lawrence X. Taylor III at $3.55 strike are standard board compensation under the 2024 plan. Post-grant derivative holdings rise to 14,821, but there is no cash outlay by the company today and no immediate dilution because the options are unexercised. Absence of share sales or insider selling signals means the transaction carries neutral sentiment. Given CaliberCos’ small capitalization, even full exercise would likely represent <1% of current shares outstanding, so valuation effect is minimal.

TL;DR: Grant aligns with normal director pay; compliant disclosure; neutral governance impact.

The options were issued pursuant to an approved equity plan, satisfy Section 16 reporting within the two-business-day window, and include all mandated details (strike, term, quantity). The filing contains no red flags such as back-dating, accelerated vesting, or insider selling. Therefore, from a governance standpoint, the event is routine and not materially impactful to shareholder rights or board independence.

Riepilogo del modulo 4 – CaliberCos Inc. (CWD)

Il direttore Lawrence X. Taylor III ha comunicato una concessione di opzioni il 17 giugno 2025 nell'ambito del Piano di Incentivi Azionari 2024 della società. La dichiarazione rivela l'acquisizione di 5.052 opzioni azionarie per dipendenti con un prezzo di esercizio di 3,55 $ per azione e una scadenza fissata al 17 giugno 2035. Le opzioni sono state ottenute come parte della normale remunerazione del consiglio; non sono state vendute azioni.

A seguito della transazione, Taylor detiene direttamente 14.821 strumenti derivati collegati alle azioni ordinarie di classe A di CWD. Non sono state segnalate transazioni su azioni non derivate. La dichiarazione non fa riferimento a nessun piano di trading secondo la Regola 10b5-1 e non modifica lo status di Taylor come direttore della società.

Poiché la transazione rappresenta una concessione ordinaria di incentivi azionari di dimensioni modeste rispetto al flottante pubblico di CaliberCos, si prevede un impatto di mercato irrilevante.

Resumen del Formulario 4 – CaliberCos Inc. (CWD)

El director Lawrence X. Taylor III reportó una concesión de opciones el 17 de junio de 2025 bajo el Plan de Incentivos de Capital 2024 de la empresa. El informe revela la adquisición de 5,052 opciones sobre acciones para empleados con un precio de ejercicio de $3.55 por acción y una fecha de vencimiento el 17 de junio de 2035. Las opciones se adquirieron como parte de la compensación habitual del consejo; no se vendieron acciones.

Tras la transacción, Taylor posee directamente 14,821 valores derivados vinculados a las acciones ordinarias Clase A de CWD. No se reportaron transacciones de acciones no derivadas. El informe no menciona ningún plan de negociación según la Regla 10b5-1 y no altera el estatus de Taylor como director de la empresa.

Dado que la transacción es una concesión rutinaria de incentivos de capital de tamaño modesto en relación con el flotante público de CaliberCos, se espera que el impacto en el mercado sea insignificante.

서식 4 요약 – CaliberCos Inc. (CWD)

이사 Lawrence X. Taylor III는 2025년 6월 17일 회사의 2024년 주식 인센티브 계획에 따라 옵션 부여를 보고했습니다. 제출 서류에는 행사 가격이 주당 $3.55이고 만료일이 2035년 6월 17일인 5,052개의 직원 주식 옵션 취득이 공개되어 있습니다. 이 옵션은 이사회 보상의 일환으로 획득되었으며, 주식 매도는 없었습니다.

거래 후 Taylor는 CWD 클래스 A 보통주에 연계된 14,821개의 파생 증권을 직접 보유하고 있습니다. 비파생 주식 거래는 보고되지 않았습니다. 제출 서류에는 Rule 10b5-1 거래 계획이 언급되지 않았으며 Taylor의 회사 이사 지위에는 변동이 없습니다.

이번 거래는 CaliberCos의 공공 유통 주식 대비 규모가 작고 일상적인 주식 인센티브 부여이므로 시장에 미치는 영향은 미미할 것으로 예상됩니다.

Résumé du formulaire 4 – CaliberCos Inc. (CWD)

Le directeur Lawrence X. Taylor III a déclaré une attribution d’options le 17 juin 2025 dans le cadre du Plan d’incitation en actions 2024 de la société. Le dépôt révèle l’acquisition de 5 052 options d’achat d’actions pour employés avec un prix d’exercice de 3,55 $ par action et une date d’expiration fixée au 17 juin 2035. Les options ont été obtenues dans le cadre de la rémunération habituelle du conseil d’administration ; aucune action n’a été vendue.

Suite à cette opération, Taylor détient directement 14 821 titres dérivés liés aux actions ordinaires de classe A de CWD. Aucune transaction d’actions non dérivées n’a été signalée. Le dépôt ne mentionne aucun plan de trading selon la règle 10b5-1 et ne modifie pas le statut de Taylor en tant que directeur de la société.

Étant donné que la transaction constitue une attribution d’incitations en actions de routine, de taille modeste par rapport au flottant public de CaliberCos, l’impact sur le marché devrait être négligeable.

Formular 4 Zusammenfassung – CaliberCos Inc. (CWD)

Direktor Lawrence X. Taylor III meldete am 17. Juni 2025 eine Optionszuteilung im Rahmen des Aktienanreizplans 2024 des Unternehmens. Die Meldung offenbart den Erwerb von 5.052 Mitarbeiteraktienoptionen mit einem Ausübungspreis von 3,55 $ pro Aktie und einem Ablaufdatum am 17. Juni 2035. Die Optionen wurden als Teil der regulären Vorstandsvergütung erworben; es wurden keine Aktien verkauft.

Nach der Transaktion hält Taylor direkt 14.821 derivative Wertpapiere, die mit den Stammaktien der Klasse A von CWD verbunden sind. Es wurden keine Transaktionen mit nicht-derivativen Aktien gemeldet. Die Meldung verweist nicht auf einen Handelsplan gemäß Regel 10b5-1 und ändert Taylors Status als Unternehmensdirektor nicht.

Da es sich um eine routinemäßige Gewährung von Aktienanreizen in bescheidenem Umfang im Verhältnis zum öffentlichen Streubesitz von CaliberCos handelt, wird ein marktlicher Einfluss als unerheblich eingeschätzt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Taylor Lawrence X. III

(Last) (First) (Middle)
8901 E MOUNTAIN VIEW RD
#150

(Street)
SCOTTSDALE AZ 85258

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CaliberCos Inc. [ CWD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (right to buy)(1) $3.55 06/17/2025 A 5,052 06/17/2025 06/17/2035 Class A Common Stock 5,052 (2) 14,821 D
Explanation of Responses:
1. Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer.
2. Not applicable
Remarks:
/s/ Lawrence X. Taylor III 06/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many options did Director Lawrence X. Taylor III receive from CaliberCos (CWD)?

5,052 employee stock options were granted on 17 June 2025.

What is the exercise price of the newly granted CWD options?

The options carry a $3.55 per-share exercise price.

Did the director sell any CaliberCos shares in this Form 4 filing?

No. The filing reports only an acquisition of options; no shares were sold.

What is the expiration date of the granted options?

The options expire on 17 June 2035.

How many derivative securities does the director hold after this grant?

Post-transaction, Taylor beneficially owns 14,821 options directly.
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