Raymond James files Form 144 for 309 RSUs

Raymond James & Associates, Inc. submitted a Form 144 notice relating to common stock listed on NASDAQ.

Rhea-AI Filing Summary

Raymond James & Associates, Inc. submitted a Form 144 notice relating to common stock listed on NASDAQ. The excerpt lists 309 RSUs to be sold by the issuer on 03/12/2026 for cash. The filing also discloses a prior sale of 1,199 common shares on 02/27/2026 for $111,323.

Insights

Securities Compliance Counsel

Form 144 notice documents proposed resale and recent insider sale.

The notice lists 309 RSUs as issuer-directed sales dated 03/12/2026, indicating a planned cash settlement method. The excerpt separately records a completed sale of 1,199 shares on 02/27/2026 for $111,323.

Regulatory focus: ensure Rule 144 conditions are met before resale and confirm reporting chain for the prior sale in ongoing Section 16 disclosures.

Equity Transactions Analyst

Transaction sizes are modest and routine for issuer and insider activity.

The amounts—309 RSUs and a 1,199-share sale—represent small, routine equity movements relative to typical outstanding floats. Cash settlement is specified for the RSUs, and the prior trade shows gross proceeds of $111,323.

Effects on capitalization are likely immaterial based on the disclosed counts.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Raymond James' Form 144 disclose for CWST?

The Form 144 lists 309 RSUs scheduled for sale by the issuer on 03/12/2026 with cash settlement, and records a prior sale of 1,199 shares on 02/27/2026 for $111,323.

Who completed a sale in the past three months according to the filing?

Sean Steves is listed as having sold 1,199 common shares on 02/27/2026, generating gross proceeds of $111,323, as shown in the excerpt.

What type of securities are involved in the Form 144 notice?

The filing concerns common stock and specifically references RSUs to be sold by the issuer and an earlier open-market sale of common shares, both tied to the NASDAQ-listed common stock.

How is the RSU sale to be settled per the excerpt?

The RSU sale listed for 03/12/2026 is described as being settled for cash according to the excerpt; no further proceeds allocation or recipient details are provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/12/2026 - 02:55 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001929869
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CASELLA WASTE SYSTEMS INC
SEC File Number	000-23211
Address of Issuer	25 GREENS HILL ROAD RUTLAND VERMONT 05701
Phone	8027750325
Name of Person for Whose Account the Securities are To Be Sold	Steves Sean
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RAYMOND JAMES & ASSOCIATES, INC. 880 CARILLON PARKWAY ST. PETERSBURG FL 33716	97	8655.92	63510000	03/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	03/10/2026	RSU	ISSUER			309	03/12/2026	CASH

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SEAN STEVES 1506 BLUEBERRY LANE EXT RUTLAND VT 05701	COMMON	02/27/2026	1199	111323.00

144: Remarks and Signature

Remarks
Date of Notice	03/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Melissa Fisher, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Sean M. Steves
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)